| | |||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-06128 | ||||||||
| Name of Registrant: | Putnam Multi-Cap Growth Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | Robert T. Burns | ||||||||
| Putnam Multi-Cap Growth Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 6/30 | ||||||||
| Date of reporting period: | 07/01/2016 - 06/30/2017 | ||||||||
| Registrant : | Putnam Multi-Cap Growth Fund | |||||||
| Fund Name : | Putnam Multi-Cap Growth Fund | |||||||
| Date of Fiscal Year End: | 06/30 | |||||||
| Adobe Systems Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
| 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
| 3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
| 5 | Elect James E. Daley | Mgmt | For | For | For | |||
| 6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
| 7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
| 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
| 10 | Elect John E. Warnock | Mgmt | For | For | For | |||
| 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Agilent Technologies Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
| 2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
| 3 | Elect George A. Scangos | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Albemarle Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
| 3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
| 3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
| 3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
| 3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
| 3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
| 3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
| 3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
| 3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
| 3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
| 4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Alexion Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Felix Baker | Mgmt | For | For | For | |||
| 2 | Elect David R. Brennan | Mgmt | For | For | For | |||
| 3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
| 4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
| 5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
| 6 | Elect John T. Mollen | Mgmt | For | For | For | |||
| 7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
| 8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
| 9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
| 10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
| 11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
| Alibaba Group Holding Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
| 2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
| 3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
| 4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
| 5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||
| Allergan plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
| 2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
| 3 | Elect James H. Bloem | Mgmt | For | For | For | |||
| 4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
| 5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
| 6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
| 7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
| 8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
| 9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
| 10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
| 11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
| 12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
| Amazon.com, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | |||
| 4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
| 5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
| 6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
| 10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| AMGEN Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David Baltimore | Mgmt | For | For | For | |||
| 2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
| 3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
| 5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
| 6 | Elect Fred Hassan | Mgmt | For | For | For | |||
| 7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
| 8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
| 9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
| 10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
| 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Anadarko Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
| 2 | Elect David E. Constable | Mgmt | For | For | For | |||
| 3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
| 4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
| 5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
| 6 | Elect Richard L. George | Mgmt | For | For | For | |||
| 7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
| 8 | Elect John R. Gordon | Mgmt | For | For | For | |||
| 9 | Elect Sean Gourley | Mgmt | For | For | For | |||
| 10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
| 11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
| 12 | Elect R. A. Walker | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Anheuser-Busch Inbev SA/NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BUD | CUSIP 03524A108 | 04/26/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Increase in Authorised Capital | Mgmt | For | For | For | |||
| 2 | Accounts and Reports; Allocation of Profits/Dividends of the Old AB InBev | Mgmt | For | For | For | |||
| 3 | Ratification of Board Acts of the Old AB InBev | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor's Acts of the Old AB InBev | Mgmt | For | For | For | |||
| 5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
| 8 | Elect Martin J. Barrington | Mgmt | For | Against | Against | |||
| 9 | Elect William F. Gifford | Mgmt | For | Against | Against | |||
| 10 | Elect Alejandro Santo Domingo Davila | Mgmt | For | Against | Against | |||
| 11 | Remuneration Report | Mgmt | For | Against | Against | |||
| 12 | Directors' Fees | Mgmt | For | For | For | |||
| 13 | Authority to Grant Stock Options to Directors | Mgmt | For | For | For | |||
| 14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
| Anheuser-Busch Inbev SA/NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Acquisition | Mgmt | For | For | For | |||
| 2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
| 3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
| 4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
| Apple Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James A. Bell | Mgmt | For | For | For | |||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | |||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
| Applied Materials, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | |||
| 2 | Elect Eric Chen | Mgmt | For | For | For | |||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
| 9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
| 13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Ariad Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
| 2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | |||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
| 12 | Elect Michael D. White | Mgmt | For | For | For | |||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
| 14 | Elect R. David Yost | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| Becton, Dickinson and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
| 3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
| 4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
| 5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
| 6 | Elect Christopher Jones | Mgmt | For | For | For | |||
| 7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
| 8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
| 9 | Elect James F. Orr | Mgmt | For | For | For | |||
| 10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
| 11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
| 12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
| 13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
| Biogen Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
| 2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
| 3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
| 4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
| 5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
| 6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
| 7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
| 8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
| 9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
| 10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
| 11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
| Biomarin Pharmaceutical Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMRN | CUSIP 09061G101 | 06/06/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
| 1.2 | Elect Willard H. Dere | Mgmt | For | For | For | |||
| 1.3 | Elect Michael Grey | Mgmt | For | For | For | |||
| 1.4 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
| 1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
| 1.6 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
| 1.7 | Elect Richard A. Meier | Mgmt | For | For | For | |||
| 1.8 | Elect David Pyott | Mgmt | For | For | For | |||
| 1.9 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Approve 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
| 6 | Increase of Authorized Common Stock and Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
| Boston Scientific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
| 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
| 3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
| 4 | Elect Donna A. James | Mgmt | For | For | For | |||
| 5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
| 6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
| 7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
| 8 | Elect David J. Roux | Mgmt | For | For | For | |||
| 9 | Elect John E. Sununu | Mgmt | For | For | For | |||
| 10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Broadcom Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
| 3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
| 4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
| 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
| 6 | Elect Check Kian Low | Mgmt | For | For | For | |||
