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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-06128 | ||||||||
| Name of Registrant: | Putnam Multi-Cap Growth Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| Putnam Multi-Cap Growth Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 6/30 | ||||||||
| Date of reporting period: | 07/01/2015 - 06/30/2016 | ||||||||
| Registrant : | Putnam Multi-Cap Growth Fund | |||||||
| Fund Name : | Putnam Multi-Cap Growth Fund | |||||||
| Date of fiscal year end: | 6/30 | |||||||
| A.O. Smith Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AOS | CUSIP 831865209 | 04/11/2016 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Gloster B. Current, Jr. | Mgmt | For | TNA | N/A | |||
| 1.2 | Elect William P. Greubel | Mgmt | For | TNA | N/A | |||
| 1.3 | Elect Idelle K. Wolf | Mgmt | For | TNA | N/A | |||
| 1.4 | Elect Gene C. Wulf | Mgmt | For | TNA | N/A | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
| 3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
| 4 | Exclusive Forum Designation | Mgmt | For | TNA | N/A | |||
| 5 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||
| 6 | Increase of Authorized Class A Common Stock | Mgmt | For | TNA | N/A | |||
| Adobe Systems Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
| 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
| 3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
| 5 | Elect James E. Daley | Mgmt | For | For | For | |||
| 6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
| 7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
| 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
| 10 | Elect John E. Warnock | Mgmt | For | For | For | |||
| 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
| 12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Advance Auto Parts, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
| 1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
| 1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
| 1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
| 1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
| 1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
| 1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
| 1.8 | Elect Eugene I. Lee Jr | Mgmt | For | For | For | |||
| 1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
| 1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
| 1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| Agilent Technologies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
| 2 | Elect James G. Cullen | Mgmt | For | For | For | |||
| 3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||
| Albemarle Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ALB | CUSIP 012653101 | 05/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
| 2.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
| 2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
| 2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
| 2.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
| 2.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
| 2.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
| 2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
| 2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
| 2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
| 2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Alibaba Group Holding Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
| 2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
| 3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
| 4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
| 5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| Allergan plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
| 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
| 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
| 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
| 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
| 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
| 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
| 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
| 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
| 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
| 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
| 8 | Reduction of Company Capital | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Alphabet Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | |||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
| 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
| 1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
| 1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
| 1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
| 1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
| 1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
| 1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
| 4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| Amazon.com, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | |||
| 4 | Elect William B. Gordon | Mgmt | For | For | For | |||
| 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
| 6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
| 10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| American Airlines Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
| 2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
| 3 | Elect John T. Cahill | Mgmt | For | For | For | |||
| 4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
| 5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
| 7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
| 8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
| 9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
| 12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
| 13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| American Tower Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
| 2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
| 5 | Elect Craig Macnab | Mgmt | For | For | For | |||
| 6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
| 7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
| 8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
| 9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| AMGEN Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David Baltimore | Mgmt | For | For | For | |||
| 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
| 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
| 5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
| 6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
| 7 | Elect Fred Hassan | Mgmt | For | For | For | |||
| 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
| 9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
| 10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
| 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Anadarko Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
| 2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
| 3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
| 4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
| 5 | Elect Richard L. George | Mgmt | For | For | For | |||
| 6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
| 7 | Elect John R. Gordon | Mgmt | For | For | For | |||
| 8 | Elect Sean Gourley | Mgmt | For | For | For | |||
| 9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
| 10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
| 11 | Elect R. A. Walker | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
| Anheuser-Busch Inbev SA/NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BUD | CUSIP 03524A108 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 5 | Remuneration Report | Mgmt | For | Against | Against | |||
| 6 | Stock Options for Directors | Mgmt | For | For | For | |||
| 7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
| 8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
| 9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | |||
| 10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
| Apple Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James A. Bell | Mgmt | For | For | For | |||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | |||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Applied Micro Circuits Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMCC | CUSIP 03822W406 | 08/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Cesar Cesaratto | Mgmt | For | For | For | |||
| 2 | Elect Paramesh Gopi | Mgmt | For | For | For | |||
| 3 | Elect Paul R. Gray | Mgmt | For | For | For | |||
| 4 | Elect Fred A. Shlapak | Mgmt | For | For | For | |||
| 5 | Elect Robert F. Sproull | Mgmt | For | For | For | |||
| 6 | Elect Duston M. Williams | Mgmt | For | For | For | |||
| 7 | Elect Christopher F. Zepf | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Associated British Foods plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect Emma Adamo | Mgmt | For | For | For | |||
| 5 | Elect John G. Bason | Mgmt | For | For | For | |||
| 6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
| 7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
| 8 | Elect Javier Ferran | Mgmt | For | For | For | |||
| 9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
| 10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
| 11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
| 12 | Elect George G. Weston | Mgmt | For | For | For | |||
