N-PX 1 a_67_npx.htm PUTNAM SUSTAINABLE LEADERS FUND

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY



INVESTMENT COMPANY ACT FILE NUMBER: 811-06128

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Sustainable Leaders Fund

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

STEPHEN TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 06/30

DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021


Putnam Sustainable Leaders Fund

 
ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  ADBE
Security ID:  00724F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy Banse Management For For
1b Elect Director Melanie Boulden Management For For
1c Elect Director Frank Calderoni Management For For
1d Elect Director James Daley Management For For
1e Elect Director Laura Desmond Management For For
1f Elect Director Shantanu Narayen Management For For
1g Elect Director Kathleen Oberg Management For For
1h Elect Director Dheeraj Pandey Management For For
1i Elect Director David Ricks Management For For
1j Elect Director Daniel Rosensweig Management For For
1k Elect Director John Warnock Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ALPHABET INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Larry Page Management For For
1b Elect Director Sergey Brin Management For For
1c Elect Director Sundar Pichai Management For For
1d Elect Director John L. Hennessy Management For For
1e Elect Director Frances H. Arnold Management For For
1f Elect Director L. John Doerr Management For Against
1g Elect Director Roger W. Ferguson, Jr. Management For For
1h Elect Director Ann Mather Management For Against
1i Elect Director Alan R. Mulally Management For For
1j Elect Director K. Ram Shriram Management For For
1k Elect Director Robin L. Washington Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For Against
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Require Independent Director Nominee with Human and/or Civil Rights Experience Shareholder Against Against
6 Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation Shareholder Against For
7 Report on Takedown Requests Shareholder Against Against
8 Report on Whistleblower Policies and Practices Shareholder Against Against
9 Report on Charitable Contributions Shareholder Against Against
10 Report on Risks Related to Anticompetitive Practices Shareholder Against Against
11 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey P. Bezos Management For For
1b Elect Director Keith B. Alexander Management For For
1c Elect Director Jamie S. Gorelick Management For For
1d Elect Director Daniel P. Huttenlocher Management For For
1e Elect Director Judith A. McGrath Management For For
1f Elect Director Indra K. Nooyi Management For For
1g Elect Director Jonathan J. Rubinstein Management For For
1h Elect Director Thomas O. Ryder Management For For
1i Elect Director Patricia Q. Stonesifer Management For For
1j Elect Director Wendell P. Weeks Management For For
2 Ratify Ernst & Young LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations Shareholder Against Against
5 Require Independent Board Chair Shareholder Against Against
6 Report on Gender/Racial Pay Gap Shareholder Against Against
7 Report on Promotion Data Shareholder Against Against
8 Report on the Impacts of Plastic Packaging Shareholder Against Against
9 Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit Shareholder Against Against
10 Adopt a Policy to Include Hourly Employees as Director Candidates Shareholder Against Against
11 Report on Board Oversight of Risks Related to Anti-Competitive Practices Shareholder Against Against
12 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
13 Report on Lobbying Payments and Policy Shareholder Against Against
14 Report on Potential Human Rights Impacts of Customers' Use of Rekognition Shareholder Against Against
 
AMEREN CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warner L. Baxter Management For For
1b Elect Director Cynthia J. Brinkley Management For For
1c Elect Director Catherine S. Brune Management For For
1d Elect Director J. Edward Coleman Management For For
1e Elect Director Ward H. Dickson Management For For
1f Elect Director Noelle K. Eder Management For For
1g Elect Director Ellen M. Fitzsimmons Management For For
1h Elect Director Rafael Flores Management For For
1i Elect Director Richard J. Harshman Management For For
1j Elect Director Craig S. Ivey Management For For
1k Elect Director James C. Johnson Management For For
1l Elect Director Steven H. Lipstein Management For For
1m Elect Director Leo S. Mackay, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas A. Bartlett Management For For
1b Elect Director Raymond P. Dolan Management For For
1c Elect Director Kenneth R. Frank Management For For
1d Elect Director Robert D. Hormats Management For For
1e Elect Director Gustavo Lara Cantu Management For For
1f Elect Director Grace D. Lieblein Management For For
1g Elect Director Craig Macnab Management For For
1h Elect Director JoAnn A. Reed Management For For
1i Elect Director Pamela D.A. Reeve Management For For
1j Elect Director David E. Sharbutt Management For For
1k Elect Director Bruce L. Tanner Management For For
1l Elect Director Samme L. Thompson Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
5 Establish a Board Committee on Human Rights Shareholder Against Against
 
AMGEN INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Robert A. Bradway Management For For
1c Elect Director Brian J. Druker Management For For
1d Elect Director Robert A. Eckert Management For For
1e Elect Director Greg C. Garland Management For For
1f Elect Director Charles M. Holley, Jr. Management For For
1g Elect Director Tyler Jacks Management For For
1h Elect Director Ellen J. Kullman Management For For
1i Elect Director Amy E. Miles Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Andrea Jung Management For For
1e Elect Director Art Levinson Management For For
1f Elect Director Monica Lozano Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against Against
5 Improve Principles of Executive Compensation Program Shareholder Against Against
 