| 7 | Elect Donald Macleod | Mgmt | For | For | For | |||
| 8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
| 9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| BWX Technologies Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
| 1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
| 1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| C.R. Bard, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Barrett | Mgmt | For | For | For | |||
| 2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
| 3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
| 4 | Elect John C. Kelly | Mgmt | For | For | For | |||
| 5 | Elect David F. Melcher | Mgmt | For | For | For | |||
| 6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
| 7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
| 8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
| 9 | Elect John H. Weiland | Mgmt | For | For | For | |||
| 10 | Elect Anthony Welters | Mgmt | For | For | For | |||
| 11 | Elect Tony L. White | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Cardiome Pharma Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COM | CUSIP 14159U301 | 06/20/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard M. Glickman | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
| 1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
| 1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
| 1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
| 1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | Against | Against | |||
| 4 | Amendment to the Incentive Stock Option Plan | Mgmt | For | Against | Against | |||
| Cavium, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Celgene Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
| 1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
| 1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
| 1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
| 1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
| 1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
| Charles Schwab Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
| 2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
| 3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
| 4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
| 5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| 11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Charter Communications, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
| 2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
| 3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
| 4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
| 5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
| 6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
| 7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
| 8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
| 9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
| 10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
| 11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
| 12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
| 13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Cheniere Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
| 2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
| 3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
| 4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
| 5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
| 6 | Elect David I. Foley | Mgmt | For | For | For | |||
| 7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
| 8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
| 9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
| 11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
| Comcast Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
| 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
| 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
| 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
| 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
| 1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
| 1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
| 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
| 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
| Costco Wholesale Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
| 1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
| 1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
| 1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Danaher Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
| 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
| 3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
| 4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
| 6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
| 8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
| 9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
| 10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
| 11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
| 12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| Dave & Buster's Entertainment, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
| 1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
| 1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
| 1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
| 1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
| 1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
| 1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
| 4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
| 5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
| 6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| DISH Network Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| Dover Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
| 2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
| 3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
| 5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
| 6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
| 7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
| 8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
| 9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
| 10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
| 11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
| 12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
| 17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
| 18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
| 19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
| E. I. du Pont de Nemours and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
| Edgewell Personal Care Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
| 2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
| 3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
| 4 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
| 6 | Elect James C. Johnson | Mgmt | For | For | For | |||
| 7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
| 8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Electronic Arts Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
| 2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
| 3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
| 4 | Elect Vivek Paul | Mgmt | For | For | For | |||
| 5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
| 6 | Elect Talbott Roche | Mgmt | For | For | For | |||
| 7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
| 8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
| 9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
| 10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
| 11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
| 12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
| 13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| EOG Resources, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
| 4 | Elect James C. Day | Mgmt | For | For | For | |||
| 5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
| 6 | Elect William R. Thomas | Mgmt | For | For | For | |||
| 7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Equifax Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EFX | CUSIP 294429105 | 05/04/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
| 2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Mark L. Feidler | Mgmt | For | For | For | |||
| 4 | Elect G. Thomas Hough | Mgmt | For | For | For | |||
| 5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
| 6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
| 7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
| 8 | Elect John A. McKinley | Mgmt | For | For | For | |||
| 9 | Elect Richard F. Smith | Mgmt | For | For | For | |||
| 10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
| 11 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| Expedia, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
| 2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
| 3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
| 4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
| 5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
| 6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
| 7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
| 8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
| 9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
| 10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
| 11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
| 12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
| 13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
| 14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| Facebook, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
| Fidelity National Information Services, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
| 2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
| 3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
| 4 | Elect David K. Hunt | Mgmt | For | For | For | |||
| 5 | Elect Stephan A. James | Mgmt | For | For | For | |||
| 6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
| 7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
| 8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
| 9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Fortive Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
| 2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||
| Gaming And Leisure Properties, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