| 13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Avago Technologies Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| Baker Hughes Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
| 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
| 5 | Elect William H. Easter III | Mgmt | For | For | For | |||
| 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
| 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
| 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
| 9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
| 10 | Elect James A. Lash | Mgmt | For | For | For | |||
| 11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
| 12 | Elect James W. Stewart | Mgmt | For | For | For | |||
| 13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | |||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
| 11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
| 12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
| 13 | Elect R. David Yost | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
| Biogen Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
| 2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
| 3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
| 4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
| 5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
| 6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
| 7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
| 8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
| 9 | Elect George A. Scangos | Mgmt | For | For | For | |||
| 10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
| 11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Biomarin Pharmaceutical Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMRN | CUSIP 09061G101 | 06/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
| 1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
| 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
| 1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
| 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
| 1.7 | Elect David Pyott | Mgmt | For | For | For | |||
| 1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| Blueprint Medicines Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BPMC | CUSIP 09627Y109 | 06/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jeffrey W. Albers | Mgmt | For | For | For | |||
| 1.2 | Elect Mark Goldberg | Mgmt | For | For | For | |||
| 1.3 | Elect Nicholas Lydon | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bright Horizons Family Solutions, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BFAM | CUSIP 109194100 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
| 1.2 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
| 1.4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bristol-Myers Squibb Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
| 3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
| 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
| 7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
| 8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
| 9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
| 10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
| 11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| Broadcom Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
| 3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
| 4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
| 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
| 6 | Elect Justine Lien | Mgmt | For | For | For | |||
| 7 | Elect Donald Macleod | Mgmt | For | For | For | |||
| 8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
| 9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
| 10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
| 13 | Directors' Fees | Mgmt | For | For | For | |||
| C.R. Bard, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Barrett | Mgmt | For | For | For | |||
| 2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
| 3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
| 4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
| 5 | Elect John C. Kelly | Mgmt | For | For | For | |||
| 6 | Elect David F. Melcher | Mgmt | For | For | For | |||
| 7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
| 8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
| 9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
| 10 | Elect John H. Weiland | Mgmt | For | For | For | |||
| 11 | Elect Anthony Welters | Mgmt | For | For | For | |||
| 12 | Elect Tony L. White | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| Cabot Oil & Gas Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
| 2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
| 3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
| 4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
| 5 | Elect Robert Kelley | Mgmt | For | For | For | |||
| 6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Capitol Acquisition Corp II | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CLAC | CUSIP 14056V105 | 07/01/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Lawrence Calcano | Mgmt | For | For | For | |||
| 1.2 | Elect Richard C. Donaldson | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Capitol Acquisition Corp II | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CLAC | CUSIP 14056V105 | 07/08/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | I HEREBY EXERCISE MY CONVERSION RIGHTS TO CONVERT TO CASH. MARK FOR = YES OR AGAINST = NO | Mgmt | N/A | Against | N/A | |||
| 3 | I hereby certify that I am not acting in concert, or as a 'group' (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other shareholder with respect to the shares of common stock of Capitol owned by me in connection with the proposed business combination between Capitol and Lindblad. | Mgmt | N/A | For | N/A | |||
| 4 | Company Name Change | Mgmt | For | For | For | |||
| 5 | Amendment to Classified Board | Mgmt | For | For | For | |||
| 6 | Remove Outdated Provisions | Mgmt | For | For | For | |||
| 7 | Provisions Related to Jones Act | Mgmt | For | For | For | |||
| 8 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 9 | Elect Paul J. Brown | Mgmt | For | For | For | |||
| 10 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
| 11 | Elect L. Dyson Dryden | Mgmt | For | For | For | |||
| 12 | Elect Sven-Olof Lindblad | Mgmt | For | For | For | |||
| 13 | Elect Mark D. Ein | Mgmt | For | For | For | |||
| 14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Cardiome Pharma Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CRME | CUSIP 14159U301 | 06/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard M. Glickman | Mgmt | For | For | For | |||
| 1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
| 1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
| 1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
| 1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
| 1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| Cavium Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
| 1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| Celgene Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
| 1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
| 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
| 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
| 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
| 1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
| 1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
| 1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
| 1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
| 1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| The Charles Schwab Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
| 2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
| 3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
| 4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
| 5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| Chipotle Mexican Grill, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
| 1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
| 1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
| 1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
| 1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
| 1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
| 1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
| 1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
| 1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
| 5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| Cognex Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CGNX | CUSIP 192422103 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | |||
| 1.2 | Elect Anthony Sun | Mgmt | For | For | For | |||
| 1.3 | Elect Robert J. Willett | Mgmt | For | For | For | |||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Cooper Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
| 2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
| 3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
| 4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
| 5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
| 6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
| 7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Costco Wholesale Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
| 1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
| 1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
| 1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
