0000865415-15-000020.txt : 20151027
0000865415-15-000020.hdr.sgml : 20151027
20151027164611
ACCESSION NUMBER: 0000865415-15-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151023
FILED AS OF DATE: 20151027
DATE AS OF CHANGE: 20151027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADEPT TECHNOLOGY INC
CENTRAL INDEX KEY: 0000865415
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 942900635
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5960 INGLEWOOD DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 9252453400
MAIL ADDRESS:
STREET 1: 5960 INGLEWOOD DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALIO SETH
CENTRAL INDEX KEY: 0001238826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27122
FILM NUMBER: 151178265
MAIL ADDRESS:
STREET 1: C/O OCULAR SCIENCES INC
STREET 2: 1855 GATEWAY BLVD STE 700
CITY: CONCORD
STATE: CA
ZIP: 94520
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-10-23
1
0000865415
ADEPT TECHNOLOGY INC
ADEP
0001238826
HALIO SETH
5960 INGLEWOOD DRIVE
PLEASANTON
CA
94558
0
1
0
0
Chief Financial Officer
Common Stock
2015-10-23
4
D
0
3883.0
13.0
D
0
D
1 Non-Qualified Stock Option (right to buy)
6.76
2015-10-23
4
D
0
57000.0
13.0
D
2023-10-03
Common Stock
57000
0
D
1 Non-Qualified Stock Option (right to buy)
6.9
2015-10-23
4
D
0
28500.0
13.0
D
2023-10-03
Common Stock
28500
0
D
4-Incentive Stock Option (right to buy)
6.66
2015-10-23
4
D
0
10000.0
13.0
D
2025-06-17
Common Stock
10000
0
D
4-Incentive Stock Option (right to buy)
8.66
2015-10-23
4
D
0
10000.0
13.0
D
2024-11-13
Common Stock
10000
0
D
4-Incentive Stock Option (right to buy)
10.43
2015-10-23
4
D
0
7000.0
13.0
D
2024-07-01
Common Stock
7000
0
D
On September 16, 2015, the Issuer entered into an Agreement and Plan of Merger (the ?Merger Agreement?) with OMRON Corporation, a Japanese corporation (?Omron?), Omron Management Center of America, a Delaware corporation (?Parent?) and Hoffman Acquisition Corp. (?Merger Sub?), pursuant to which Merger Sub commenced a tender offer to acquire all shares of the Issuer?s common stock at a price per share of $13.00. On October 23, 2015, Merger Sub accepted all shares of Issuer?s common stock that were tendered and Merger Sub subsequently made a cash payment at a price of $13.00 per share in respect of all of the outstanding shares of the Issuer?s common stock that were tendered, as well as a cash payment in respect of all of the outstanding derivative securities that were cancelled and exchanged in connection with consummation of the merger at a price per share of $13.00 (less any exercise price, if applicable). The reporting person reports disposition of both shares of common stock and der
On October 3, 2013, the reporting person was granted employee stock options to purchase an aggregate of 90,000 shares of the Issuer?s common stock, two-thirds of such options having an exercise price equal to the grant date stock price of $6.76 and one-third having an exercise price of $6.90. In connection with the transactions contemplated by the Merger Agreement, 85,500 of the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares. Originally, the options were to vest subject to satisfaction of certain performance criteria, and 4,500 of such options had been cancelled prior to the Merger Agreement.
On June 17, 2015, the reporting person was granted employee stock options to purchase 10,000 shares of the Issuer?s common stock at an exercise price of $6.66 per share. In connection with the transactions contemplated by the Merger Agreement, the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares.
On November 13, 2014, the reporting person was granted employee stock options to purchase 10,000 shares of the Issuer?s common stock at an exercise price of $8.66 per share. In connection with the transactions contemplated by the Merger Agreement, the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares.
On July 1, 2014, the reporting person was granted employee stock options to purchase 7,000 shares of the Issuer?s common stock at an exercise price of $10.43 per share. In connection with the Merger Agreement, the options, whether vested or unvested were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares.
Seth Halio
2015-10-27