0000865436-17-000229.txt : 20170828
0000865436-17-000229.hdr.sgml : 20170828
20170828170209
ACCESSION NUMBER: 0000865436-17-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170828
DATE AS OF CHANGE: 20170828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBB WALTER E IV
CENTRAL INDEX KEY: 0001202538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19797
FILM NUMBER: 171055203
MAIL ADDRESS:
STREET 1: 550 BOWIE STREET
CITY: AUSTIN
STATE: TX
ZIP: 78703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WHOLE FOODS MARKET INC
CENTRAL INDEX KEY: 0000865436
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 741989366
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 550 BOWIE STREET
CITY: AUSTIN
STATE: TX
ZIP: 78703
BUSINESS PHONE: 5124774455
MAIL ADDRESS:
STREET 1: 550 BOWIE STREET
CITY: AUSTIN
STATE: TX
ZIP: 78703
4
1
wf-form4_150395411480387.xml
FORM 4
X0306
4
2017-08-17
1
0000865436
WHOLE FOODS MARKET INC
WFM
0001202538
ROBB WALTER E IV
550 BOWIE STREET
AUSTIN
TX
78703
1
0
0
0
Common Stock
2017-08-17
5
G
0
E
9522
0
D
136090
D
Common Stock
2017-08-23
5
G
0
E
93659
0
D
42431
D
Common Stock
2017-08-28
4
D
0
42431
42
D
0
D
Common Stock
2017-08-28
4
D
0
1368.101
42
D
0
I
By 401(k) Plan
Non-Qualified Stock Option (right to buy)
20.42
2017-08-28
4
D
0
72700
D
2020-05-14
Common Stock
72700.0
0
D
Non-Qualified Stock Option (right to buy)
31.25
2017-08-28
4
D
0
9442
D
2018-05-13
Common Stock
9442.0
0
D
Non-Qualified Stock Option (right to buy)
40.81
2017-08-28
4
D
0
20000
D
2019-02-10
Common Stock
20000.0
0
D
Non-Qualified Stock Option (right to buy)
37.91
2017-08-28
4
D
0
4749
D
2021-05-16
Common Stock
4749.0
0
D
Non-Qualified Stock Option (right to buy)
30.3
2017-08-28
4
D
0
4814
D
2021-12-31
Common Stock
4814.0
0
D
Non-Qualified Stock Option (right to buy)
35.99
2017-08-28
4
D
0
2250
D
2021-12-31
Common Stock
2250.0
0
D
Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest.
Balance of 401(k) shares is based on a plan statement dated as of July 31, 2017.
The option was exercisable in five annual installments beginning on the first anniversary of the date on which the option was granted. 18,000 options became exercisable on the first anniversary; 16,500 options became exercisable on each of the second, third and fourth anniversaries; and 15,200 options became exercisable on the fifth anniversary.
Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.
The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.
/s/ Albert Percival as Attorney-in-Fact for Walter E. Robb, IV
2017-08-28