| Coty Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| CVS Health Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||
| 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
| 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
| 5 | Elect David W. Dorman | Mgmt | For | For | For | |||
| 6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
| 7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
| 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
| 9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
| 10 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 11 | Elect Tony L. White | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
| Danaher Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
| 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
| 3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
| 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
| 7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
| 8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
| 9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
| 10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| Dave & Buster's Entertainment, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PLAY | CUSIP 238337109 | 06/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
| 1.2 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
| 1.3 | Elect David A. Jones | Mgmt | For | For | For | |||
| 1.4 | Elect Stephen M. King | Mgmt | For | For | For | |||
| 1.5 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
| 1.6 | Elect Kevin M. Mailender | Mgmt | For | For | For | |||
| 1.7 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
| 1.8 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||
| 1.9 | Elect Jennifer Storms | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| DAVIDsTEA Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DTEA | CUSIP 238661102 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Emilia Di Raddo | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Tom Folliard | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Michael J. Mardy | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect David McCreight | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Lorenzo Salvaggio | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Herschel H. Segal | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Sarah Segal | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Kathleen C. Tierney | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect Maurice Tousson | Mgmt | For | Withhold | Against | |||
| 1.10 | Elect Sylvain Toutant | Mgmt | For | Withhold | Against | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| DexCom, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
| 2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
| 3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Diamondback Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
| 1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
| 1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
| 1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
| 1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
| 2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Discovery Communications, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISCA | CUSIP 25470F104 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
| 1.2 | Elect M. LaVoy Robison | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
| 4 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| DISH Network Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| DISH Network Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
| Dollar General Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
| 2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
| 3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
| 4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
| 5 | Elect Paula A. Price | Mgmt | For | For | For | |||
| 6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
| 7 | Elect David B. Rickard | Mgmt | For | For | For | |||
| 8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| The Dow Chemical Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ajay Banga | Mgmt | For | For | For | |||
| 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
| 3 | Elect James A. Bell | Mgmt | For | For | For | |||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
| 7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
| 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
| 9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
| 10 | Elect Paul Polman | Mgmt | For | For | For | |||
| 11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
| 12 | Elect James M. Ringler | Mgmt | For | For | For | |||
| 13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| E. I. du Pont de Nemours and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
| 5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
| 6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
| 8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
| 9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
| 10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
| 11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
| 12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
| Edgewell Personal Care Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
| 2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
| 3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
| 4 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
| 6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Edwards Lifesciences Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
| 2 | Elect John T. Cardis | Mgmt | For | For | For | |||
| 3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
| 4 | Elect William J. Link | Mgmt | For | For | For | |||
| 5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
| 6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
| 7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Eli Lilly and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
| 2 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
| 4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
| 5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| EOG Resources, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
| 3 | Elect James C. Day | Mgmt | For | For | For | |||
| 4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
| 5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
| 6 | Elect William R. Thomas | Mgmt | For | For | For | |||
| 7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Estee Lauder Companies Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EL | CUSIP 518439104 | 11/12/2015 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Rose Marie Bravo | Mgmt | For | TNA | N/A | |||
| 2 | Elect Paul J. Fribourg | Mgmt | For | TNA | N/A | |||
| 3 | Elect Mellody Hobson | Mgmt | For | TNA | N/A | |||
| 4 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | TNA | N/A | |||
| 5 | Elect Barry S. Sternlicht | Mgmt | For | TNA | N/A | |||
| 6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
| 8 | Amended and Restated 2002 Share Incentive Plan | Mgmt | For | TNA | N/A | |||
| 9 | Amendment to the Non-Employee Director Share Incentive Plan | Mgmt | For | TNA | N/A | |||
| Facebook, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
| 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
| 1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
| 1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
| 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
| 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
| 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
| 5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
| 6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
| 7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
| 8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
| 9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
| 10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
| 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| Fidelity National Information Services, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
| 2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
| 3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
| 4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
| 5 | Elect David K. Hunt | Mgmt | For | For | For | |||
| 6 | Elect Stephan A. James | Mgmt | For | For | For | |||
| 7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
| 8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
| 9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
| 10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
| 11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Five Below Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FIVE | CUSIP 33829M101 | 06/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
| 2 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
| 3 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
| 4 | Elect Daniel J. Kaufman | Mgmt | For | For | For | |||
| 5 | Elect Richard L. Markee | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
| 8 | Approval of the 2016 Performance Bonus Plan | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Fortune Brands Home & Security, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