APPLIED MATERIALS, INC.
Meeting Date:  MAR 11, 2021
Record Date:  JAN 14, 2021
Meeting Type:  ANNUAL
Ticker:  AMAT
Security ID:  038222105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rani Borkar Management For For
1b Elect Director Judy Bruner Management For For
1c Elect Director Xun (Eric) Chen Management For For
1d Elect Director Aart J. de Geus Management For For
1e Elect Director Gary E. Dickerson Management For For
1f Elect Director Thomas J. Iannotti Management For For
1g Elect Director Alexander A. Karsner Management For For
1h Elect Director Adrianna C. Ma Management For For
1i Elect Director Yvonne McGill Management For For
1j Elect Director Scott A. McGregor Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Require Independent Board Chairman Shareholder Against Against
7 Improve Executive Compensation Program and Policy Shareholder Against Against
 
ASML HOLDING NV
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  ASML
Security ID:  N07059210
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Discuss the Company's Business, Financial Situation and Sustainability Management None None
3.a Approve Remuneration Report Management For For
3.b Adopt Financial Statements and Statutory Reports Management For For
3.c Receive Clarification on Company's Reserves and Dividend Policy Management None None
3.d Approve Dividends of EUR 2.75 Per Share Management For For
4.a Approve Discharge of Management Board Management For For
4.b Approve Discharge of Supervisory Board Management For For
5 Approve Number of Shares for Management Board Management For For
6 Approve Certain Adjustments to the Remuneration Policy for Management Board Management For For
7 Approve Certain Adjustments to the Remuneration Policy for Supervisory Board Management For For
8 Receive Information on the Composition of the Management Board Management None None
9.a Elect B. Conix to Supervisory Board Management For For
9.b Receive Information on the Composition of the Supervisory Board Management None None
10 Ratify KPMG Accountants N.V. as Auditors Management For For
11.a Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes Management For For
11.b Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a Management For For
11.c Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition Management For For
11.d Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c Management For For
12.a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
12.b Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Management For For
13 Authorize Cancellation of Repurchased Shares Management For For
14 Other Business (Non-Voting) Management None None
15 Close Meeting Management None None
 
ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  MAY 07, 2021
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  G0593M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Dividends Management For For
3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
4 Authorise Board to Fix Remuneration of Auditors Management For For
5a Re-elect Leif Johansson as Director Management For For
5b Re-elect Pascal Soriot as Director Management For For
5c Re-elect Marc Dunoyer as Director Management For For
5d Re-elect Philip Broadley as Director Management For For
5e Elect Euan Ashley as Director Management For For
5f Re-elect Michel Demare as Director Management For For
5g Re-elect Deborah DiSanzo as Director Management For For
5h Elect Diana Layfield as Director Management For For
5i Re-elect Sheri McCoy as Director Management For For
5j Re-elect Tony Mok as Director Management For For
5k Re-elect Nazneen Rahman as Director Management For For
5l Re-elect Marcus Wallenberg as Director Management For For
6 Approve Remuneration Report Management For For
7 Approve Remuneration Policy Management For Against
8 Authorise UK Political Donations and Expenditure Management For For
9 Authorise Issue of Equity Management For For
10 Authorise Issue of Equity without Pre-emptive Rights Management For For
11 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
12 Authorise Market Purchase of Ordinary Shares Management For For
13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
14 Amend Performance Share Plan Management For For
 
ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  MAY 07, 2021
Meeting Type:  SPECIAL
Ticker:  AZN
Security ID:  G0593M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Acquisition of Alexion Pharmaceuticals, Inc. Management For For
 
AVERY DENNISON CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  AVY
Security ID:  053611109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Bradley A. Alford Management For For
1b Elect Director Anthony K. Anderson Management For For
1c Elect Director Mark J. Barrenechea Management For For
1d Elect Director Mitchell R. Butier Management For For
1e Elect Director Ken C. Hicks Management For For
1f Elect Director Andres A. Lopez Management For For
1g Elect Director Patrick T. Siewert Management For For
1h Elect Director Julia A. Stewart Management For For
1i Elect Director Martha N. Sullivan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AXA SA
Meeting Date:  APR 29, 2021
Record Date:  APR 27, 2021
Meeting Type:  ANNUAL/SPECIAL
Ticker:  CS
Security ID:  F06106102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 1.43 per Share Management For For
4 Approve Compensation Report of Corporate Officers Management For For
5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For
6 Approve Compensation of Thomas Buberl, CEO Management For Against
7 Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 Management For For
8 Approve Remuneration Policy of CEO Management For For
9 Approve Remuneration Policy of Chairman of the Board Management For For
10 Approve Remuneration Policy of Directors Management For For
11 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
12 Reelect Ramon de Oliveira as Director Management For For
13 Elect Guillaume Faury as Director Management For For
14 Elect Ramon Fernandez as Director Management For For
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
16 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Management For For
17 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions Management For For
18 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million Management For For
19 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million Management For For
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Management For For
21 Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers Management For For
22 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For For
23 Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million Management For For
24 Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion Management For For
25 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
26 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries Management For For
27 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
28 Authorize Filing of Required Documents/Other Formalities Management For For
 