| 1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
| 1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
| 1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| GenMark Diagnostics Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GNMK | CUSIP 372309104 | 05/25/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
| 1.2 | Elect James Fox | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Global Fashion Group S.A. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Luxembourg | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Losses | Mgmt | For | For | For | |||
| 5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 7 | Election of Directors | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Directors' Fees | Mgmt | For | For | For | |||
| 10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| Global Fashion Group S.A. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Luxembourg | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Amendments to Article 4 | Mgmt | For | For | For | |||
| 2 | Amendments to Article 12 | Mgmt | For | For | For | |||
| 3 | Amendments to Article 18 | Mgmt | For | For | For | |||
| 4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
| 5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
| Halliburton Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
| 2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
| 3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
| 4 | Elect James R. Boyd | Mgmt | For | For | For | |||
| 5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
| 6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
| 7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
| 8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
| 9 | Elect David J. Lesar | Mgmt | For | For | For | |||
| 10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
| 11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
| 12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
| 13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
| Hilton Worldwide Holdings Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
| 1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
| 1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
| 1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
| 1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
| 1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
| 1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
| 1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
| 2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Hilton Worldwide Holdings Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Hoya Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
| 3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
| 4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
| 5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
| 6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
| 7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
| HTG Molecular Diagnostics Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
| 1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Humana Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
| 2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
| 3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
| 4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
| 5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
| 6 | Elect William J. McDonald | Mgmt | For | For | For | |||
| 7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
| 8 | Elect David B. Nash | Mgmt | For | For | For | |||
| 9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
| 10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Innocoll Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INNL | CUSIP G4783X105 | 09/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
| 2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
| 3 | Elect David R. Brennan | Mgmt | For | For | For | |||
| 4 | Elect James Culverwell | Mgmt | For | For | For | |||
| 5 | Elect Rolf D. Schmidt | Mgmt | For | For | For | |||
| 6 | Elect Joseph Wiley | Mgmt | For | For | For | |||
| 7 | Elect Anthony P. Zook | Mgmt | For | For | For | |||
| 8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 9 | Authority to Set Price Range for the Re-Allotment of Treasury Shares | Mgmt | For | For | For | |||
| Instructure, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Intuitive Surgical, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
| 2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
| 4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
| 5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
| 7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
| 8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
| 9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
| Jazz Pharmaceuticals plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
| 2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
| 3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
| 4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
| 8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
| Johnson Controls International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David P. Abney | Mgmt | For | For | For | |||
| 2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
| 3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
| 4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
| 5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
| 6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | |||
| 8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
| 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
| 10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
| 11 | Elect R. David Yost | Mgmt | For | For | For | |||
| 12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| Kion Group AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
| 10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
| 11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
| 12 | Elect Jiang Kui | Mgmt | For | For | For | |||
| 13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
| 14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
| 15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
| 16 | Elect Xu Ping | Mgmt | For | For | For | |||
| 17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
| 18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
| 19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
| 20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
| 21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
| 22 | Merger by Absorption | Mgmt | For | For | For | |||
| Las Vegas Sands Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LVS | CUSIP 517834107 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
| 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
| 1.3 | Elect George Jamieson | Mgmt | For | For | For | |||
| 1.4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Lindblad Expeditions Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIND | CUSIP 535219109 | 06/07/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect L. Dyson Dryden | Mgmt | For | For | For | |||
| 1.2 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Live Nation Entertainment, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
| 2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
| 3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
| 4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
| 5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
| 6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
| 7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
| 8 | Elect James S. Kahan | Mgmt | For | For | For | |||
| 9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
| 10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
| 11 | Elect Michael Rapino | Mgmt | For | For | For | |||
| 12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| LKQ Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LKQ | CUSIP 501889208 | 05/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | |||
| 2 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
| 3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||
| 4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||
| 5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
| 6 | Elect Paul M. Meister | Mgmt | For | For | For | |||
| 7 | Elect John F. O'Brien | Mgmt | For | For | For | |||
| 8 | Elect Guhan Subramanian | Mgmt | For | For | For | |||
| 9 | Elect William M. Webster IV | Mgmt | For | For | For | |||
| 10 | Elect Dominick Zarcone | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Micron Technology, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
| 4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
| 5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
| 6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
| 8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
| 9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Microsoft Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William H. Gates III | Mgmt | For | For | For | |||
| 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
| 3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
| 4 | Elect Satya Nadella | Mgmt | For | For | For | |||
| 5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
| 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
| 8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
| 9 | Elect John W. Stanton | Mgmt | For | For | For | |||
| 10 | Elect John W. Thompson | Mgmt | For | For | For | |||
| 11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
| 15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
| Monster Beverage Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MNST | CUSIP 61174X109 | 06/19/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
| 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
| 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
| 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
| 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
| 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
| 1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
| 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Kathy N. Waller | Mgmt | For | Withhold | Against | |||