| 2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Freescale Semiconductor Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FSL | CUSIP G3727Q101 | 07/02/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| General Dynamics Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
| 3 | Elect James S. Crown | Mgmt | For | For | For | |||
| 4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
| 5 | Elect William P. Fricks | Mgmt | For | For | For | |||
| 6 | Elect John M. Keane | Mgmt | For | For | For | |||
| 7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
| 8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
| 9 | Elect James N. Mattis | Mgmt | For | For | For | |||
| 10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
| 11 | Elect William A. Osborn | Mgmt | For | For | For | |||
| 12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| GenMark Diagnostics Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GNMK | CUSIP 372309104 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Lisa M. Giles | Mgmt | For | For | For | |||
| 1.2 | Elect Michael S. Kagnoff | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Gilead Sciences, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John F. Cogan | Mgmt | For | For | For | |||
| 2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
| 3 | Elect John W. Madigan | Mgmt | For | For | For | |||
| 4 | Elect John C. Martin | Mgmt | For | For | For | |||
| 5 | Elect John F. Milligan | Mgmt | For | For | For | |||
| 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
| 7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
| 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
| 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| GoDaddy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GDDY | CUSIP 380237107 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Blake J. Irving | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Charles J. Robel | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect John I. Park | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Gulfport Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
| 1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
| 1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
| 1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
| 1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
| 1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
| Hilton Worldwide Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
| 1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
| 1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
| 1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
| 1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
| 1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
| 1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
| 1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Honeywell International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William S. Ayer | Mgmt | For | For | For | |||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
| 4 | Elect David M. Cote | Mgmt | For | For | For | |||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
| 6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||
| 8 | Elect Clive Hollick | Mgmt | For | For | For | |||
| 9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
| 10 | Elect George Paz | Mgmt | For | For | For | |||
| 11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
| 12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
| 16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Hubbell Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HUB.A | CUSIP 443510201 | 12/23/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Impax Laboratories Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IPXL | CUSIP 45256B101 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
| 2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
| 3 | Elect Allen Chao | Mgmt | For | For | For | |||
| 4 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
| 5 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
| 6 | Elect Janet S. Vergis | Mgmt | For | For | For | |||
| 7 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
| 8 | Amendment to the 2002 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| Intel Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
| 2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
| 3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
| 4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
| 5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
| 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
| 7 | Elect James D. Plummer | Mgmt | For | For | For | |||
| 8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
| 9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
| 10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Intuitive Surgical, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
| 1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
| 1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
| 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
| 1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
| 1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
| 1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
| 1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
| 1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
| Jazz Pharmaceuticals plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter Gray | Mgmt | For | For | For | |||
| 2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| KAR Auction Services, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KAR | CUSIP 48238T109 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
| 2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
| 3 | Elect James P. Hallett | Mgmt | For | For | For | |||
| 4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
| 5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
| 6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
| 7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
| 8 | Elect John P. Larson | Mgmt | For | For | For | |||
| 9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
| 10 | Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Kennedy-Wilson Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
| 1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| L-3 Communications Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
| 2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
| 3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
| 4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
| 5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
| 6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
| 7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
| 8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
| 9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
| 10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
| 14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
| Lam Research Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Lam Research Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
| 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
| 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
| 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
| 1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
| 1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
| 1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
| 1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
| 4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Level 3 Communications, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
| 3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
| 4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
| 5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
| 6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
| 7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
| 8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
| 9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
| 10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
| 11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
| 14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| Liberty Global plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
| 2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Liberty Global plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
| 2 | Elect Richard R. Green | Mgmt | For | For | For | |||
| 3 | Elect David E. Rapley | Mgmt | For | For | For | |||
| 4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
| 7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| Lindblad Expeditions Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIND | CUSIP 535219109 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
| 1.2 | Elect Bernard W. Aronson | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Approval of the 2016 CEO Share Allocation Plan | Mgmt | For | For | For | |||
| Lions Gate Entertainment Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LGF | CUSIP 535919203 | 09/15/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
| 1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
| 1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
| 1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
| 1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
| 1.6 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
| 1.7 | Elect John C. Malone | Mgmt | For | For | For | |||
| 1.8 | Elect G. Scott Paterson | Mgmt | For | For | For | |||
| 1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