BALL CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL
Ticker:  BLL
Security ID:  058498106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John A. Bryant Management For Withhold
1.2 Elect Director Michael J. Cave Management For Withhold
1.3 Elect Director Daniel W. Fisher Management For For
1.4 Elect Director Pedro Henrique Mariani Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 20, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon L. Allen Management For For
1b Elect Director Susan S. Bies Management For For
1c Elect Director Frank P. Bramble, Sr. Management For For
1d Elect Director Pierre J.P. de Weck Management For For
1e Elect Director Arnold W. Donald Management For For
1f Elect Director Linda P. Hudson Management For For
1g Elect Director Monica C. Lozano Management For For
1h Elect Director Thomas J. May Management For For
1i Elect Director Brian T. Moynihan Management For For
1j Elect Director Lionel L. Nowell, III Management For For
1k Elect Director Denise L. Ramos Management For For
1l Elect Director Clayton S. Rose Management For For
1m Elect Director Michael D. White Management For For
1n Elect Director Thomas D. Woods Management For For
1o Elect Director R. David Yost Management For For
1p Elect Director Maria T. Zuber Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Proxy Access Right Shareholder Against Against
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Approve Change in Organizational Form Shareholder Against Against
8 Request on Racial Equity Audit Shareholder Against Against
 
BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL
Ticker:  BAX
Security ID:  071813109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose (Joe) E. Almeida Management For For
1b Elect Director Thomas F. Chen Management For For
1c Elect Director John D. Forsyth Management For For
1d Elect Director Peter S. Hellman Management For For
1e Elect Director Michael F. Mahoney Management For For
1f Elect Director Patricia B. Morrison Management For For
1g Elect Director Stephen N. Oesterle Management For For
1h Elect Director Cathy R. Smith Management For For
1i Elect Director Thomas T. Stallkamp Management For For
1j Elect Director Albert P.L. Stroucken Management For For
1k Elect Director Amy A. Wendell Management For For
1l Elect Director David S. Wilkes Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Require Independent Board Chair Shareholder Against Against
 
BLACKROCK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  BLK
Security ID:  09247X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Bader M. Alsaad Management For Against
1b Elect Director Pamela Daley Management For Against
1c Elect Director Jessica P. Einhorn Management For Against
1d Elect Director Laurence D. Fink Management For Against
1e Elect Director William E. Ford Management For Against
1f Elect Director Fabrizio Freda Management For Against
1g Elect Director Murry S. Gerber Management For Against
1h Elect Director Margaret 'Peggy' L. Johnson Management For Against
1i Elect Director Robert S. Kapito Management For Against
1j Elect Director Cheryl D. Mills Management For Against
1k Elect Director Gordon M. Nixon Management For Against
1l Elect Director Charles H. Robbins Management For Against
1m Elect Director Marco Antonio Slim Domit Management For Against
1n Elect Director Hans E. Vestberg Management For Against
1o Elect Director Susan L. Wagner Management For Against
1p Elect Director Mark Wilson Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte LLP as Auditors Management For For
4a Provide Right to Call Special Meeting Management For For
4b Eliminate Supermajority Vote Requirement Management For For
4c Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions Management For For
5 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
BOSTON PROPERTIES, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  BXP
Security ID:  101121101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Joel I. Klein Management For For
1b Elect Director Kelly A. Ayotte Management For For
1c Elect Director Bruce W. Duncan Management For For
1d Elect Director Karen E. Dykstra Management For For
1e Elect Director Carol B. Einiger Management For For
1f Elect Director Diane J. Hoskins Management For For
1g Elect Director Douglas T. Linde Management For For
1h Elect Director Matthew J. Lustig Management For For
1i Elect Director Owen D. Thomas Management For For
1j Elect Director David A. Twardock Management For For
1k Elect Director William H. Walton, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  CMG
Security ID:  169656105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Albert S. Baldocchi Management For For
1.2 Elect Director Matthew A. Carey Management For For
1.3 Elect Director Gregg L. Engles Management For For
1.4 Elect Director Patricia Fili-Krushel Management For For
1.5 Elect Director Neil W. Flanzraich Management For For
1.6 Elect Director Mauricio Gutierrez Management For For
1.7 Elect Director Robin Hickenlooper Management For For
1.8 Elect Director Scott Maw Management For For
1.9 Elect Director Ali Namvar Management For For
1.10 Elect Director Brian Niccol Management For For
1.11 Elect Director Mary Winston Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
CVS HEALTH CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Fernando Aguirre Management For For
1b Elect Director C. David Brown, II Management For For
1c Elect Director Alecia A. DeCoudreaux Management For For
1d Elect Director Nancy-Ann M. DeParle Management For For
1e Elect Director David W. Dorman Management For For
1f Elect Director Roger N. Farah Management For For
1g Elect Director Anne M. Finucane Management For For
1h Elect Director Edward J. Ludwig Management For For
1i Elect Director Karen S. Lynch Management For For
1j Elect Director Jean-Pierre Millon Management For For
1k Elect Director Mary L. Schapiro Management For For
1l Elect Director William C. Weldon Management For For
1m Elect Director Tony L. White Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against Against
5 Require Independent Board Chair Shareholder Against Against
 
DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  DHR
Security ID:  235851102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rainer M. Blair Management For For
1b Elect Director Linda Hefner Filler Management For For
1c Elect Director Teri List Management For For
1d Elect Director Walter G. Lohr, Jr. Management For For
1e Elect Director Jessica L. Mega Management For For
1f Elect Director Mitchell P. Rales Management For For
1g Elect Director Steven M. Rales Management For For
1h Elect Director Pardis C. Sabeti Management For For
1i Elect Director John T. Schwieters Management For For
1j Elect Director Alan G. Spoon Management For For
1k Elect Director Raymond C. Stevens Management For For
1l Elect Director Elias A. Zerhouni Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
DOCUSIGN, INC.
Meeting Date:  MAY 28, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL
Ticker:  DOCU
Security ID:  256163106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Enrique Salem Management For For
1.2 Elect Director Peter Solvik Management For For
1.3 Elect Director Inhi Cho Suh Management For For
1.4 Elect Director Mary Agnes "Maggie" Wilderotter Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ECOLAB INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL
Ticker:  ECL
Security ID:  278865100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director Shari L. Ballard Management For For
1c Elect Director Barbara J. Beck Management For For
1d Elect Director Christophe Beck Management For For
1e Elect Director Jeffrey M. Ettinger Management For For
1f Elect Director Arthur J. Higgins Management For For
1g Elect Director Michael Larson Management For For
1h Elect Director David W. MacLennan Management For For
1i Elect Director Tracy B. McKibben Management For For
1j Elect Director Lionel L. Nowell, III Management For For
1k Elect Director Victoria J. Reich Management For For
1l Elect Director Suzanne M. Vautrinot Management For For
1m Elect Director John J. Zillmer Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against Against
 
ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Katherine Baicker Management For For
1b Elect Director J. Erik Fyrwald Management For For
1c Elect Director Jamere Jackson Management For For
1d Elect Director Gabrielle Sulzberger Management For For
1e Elect Director Jackson P. Tai Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Declassify the Board of Directors Management For For
5 Eliminate Supermajority Vote Requirement Management For For
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Require Independent Board Chair Shareholder Against Against
8 Adopt Policy on Bonus Banking Shareholder Against Against
9 Clawback Disclosure of Recoupment Activity from Senior Officers Shareholder Against Against
 
ETSY, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL
Ticker:  ETSY
Security ID:  29786A106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gary S. Briggs Management For For
1b Elect Director Edith W. Cooper Management For For
1c Elect Director Melissa Reiff Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  FIS
Security ID:  31620M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ellen R. Alemany Management For For
1b Elect Director Jeffrey A. Goldstein Management For For
1c Elect Director Lisa A. Hook Management For Against
1d Elect Director Keith W. Hughes Management For For
1e Elect Director Gary L. Lauer Management For For
1f Elect Director Gary A. Norcross Management For For
1g Elect Director Louise M. Parent Management For For
1h Elect Director Brian T. Shea Management For For
1i Elect Director James B. Stallings, Jr. Management For For
1j Elect Director Jeffrey E. Stiefler Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
FIRST REPUBLIC BANK
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  FRC
Security ID:  33616C100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James H. Herbert, II Management For For
1b Elect Director Katherine August-deWilde Management For For
1c Elect Director Hafize Gaye Erkan Management For For
1d Elect Director Frank J. Fahrenkopf, Jr. Management For For
1e Elect Director Boris Groysberg Management For For
1f Elect Director Sandra R. Hernandez Management For For
1g Elect Director Pamela J. Joyner Management For For
1h Elect Director Reynold Levy Management For For
1i Elect Director Duncan L. Niederauer Management For For
1j Elect Director George G.C. Parker Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GFL ENVIRONMENTAL INC.
Meeting Date:  MAY 19, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL
Ticker:  GFL
Security ID:  36168Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Patrick Dovigi Management For For
1.2 Elect Director Dino Chiesa Management For For
1.3 Elect Director Violet Konkle Management For For
1.4 Elect Director Arun Nayar Management For For
1.5 Elect Director Paolo Notarnicola Management For For
1.6 Elect Director Ven Poole Management For For
1.7 Elect Director Blake Sumler Management For For
1.8 Elect Director Raymond Svider Management For For
2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For Against
 
HASBRO, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  HAS
Security ID:  418056107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth A. Bronfin Management For For
1.2 Elect Director Michael R. Burns Management For For
1.3 Elect Director Hope F. Cochran Management For For
1.4 Elect Director Lisa Gersh Management For For
1.5 Elect Director Brian D. Goldner Management For For
1.6 Elect Director Tracy A. Leinbach Management For For
1.7 Elect Director Edward M. Philip Management For For
1.8 Elect Director Laurel J. Richie Management For For
1.9 Elect Director Richard S. Stoddart Management For For
1.10 Elect Director Mary Beth West Management For For
1.11 Elect Director Linda K. Zecher Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditor Management For For
 
HEINEKEN NV
Meeting Date:  APR 22, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  HEIA
Security ID:  N39427211
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.a Receive Report of Management Board (Non-Voting) Management None None
1.b Approve Remuneration Report Management For For
1.c Adopt Financial Statements Management For For
1.d Receive Explanation on Company's Dividend Policy Management None None
1.e Approve Dividends of EUR 0.70 Per Share Management For For
1.f Approve Discharge of Management Board Management For For
1.g Approve Discharge of Supervisory Board Management For For
2.a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
2.b Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For
2.c Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b Management For For
3 Elect Harold van den Broek to Management Board Management For For
4.a Reelect Maarten Das to Supervisory Board Management For Against
4.b Elect Nitin Paranjpe to Supervisory Board Management For Against
5 Ratify Deloitte Accountants B.V as Auditors Management For For
 
