0000865415-15-000020.txt : 20151027 0000865415-15-000020.hdr.sgml : 20151027 20151027164611 ACCESSION NUMBER: 0000865415-15-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151023 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADEPT TECHNOLOGY INC CENTRAL INDEX KEY: 0000865415 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942900635 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5960 INGLEWOOD DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9252453400 MAIL ADDRESS: STREET 1: 5960 INGLEWOOD DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIO SETH CENTRAL INDEX KEY: 0001238826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27122 FILM NUMBER: 151178265 MAIL ADDRESS: STREET 1: C/O OCULAR SCIENCES INC STREET 2: 1855 GATEWAY BLVD STE 700 CITY: CONCORD STATE: CA ZIP: 94520 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-10-23 1 0000865415 ADEPT TECHNOLOGY INC ADEP 0001238826 HALIO SETH 5960 INGLEWOOD DRIVE PLEASANTON CA 94558 0 1 0 0 Chief Financial Officer Common Stock 2015-10-23 4 D 0 3883.0 13.0 D 0 D 1 Non-Qualified Stock Option (right to buy) 6.76 2015-10-23 4 D 0 57000.0 13.0 D 2023-10-03 Common Stock 57000 0 D 1 Non-Qualified Stock Option (right to buy) 6.9 2015-10-23 4 D 0 28500.0 13.0 D 2023-10-03 Common Stock 28500 0 D 4-Incentive Stock Option (right to buy) 6.66 2015-10-23 4 D 0 10000.0 13.0 D 2025-06-17 Common Stock 10000 0 D 4-Incentive Stock Option (right to buy) 8.66 2015-10-23 4 D 0 10000.0 13.0 D 2024-11-13 Common Stock 10000 0 D 4-Incentive Stock Option (right to buy) 10.43 2015-10-23 4 D 0 7000.0 13.0 D 2024-07-01 Common Stock 7000 0 D On September 16, 2015, the Issuer entered into an Agreement and Plan of Merger (the ?Merger Agreement?) with OMRON Corporation, a Japanese corporation (?Omron?), Omron Management Center of America, a Delaware corporation (?Parent?) and Hoffman Acquisition Corp. (?Merger Sub?), pursuant to which Merger Sub commenced a tender offer to acquire all shares of the Issuer?s common stock at a price per share of $13.00. On October 23, 2015, Merger Sub accepted all shares of Issuer?s common stock that were tendered and Merger Sub subsequently made a cash payment at a price of $13.00 per share in respect of all of the outstanding shares of the Issuer?s common stock that were tendered, as well as a cash payment in respect of all of the outstanding derivative securities that were cancelled and exchanged in connection with consummation of the merger at a price per share of $13.00 (less any exercise price, if applicable). The reporting person reports disposition of both shares of common stock and der On October 3, 2013, the reporting person was granted employee stock options to purchase an aggregate of 90,000 shares of the Issuer?s common stock, two-thirds of such options having an exercise price equal to the grant date stock price of $6.76 and one-third having an exercise price of $6.90. In connection with the transactions contemplated by the Merger Agreement, 85,500 of the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares. Originally, the options were to vest subject to satisfaction of certain performance criteria, and 4,500 of such options had been cancelled prior to the Merger Agreement. On June 17, 2015, the reporting person was granted employee stock options to purchase 10,000 shares of the Issuer?s common stock at an exercise price of $6.66 per share. In connection with the transactions contemplated by the Merger Agreement, the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares. On November 13, 2014, the reporting person was granted employee stock options to purchase 10,000 shares of the Issuer?s common stock at an exercise price of $8.66 per share. In connection with the transactions contemplated by the Merger Agreement, the options, whether vested or unvested, were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares. On July 1, 2014, the reporting person was granted employee stock options to purchase 7,000 shares of the Issuer?s common stock at an exercise price of $10.43 per share. In connection with the Merger Agreement, the options, whether vested or unvested were cancelled and exchanged at a price per share equal to $13.00 minus the exercise price of such shares. Seth Halio 2015-10-27