| 1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
| 1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
| 1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
| Live Nation Entertainment, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
| 2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
| 3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
| 4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
| 5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
| 6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
| 7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
| 8 | Elect James S. Kahan | Mgmt | For | For | For | |||
| 9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
| 10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
| 11 | Elect Michael Rapino | Mgmt | For | For | For | |||
| 12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Maxim Integrated Products, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
| 1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
| 1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
| 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
| 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
| 1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
| 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
| 5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Medivation, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
| 1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
| 1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
| 1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
| 1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
| 1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
| 1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
| 1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Michael Kors Holdings Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
| 2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
| 3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
| Micron Technology, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
| 4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
| 5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
| 6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
| Microsoft Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William H. Gates III | Mgmt | For | For | For | |||
| 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
| 3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
| 4 | Elect Satya Nadella | Mgmt | For | For | For | |||
| 5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
| 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
| 8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
| 9 | Elect John W. Stanton | Mgmt | For | For | For | |||
| 10 | Elect John W. Thompson | Mgmt | For | For | For | |||
| 11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Mobileye NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Ratification of Management Acts | Mgmt | For | For | For | |||
| 3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
| 4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
| 5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 7 | Appointment of Auditor | Mgmt | For | For | For | |||
| 8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| Monster Beverage Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
| 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
| 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
| 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
| 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
| 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
| 1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
| 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
| 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| Morgan Stanley | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | |||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | |||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
| 7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
| 8 | Elect Jami Miscik | Mgmt | For | For | For | |||
| 9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
| 10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
| 11 | Elect James W. Owens | Mgmt | For | For | For | |||
| 12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
| 13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
| 14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| Mylan N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| Netflix, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
| Neuralstem, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUR | CUSIP 64127R302 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William C. Oldaker | Mgmt | For | For | For | |||
| 1.2 | Elect Stanley Westreich | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | Against | Against | |||
| Nike Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
| 1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
| 1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
| 4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
| 5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| Northrop Grumman Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
| 3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
| 4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
| 5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
| 6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
| 7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
| 8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
| 9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
| 10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
| 11 | Elect Gary Roughead | Mgmt | For | For | For | |||
| 12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 13 | Elect James S. Turley | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| NXP Semiconductors N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NXPI | CUSIP N6596X109 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
| 4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
| 5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
| 6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
| 7 | Elect Marion Helmes | Mgmt | For | For | For | |||
| 8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
| 9 | Elect Ian Loring | Mgmt | For | For | For | |||
| 10 | Elect Eric Meurice | Mgmt | For | For | For | |||
| 11 | Elect Peter Smitham | Mgmt | For | For | For | |||
| 12 | Elect Julie Southern | Mgmt | For | For | For | |||
| 13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
| 14 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
| 15 | Committee Member Fees | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 19 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
| Old Dominion Freight Line, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ODFL | CUSIP 679580100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Earl E. Congdon | Mgmt | For | For | For | |||
| 1.2 | Elect David S. Congdon | Mgmt | For | For | For | |||
| 1.3 | Elect John R. Congdon, Jr. | Mgmt | For | For | For | |||
| 1.4 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
| 1.5 | Elect Bradley R. Gabosch | Mgmt | For | For | For | |||
| 1.6 | Elect Patrick D. Hanley | Mgmt | For | For | For | |||
| 1.7 | Elect John D. Kasarda | Mgmt | For | For | For | |||
| 1.8 | Elect Leo H. Suggs | Mgmt | For | For | For | |||
| 1.9 | Elect D. Michael Wray | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| ON Semiconductor Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alan Campbell | Mgmt | For | For | For | |||
| 2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
| 3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
| 4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
| 5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| Oracle Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
| 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
| 1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
| 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
| 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
| 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
| 1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
| 1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
| 2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| PacWest Bancorp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
| 1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
| 1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
| 1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
| 1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
| 1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
| 1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
| 1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
| 1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
| 1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
| 1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
| 1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
| 2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
| PepsiCo, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | |||
| 3 | Elect Cesar Conde | Mgmt | For | For | For | |||
| 4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
| 5 | Elect Dina Dublon | Mgmt | For | For | For | |||
| 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