HILTON WORLDWIDE HOLDINGS INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  HLT
Security ID:  43300A203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Christopher J. Nassetta Management For For
1b Elect Director Jonathan D. Gray Management For For
1c Elect Director Charlene T. Begley Management For For
1d Elect Director Chris Carr Management For For
1e Elect Director Melanie L. Healey Management For For
1f Elect Director Raymond E. Mabus, Jr. Management For For
1g Elect Director Judith A. McHale Management For For
1h Elect Director John G. Schreiber Management For For
1i Elect Director Elizabeth A. Smith Management For For
1j Elect Director Douglas M. Steenland Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director Duncan B. Angove Management For For
1C Elect Director William S. Ayer Management For For
1D Elect Director Kevin Burke Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Deborah Flint Management For For
1G Elect Director Judd Gregg Management For For
1H Elect Director Grace D. Lieblein Management For For
1I Elect Director Raymond T. Odierno Management For For
1J Elect Director George Paz Management For For
1K Elect Director Robin L. Washington Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditor Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
JETBLUE AIRWAYS CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL
Ticker:  JBLU
Security ID:  477143101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director B. Ben Baldanza Management For For
1b Elect Director Peter Boneparth Management For For
1c Elect Director Monte Ford Management For For
1d Elect Director Robin Hayes Management For For
1e Elect Director Ellen Jewett Management For For
1f Elect Director Robert Leduc Management For For
1g Elect Director Teri McClure Management For For
1h Elect Director Sarah Robb O'Hagan Management For For
1i Elect Director Vivek Sharma Management For For
1j Elect Director Thomas Winkelmann Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 10, 2021
Record Date:  JAN 07, 2021
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jean Blackwell Management For For
1b Elect Director Pierre Cohade Management For For
1c Elect Director Michael E. Daniels Management For For
1d Elect Director Juan Pablo del Valle Perochena Management For For
1e Elect Director W. Roy Dunbar Management For For
1f Elect Director Gretchen R. Haggerty Management For For
1g Elect Director Simone Menne Management For For
1h Elect Director George R. Oliver Management For For
1i Elect Director Jurgen Tinggren Management For For
1j Elect Director Mark Vergnano Management For For
1k Elect Director R. David Yost Management For For
1l Elect Director John D. Young Management For For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Authorize Market Purchases of Company Shares Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Approve Omnibus Stock Plan Management For For
7 Approve the Directors' Authority to Allot Shares Management For For
8 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
 
KONINKLIJKE DSM NV
Meeting Date:  MAY 06, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL
Ticker:  DSM
Security ID:  N5017D122
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Amend Articles of Association Management For For
3 Receive Report of Management Board (Non-Voting) Management None None
4 Approve Remuneration Report Management For For
5 Adopt Financial Statements and Statutory Reports Management For For
6.a Receive Explanation on Company's Reserves and Dividend Policy Management None None
6.b Approve Dividends of EUR 2.40 Per Share Management For For
7.a Approve Discharge of Management Board Management For For
7.b Approve Discharge of Supervisory Board Management For For
8 Reelect Dimitri de Vreeze to Management Board Management For For
9.a Reelect Frits van Paasschen to Supervisory Board Management For For
9.b Reelect John Ramsay to Supervisory Board Management For For
9.c Elect Carla Mahieu to Supervisory Board Management For For
9.d Elect Corien M. Wortmann-Kool to Supervisory Board Management For For
10 Ratify KPMG Accountants N.V as Auditors Management For For
11.a Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights Management For For
11.b Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue Management For For
12 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
13 Approve Reduction in Share Capital through Cancellation of Shares Management For For
14 Other Business (Non-Voting) Management None None
15 Discuss Voting Results Management None None
16 Close Meeting Management None None
 
LEVI STRAUSS & CO.
Meeting Date:  APR 21, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL
Ticker:  LEVI
Security ID:  52736R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David A. Friedman Management For Withhold
1b Elect Director Yael Garten Management For Withhold
1c Elect Director Jenny Ming Management For Withhold
1d Elect Director Joshua E. Prime Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
LINDE PLC
Meeting Date:  JUL 27, 2020
Record Date:  JUL 25, 2020
Meeting Type:  ANNUAL
Ticker:  LIN
Security ID:  G5494J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wolfgang H. Reitzle Management For For
1b Elect Director Stephen F. Angel Management For For
1c Elect Director Ann-Kristin Achleitner Management For For
1d Elect Director Clemens A. H. Borsig Management For For
1e Elect Director Nance K. Dicciani Management For For
1f Elect Director Thomas Enders Management For For
1g Elect Director Franz Fehrenbach Management For For
1h Elect Director Edward G. Galante Management For For
1i Elect Director Larry D. McVay Management For For
1j Elect Director Victoria E. Ossadnik Management For Against
1k Elect Director Martin H. Richenhagen Management For For
1l Elect Director Robert L. Wood Management For For
2a Ratify PricewaterhouseCoopers as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Determine Price Range for Reissuance of Treasury Shares Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List-Stoll Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Charles W. Scharf Management For For
1.8 Elect Director Arne M. Sorenson Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Employee Representation on the Board of Directors Shareholder Against Against
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sherry S. Barrat Management For For
1b Elect Director James L. Camaren Management For For
1c Elect Director Kenneth B. Dunn Management For For
1d Elect Director Naren K. Gursahaney Management For For
1e Elect Director Kirk S. Hachigian Management For For
1f Elect Director Amy B. Lane Management For For
1g Elect Director David L. Porges Management For For
1h Elect Director James L. Robo Management For For
1i Elect Director Rudy E. Schupp Management For For
1j Elect Director John L. Skolds Management For For
1k Elect Director Lynn M. Utter Management For For
1l Elect Director Darryl L. Wilson Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
 