| 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Approval of the 2017 Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| Monster Beverage Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Morgan Stanley | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | |||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | |||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
| 7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
| 8 | Elect Jami Miscik | Mgmt | For | For | For | |||
| 9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
| 10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
| 11 | Elect James W. Owens | Mgmt | For | For | For | |||
| 12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
| 13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
| 14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
| 19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
| 20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| Neuralstem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUR | CUSIP 64127R302 | 08/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Ratification of Auditor | Mgmt | For | For | For | |||
| 2 | Reverse Stock Split | Mgmt | For | For | For | |||
| Nike Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
| 1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Norfolk Southern Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
| 4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
| 5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
| 6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
| 8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
| 9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
| 10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
| 11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
| 12 | Elect James A. Squires | Mgmt | For | For | For | |||
| 13 | Elect John R. Thompson | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Northrop Grumman Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
| 3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
| 4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
| 5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
| 6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
| 7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
| 8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
| 9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
| 10 | Elect Gary Roughead | Mgmt | For | For | For | |||
| 11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 12 | Elect James S. Turley | Mgmt | For | For | For | |||
| 13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| Nucor Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
| 1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
| 1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
| 1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
| 1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
| 1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
| 1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
| 1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| NVIDIA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
| 2 | Elect Tench Coxe | Mgmt | For | For | For | |||
| 3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
| 4 | Elect James C. Gaither | Mgmt | For | For | For | |||
| 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
| 6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
| 7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
| 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
| 9 | Elect William J. Miller | Mgmt | For | For | For | |||
| 10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
| 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
| 12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| Pacwest Bancorp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PACW | CUSIP 695263103 | 05/15/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Tanya M. Acker | Mgmt | For | For | For | |||
| 1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
| 1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
| 1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
| 1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
| 1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
| 1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
| 1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
| 1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
| 1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
| 1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
| 2 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
| Penumbra Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PEN | CUSIP 70975L107 | 06/07/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arani Bose | Mgmt | For | For | For | |||
| 2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| PepsiCo, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | |||
| 3 | Elect Cesar Conde | Mgmt | For | For | For | |||
| 4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
| 5 | Elect Dina Dublon | Mgmt | For | For | For | |||
| 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
| 7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
| 8 | Elect William R. Johnson | Mgmt | For | For | For | |||
| 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
| 10 | Elect David C. Page | Mgmt | For | For | For | |||
| 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
| 13 | Elect Darren Walker | Mgmt | For | For | For | |||
| 14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| Premier, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PINC | CUSIP 74051N102 | 12/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Susan D. DeVore | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Jody R. Davids | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Peter S. Fine | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect David H. Langstaff | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Marvin R. O'Quinn | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Priceline Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
| 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
| 1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
| 1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
| 1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
| 1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
| 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
| 1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
| 1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
| 1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
| 1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| Proofpoint, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PFPT | CUSIP 743424103 | 06/01/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jonathan Feiber | Mgmt | For | For | For | |||
| 1.2 | Elect Eric Hahn | Mgmt | For | For | For | |||
| 1.3 | Elect Kevin Harvey | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Prudential plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
| 4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
| 5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
| 6 | Elect John Foley | Mgmt | For | For | For | |||
| 7 | Elect Penelope James | Mgmt | For | For | For | |||
| 8 | Elect David Law | Mgmt | For | For | For | |||
| 9 | Elect Paul Manduca | Mgmt | For | For | For | |||
| 10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
| 11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
| 12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
| 13 | Elect Philip Remnant | Mgmt | For | For | For | |||
| 14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
| 15 | Elect Barry Stowe | Mgmt | For | For | For | |||
| 16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
| 17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
| 18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
| 19 | Appointment of Auditor | Mgmt | For | For | For | |||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
| 26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| PulteGroup, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
| 5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
| 6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
| 7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
| 8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
| 9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
| 10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
| 11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
| 12 | Elect William J. Pulte | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Range Resources Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Raytheon Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
| 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
| 3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
| 4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
| 5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
| 6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | |||
| 8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
| 9 | Elect William R. Spivey | Mgmt | For | For | For | |||
| 10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| RE/MAX Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
| 1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
| 1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
| RealPage, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
| 1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
| 1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| salesforce.com, inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
| 2 | Elect Keith G. Block | Mgmt | For | For | For | |||
| 3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
| 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
| 5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
| 6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
| 7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
| 8 | Elect John V. Roos | Mgmt | For | For | For | |||
| 9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
| 10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
| 11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
| 12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| Sealed Air Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael Chu | Mgmt | For | For | For | |||
| 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
| 3 | Elect Patrick Duff | Mgmt | For | For | For | |||
| 4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