NOVOZYMES A/S
Meeting Date:  MAR 11, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL
Ticker:  NZYM.B
Security ID:  K7317J133
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Report of Board Management None None
2 Accept Financial Statements and Statutory Reports Management For Did Not Vote
3 Approve Allocation of Income and Dividends of DKK 5.25 Per Share Management For Did Not Vote
4 Approve Remuneration Report Management For Did Not Vote
5 Approve Remuneration of Directors in the Amount of DKK 1.53 Million for Chairman, DKK 1.02 Million for Vice Chairman and DKK 510,000 for Other Directors; Approve Remuneration for Committee Work Management For Did Not Vote
6 Reelect Jorgen Buhl Rasmussen (Chair) as Director Management For Did Not Vote
7 Reelect Cornelis de Jong (Vice Chair) as Director Management For Did Not Vote
8a Reelect Heine Dalsgaard as Director Management For Did Not Vote
8b Elect Sharon James as Director Management For Did Not Vote
8c Reelect Kasim Kutay as Director Management For Did Not Vote
8d Reelect Kim Stratton as Director Management For Did Not Vote
8e Reelect Mathias Uhlen as Director Management For Did Not Vote
9 Ratify PricewaterhouseCoopers as Auditors Management For Did Not Vote
10a Approve Creation of DKK 56.4 Million Pool of Capital in B Shares without Preemptive Rights; DKK 56.4 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights Management For Did Not Vote
10b Approve DKK 6 Million Reduction in Share Capital via Share Cancellation Management For Did Not Vote
10c Authorize Share Repurchase Program Management For Did Not Vote
10d Allow Shareholder Meetings to be Held by Electronic Means Only Management For Did Not Vote
10e Approve Guidelines for Incentive-Based Compensation for Executive Management and Board Management For Did Not Vote
10f Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities Management For Did Not Vote
11 Other Business Management None None
 
NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 26, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL
Ticker:  NXPI
Security ID:  N6596X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board Members Management For For
3a Reelect Kurt Sievers as Executive Director Management For For
3b Reelect Peter Bonfield as Non-Executive Director Management For Against
3c Elect Annette Clayton as Non-Executive Director Management For For
3d Elect Anthony Foxx as Non-Executive Director Management For For
3e Reelect Kenneth A. Goldman as Non-Executive Director Management For Against
3f Reelect Josef Kaeser as Non-Executive Director Management For For
3g Reelect Lena Olving as Non-Executive Director Management For Against
3h Reelect Peter Smitham as Non-Executive Director Management For Against
3i Reelect Julie Southern as Non-Executive Director Management For For
3j Reelect Jasmin Staiblin as Non-Executive Director Management For For
3k Reelect Gregory L. Summe as Non-Executive Director Management For For
3l Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For Against
4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For
5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
6 Authorize Share Repurchase Program Management For For
7 Approve Cancellation of Ordinary Shares Management For For
8 Approve Remuneration of the Non Executive Members of the Board Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
OKTA, INC.
Meeting Date:  JUN 17, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL
Ticker:  OKTA
Security ID:  679295105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Todd McKinnon Management For For
1.2 Elect Director Michael Stankey Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ORSTED A/S
Meeting Date:  MAR 01, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  ORSTED
Security ID:  K7653Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Report of Board Management None None
2 Accept Financial Statements and Statutory Reports Management For Did Not Vote
3 Approve Remuneration Report (Advisory Vote) Management For Did Not Vote
4 Approve Discharge of Management and Board Management For Did Not Vote
5 Approve Allocation of Income and Dividends of DKK 11.50 Per Share Management For Did Not Vote
6 Authorize Share Repurchase Program Management For Did Not Vote
7.1 Approve Director Indemnification Scheme Management For Did Not Vote
7.2 Approve Guidelines for Incentive-Based Compensation for Executive Management and Board Management For Did Not Vote
7.3 Allow Shareholder Meetings to be Held by Electronic Means Only Management For Did Not Vote
7.4 Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities Management For Did Not Vote
8 Other Proposals from Shareholders (None Submitted) Management None None
9.1 Determine Number of Members (8) and Deputy Members of Board Management For Did Not Vote
9.2 Reelect Thomas Thune Andersen (Chair) as Director Management For Did Not Vote
9.3 Reelect Lene Skole (Vice Chair) as Director Management For Did Not Vote
9.4a Reelect Lynda Armstrong as Director Management For Did Not Vote
9.4b Reelect Jorgen Kildah as Director Management For Did Not Vote
9.4c Reelect Peter Korsholm as Director Management For Did Not Vote
9.4d Reelect Dieter Wemmer as Director Management For Did Not Vote
9.4e Elect Julia King as New Director Management For Did Not Vote
9.4f Elect Henrik Poulsen as New Director Management For Did Not Vote
10 Approve Remuneration of Directors; Approve Remuneration for Committee Work Management For Did Not Vote
11 Ratify PricewaterhouseCoopers as Auditors Management For Did Not Vote
12 Other Business Management None None
 