| 5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
| 6 | Elect Neil Lustig | Mgmt | For | For | For | |||
| 7 | Elect William J. Marino | Mgmt | For | For | For | |||
| 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
| 9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
| 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| ServiceNow, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOW | CUSIP 81762P102 | 06/13/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
| 2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
| 3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Sherwin-Williams Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
| 2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
| 3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
| 4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
| 5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 6 | Elect John G. Morikis | Mgmt | For | For | For | |||
| 7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
| 8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
| 10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
| 11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
| 15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| Shopify Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHOP | CUSIP 82509L107 | 06/07/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
| 1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
| 1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
| 1.4 | Elect Gail Goodman | Mgmt | For | For | For | |||
| 1.5 | Elect Jeremy Levine | Mgmt | For | For | For | |||
| 1.6 | Elect John Phillips | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Stericycle, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
| 2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
| 3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
| 4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
| 5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
| 6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
| 7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
| 8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
| 9 | Elect John Patience | Mgmt | For | For | For | |||
| 10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| Symrise AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SY1 | CINS D827A1108 | 05/17/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
| Synchrony Financial | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
| 2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
| 3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
| 4 | Elect William W. Graylin | Mgmt | For | For | For | |||
| 5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
| 6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
| 7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
| 8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
| 9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| T-Mobile US, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
| 1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
| 1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
| 1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
| 1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
| 1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
| 1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
| 1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
| 1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
| 1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
| 1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
| Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Amendments to Articles | Mgmt | For | For | For | |||
| 4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
| 5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
| 5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
| Tencent Holdings Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Cayman Islands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
| 6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
| 7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
| 8 | Directors' Fees | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
| 14 | Share Option Scheme | Mgmt | For | For | For | |||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Tencent Holdings Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Cayman Islands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
| The Home Depot, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
| 7 | Elect Armando Codina | Mgmt | For | For | For | |||
| 8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
| 9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
| 11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
| 12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
| 13 | Elect Mark Vadon | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| The Middleby Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MIDD | CUSIP 596278101 | 05/09/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
| 1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
| 1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
| 1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||
| 1.5 | Elect John R. Miller III | Mgmt | For | For | For | |||
| 1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
| 1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| The TJX Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
| 2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
| 3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
| 4 | Elect David T. Ching | Mgmt | For | For | For | |||
| 5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
| 6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
| 8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
| 9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
| 10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
| 11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
| 14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| The Walt Disney Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
| 2 | Elect John S. Chen | Mgmt | For | For | For | |||
| 3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
| 5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
| 6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
| 7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
| 8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
| 9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
| 10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
| 11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
| Tyco International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Amendments to Memorandum | Mgmt | For | For | For | |||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||
| 3 | Share Consolidation | Mgmt | For | For | For | |||
| 4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
| 5 | Merger Issuance | Mgmt | For | For | For | |||
| 6 | Company Name Change | Mgmt | For | For | For | |||
| 7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
| 8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
| 9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
| 10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
| 11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
| Ulta Beauty, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
| 1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
| 1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
| 1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| United Technologies Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
| 2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
| 3 | Elect John V. Faraci | Mgmt | For | For | For | |||
| 4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
| 5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
| 6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
| 7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
| 8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
| 9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
| 10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
| 11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
| 12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Vertex Pharmaceuticals Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VRTX | CUSIP 92532F100 | 06/08/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alan M. Garber | Mgmt | For | For | For | |||
| 1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
| 1.3 | Elect William D. Young | Mgmt | For | For | For | |||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Visa Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
| 4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
| 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
| 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
| 9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| W.R. Grace & Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
| 2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
| 3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Walgreens Boots Alliance, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
| 2 | Elect David J. Brailer | Mgmt | For | For | For | |||
| 3 | Elect William C. Foote | Mgmt | For | For | For | |||
| 4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
| 5 | Elect John A. Lederer | Mgmt | For | For | For | |||
| 6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
| 7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
| 8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
| 9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
| 10 | Elect James A. Skinner | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| Waste Connections Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
| 1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
| 1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
| 1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
| 1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
| 1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
| 1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Stock Split | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Zayo Group Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
| 1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam Multi-Cap Growth Fund | |
| By: | /s/ Jonathan S. Horwitz | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 16, 2017 | |