PRUDENTIAL PLC
Meeting Date:  MAY 13, 2021
Record Date:  MAY 11, 2021
Meeting Type:  ANNUAL
Ticker:  PRU
Security ID:  G72899100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Elect Chua Sock Koong as Director Management For For
4 Elect Ming Lu as Director Management For For
5 Elect Jeanette Wong as Director Management For For
6 Re-elect Shriti Vadera as Director Management For For
7 Re-elect Jeremy Anderson as Director Management For For
8 Re-elect Mark Fitzpatrick as Director Management For For
9 Re-elect David Law as Director Management For For
10 Re-elect Anthony Nightingale as Director Management For For
11 Re-elect Philip Remnant as Director Management For For
12 Re-elect Alice Schroeder as Director Management For For
13 Re-elect James Turner as Director Management For For
14 Re-elect Thomas Watjen as Director Management For For
15 Re-elect Michael Wells as Director Management For For
16 Re-elect Fields Wicker-Miurin as Director Management For For
17 Re-elect Amy Yip as Director Management For For
18 Reappoint KPMG LLP as Auditors Management For For
19 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
20 Authorise UK Political Donations and Expenditure Management For For
21 Authorise Issue of Equity Management For For
22 Authorise Issue of Equity to Include Repurchased Shares Management For For
23 Authorise Issue of Equity without Pre-emptive Rights Management For For
24 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
25 Authorise Market Purchase of Ordinary Shares Management For For
26 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
 
ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 14, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL
Ticker:  ROP
Security ID:  776696106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Amy Woods Brinkley Management For For
1.3 Elect Director John F. Fort, III Management For For
1.4 Elect Director L. Neil Hunn Management For For
1.5 Elect Director Robert D. Johnson Management For For
1.6 Elect Director Laura G. Thatcher Management For For
1.7 Elect Director Richard F. Wallman Management For For
1.8 Elect Director Christopher Wright Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
 
SHOPIFY INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL/SPECIAL
Ticker:  SHOP
Security ID:  82509L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Tobias Luetke Management For For
1B Elect Director Robert Ashe Management For For
1C Elect Director Gail Goodman Management For For
1D Elect Director Colleen Johnston Management For For
1E Elect Director Jeremy Levine Management For For
1F Elect Director John Phillips Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Re-approve Stock Option Plan Management For Against
4 Re-approve Long Term Incentive Plan Management For Against
5 Advisory Vote on Executive Compensation Approach Management For For
 
STANLEY BLACK & DECKER, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL
Ticker:  SWK
Security ID:  854502101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrea J. Ayers Management For For
1b Elect Director George W. Buckley Management For For
1c Elect Director Patrick D. Campbell Management For For
1d Elect Director Carlos M. Cardoso Management For For
1e Elect Director Robert B. Coutts Management For For
1f Elect Director Debra A. Crew Management For For
1g Elect Director Michael D. Hankin Management For For
1h Elect Director James M. Loree Management For For
1i Elect Director Jane M. Palmieri Management For For
1j Elect Director Mojdeh Poul Management For For
1k Elect Director Dmitri L. Stockton Management For For
1l Elect Director Irving Tan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Management For For
5 Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act Management For For
6 Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations Management For For
7 Adopt Majority Voting for Uncontested Election of Directors Management For For
 
TARGET CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  TGT
Security ID:  87612E106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director George S. Barrett Management For For
1c Elect Director Brian C. Cornell Management For For
1d Elect Director Robert L. Edwards Management For For
1e Elect Director Melanie L. Healey Management For For
1f Elect Director Donald R. Knauss Management For For
1g Elect Director Christine A. Leahy Management For For
1h Elect Director Monica C. Lozano Management For For
1i Elect Director Mary E. Minnick Management For For
1j Elect Director Derica W. Rice Management For For
1k Elect Director Kenneth L. Salazar Management For Against
1l Elect Director Dmitri L. Stockton Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against For
 
TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark A. Blinn Management For For
1b Elect Director Todd M. Bluedorn Management For For
1c Elect Director Janet F. Clark Management For For
1d Elect Director Carrie S. Cox Management For For
1e Elect Director Martin S. Craighead Management For For
1f Elect Director Jean M. Hobby Management For For
1g Elect Director Michael D. Hsu Management For For
1h Elect Director Ronald Kirk Management For For
1i Elect Director Pamela H. Patsley Management For For
1j Elect Director Robert E. Sanchez Management For For
1k Elect Director Richard K. Templeton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
THE AES CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  AES
Security ID:  00130H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Janet G. Davidson Management For For
1.2 Elect Director Andres R. Gluski Management For For
1.3 Elect Director Tarun Khanna Management For For
1.4 Elect Director Holly K. Koeppel Management For For
1.5 Elect Director Julia M. Laulis Management For For
1.6 Elect Director James H. Miller Management For For
1.7 Elect Director Alain Monie Management For For
1.8 Elect Director John B. Morse, Jr. Management For For
1.9 Elect Director Moises Naim Management For For
1.10 Elect Director Teresa M. Sebastian Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors Shareholder Against Against
 
THE COOPER COMPANIES, INC.
Meeting Date:  MAR 17, 2021
Record Date:  JAN 21, 2021
Meeting Type:  ANNUAL
Ticker:  COO
Security ID:  216648402
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Colleen E. Jay Management For For
1.2 Elect Director William A. Kozy Management For For
1.3 Elect Director Jody S. Lindell Management For For
1.4 Elect Director Teresa S. Madden Management For For
1.5 Elect Director Gary S. Petersmeyer Management For For
1.6 Elect Director Robert S. Weiss Management For For
1.7 Elect Director Albert G. White, III Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Helena B. Foulkes Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Shareholder Written Consent Provisions Shareholder Against Against
5 Report on Political Contributions Congruency Analysis Shareholder Against For
6 Report on Prison Labor in the Supply Chain Shareholder Against Against
 
THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  TMO
Security ID:  883556102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc N. Casper Management For For
1b Elect Director Nelson J. Chai Management For For
1c Elect Director C. Martin Harris Management For For
1d Elect Director Tyler Jacks Management For For
1e Elect Director R. Alexandra Keith Management For For
1f Elect Director Thomas J. Lynch Management For For
1g Elect Director Jim P. Manzi Management For For
1h Elect Director James C. Mullen Management For For
1i Elect Director Lars R. Sorensen Management For For
1j Elect Director Debora L. Spar Management For For
1k Elect Director Scott M. Sperling Management For For
1l Elect Director Dion J. Weisler Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
4 Provide Right to Call A Special Meeting Shareholder Against For
 
UNILEVER NV
Meeting Date:  SEP 21, 2020
Record Date:  AUG 24, 2020
Meeting Type:  SPECIAL
Ticker:  UNA
Security ID:  N8981F289
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Articles Re: Unification Management For For
2 Approve Unification Management For For
3 Approve Discharge of Executive Directors Management For For
4 Approve Discharge of Non-Executive Directors Management For For
 
UNILEVER PLC
Meeting Date:  MAY 05, 2021
Record Date:  MAY 03, 2021
Meeting Type:  ANNUAL
Ticker:  ULVR
Security ID:  G92087165
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Remuneration Policy Management For For
4 Approve Climate Transition Action Plan Management For For
5 Re-elect Nils Andersen as Director Management For For
6 Re-elect Laura Cha as Director Management For For
7 Re-elect Dr Judith Hartmann as Director Management For For
8 Re-elect Alan Jope as Director Management For For
9 Re-elect Andrea Jung as Director Management For For
10 Re-elect Susan Kilsby as Director Management For For
11 Re-elect Strive Masiyiwa as Director Management For For
12 Re-elect Youngme Moon as Director Management For For
13 Re-elect Graeme Pitkethly as Director Management For For
14 Re-elect John Rishton as Director Management For For
15 Re-elect Feike Sijbesma as Director Management For For
16 Reappoint KPMG LLP as Auditors Management For For
17 Authorise Board to Fix Remuneration of Auditors Management For For
18 Authorise UK Political Donations and Expenditure Management For For
19 Approve SHARES Plan Management For For
20 Authorise Issue of Equity Management For For
21 Authorise Issue of Equity without Pre-emptive Rights Management For For
22 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
23 Authorise Market Purchase of Ordinary Shares Management For For
24 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
25 Adopt New Articles of Association Management For For
26 Approve Reduction of the Share Premium Account Management For For
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrew H. Card, Jr. Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Lance M. Fritz Management For For
1e Elect Director Deborah C. Hopkins Management For For
1f Elect Director Jane H. Lute Management For For
1g Elect Director Michael R. McCarthy Management For For
1h Elect Director Thomas F. McLarty, III Management For For
1i Elect Director Jose H. Villarreal Management For For
1j Elect Director Christopher J. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Nonqualified Employee Stock Purchase Plan Management For For
6 Report on EEO Shareholder Against For
7 Publish Annually a Report Assessing Diversity and Inclusion Efforts Shareholder Against For
8 Annual Vote and Report on Climate Change Shareholder Against Against
 
VAIL RESORTS, INC.
Meeting Date:  DEC 03, 2020
Record Date:  OCT 07, 2020
Meeting Type:  ANNUAL
Ticker:  MTN
Security ID:  91879Q109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan L. Decker Management For For
1b Elect Director Robert A. Katz Management For For
1c Elect Director Nadia Rawlinson Management For For
1d Elect Director John T. Redmond Management For For
1e Elect Director Michele Romanow Management For For
1f Elect Director Hilary A. Schneider Management For For
1g Elect Director D. Bruce Sewell Management For For
1h Elect Director John F. Sorte Management For For
1i Elect Director Peter A. Vaughn Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sangeeta Bhatia Management For For
1.2 Elect Director Lloyd Carney Management For Against
1.3 Elect Director Alan Garber Management For For
1.4 Elect Director Terrence Kearney Management For For
1.5 Elect Director Reshma Kewalramani Management For For
1.6 Elect Director Yuchun Lee Management For For
1.7 Elect Director Jeffrey Leiden Management For For
1.8 Elect Director Margaret McGlynn Management For For
1.9 Elect Director Diana McKenzie Management For For
1.10 Elect Director Bruce Sachs Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Political Contributions and Expenditures Shareholder Against For
 
VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd A. Carney Management For For
1b Elect Director Mary B. Cranston Management For For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For For
1d Elect Director Alfred F. Kelly, Jr. Management For For
1e Elect Director Ramon Laguarta Management For For
1f Elect Director John F. Lundgren Management For For
1g Elect Director Robert W. Matschullat Management For For
1h Elect Director Denise M. Morrison Management For For
1i Elect Director Suzanne Nora Johnson Management For For
1j Elect Director Linda J. Rendle Management For For
1k Elect Director John A. C. Swainson Management For For
1l Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Amend Principles of Executive Compensation Program Shareholder Against Against
 
WALMART INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Cesar Conde Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Steven S Reinemund Management For For
1j Elect Director Randall L. Stephenson Management For For
1k Elect Director S. Robson Walton Management For For
1l Elect Director Steuart L. Walton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Refrigerants Released from Operations Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Report on Alignment of Racial Justice Goals and Starting Wages Shareholder Against Against
7 Approve Creation of a Pandemic Workforce Advisory Council Shareholder Against Against
8 Review of Statement on the Purpose of a Corporation Shareholder Against Against

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

REGISTRANT: Putnam Sustainable Leaders Fund

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 19, 2021