| 7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
| 8 | Elect William R. Johnson | Mgmt | For | For | For | |||
| 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
| 10 | Elect David C. Page | Mgmt | For | For | For | |||
| 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
| 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
| 13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
| 14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
| Perrigo Company plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
| 2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
| 3 | Elect Marc Coucke | Mgmt | For | For | For | |||
| 4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
| 5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
| 6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
| 9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
| 10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
| Perrigo Company plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
| 2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
| 3 | Elect Marc Coucke | Mgmt | For | For | For | |||
| 4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
| 5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
| 6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
| 7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
| 10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
| 11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
| 16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
| 17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
| Pioneer Natural Resources Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
| 3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
| 4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
| 5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
| 6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
| 7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
| 8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
| 9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
| 10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
| 11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
| 12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
| 13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| Premier, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PINC | CUSIP 74051N102 | 12/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Barclay E. Berdan | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect William E. Mayer | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Scott Reiner | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Terry D. Shaw | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Richard J. Statuto | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Ellen C. Wolf | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Exclusive Forum Provision | Mgmt | For | For | For | |||
| 4 | Amendment to the 2013 Equity Compensation Plan | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Priceline Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
| 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
| 1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
| 1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
| 1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
| 1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
| 1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
| 1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
| 1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Prudential plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect John Foley | Mgmt | For | For | For | |||
| 4 | Elect Penelope James | Mgmt | For | For | For | |||
| 5 | Elect David Law | Mgmt | For | For | For | |||
| 6 | Elect Lord Turner | Mgmt | For | For | For | |||
| 7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
| 8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
| 9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
| 10 | Elect Paul Manduca | Mgmt | For | For | For | |||
| 11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
| 12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
| 13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
| 14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
| 15 | Elect Philip Remnant | Mgmt | For | For | For | |||
| 16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
| 17 | Elect Barry Stowe | Mgmt | For | For | For | |||
| 18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
| 19 | Appointment of Auditor | Mgmt | For | For | For | |||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| PulteGroup, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
| 1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
| 1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
| 1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
| 1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
| 1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| RE/MAX Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
| Red Hat, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RHT | CUSIP 756577102 | 08/06/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
| 2 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
| 3 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
| 4 | Elect William S. Kaiser | Mgmt | For | For | For | |||
| 5 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||
| 6 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| salesforce.com, inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
| 2 | Elect Keith G. Block | Mgmt | For | For | For | |||
| 3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
| 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
| 5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
| 6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
| 7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
| 8 | Elect John V. Roos | Mgmt | For | For | For | |||
| 9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
| 10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
| 11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
| 12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
| 13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
| Scorpio Tankers Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||
| The Sherwin-Williams Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
| 2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
| 3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
| 4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
| 5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
| 6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 7 | Elect John G. Morikis | Mgmt | For | For | For | |||
| 8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
| 9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
| 11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Shopify Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SH | CUSIP 82509L107 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
| 1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
| 1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
| 1.4 | Elect Jeremy Levine | Mgmt | For | For | For | |||
| 1.5 | Elect Trevor Oelschig | Mgmt | For | For | For | |||
| 1.6 | Elect John Phillips | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| SK Hynix Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Korea, Republic of | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
| 3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
| 4 | Directors' Fees | Mgmt | For | For | For | |||
| 5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
| SS&C Technologies Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SSNC | CUSIP 78467J100 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Smita Conjeevaram | Mgmt | For | For | For | |||
| 1.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
| 1.3 | Elect William C. Stone | Mgmt | For | For | For | |||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| 3 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Suncor Energy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Canada | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
| 1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
| 1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
| 1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
| 1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
| 1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
| 1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
| 1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
| 1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
| 1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
| 1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
| 1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Symrise AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
| 10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
| 11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
| 12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
| 13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
| 14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
| Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 2330 | CUSIP 874039100 | 06/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Amendments to Articles | Mgmt | For | For | For | |||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| Tempur Sealy International Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TPX | CUSIP 88023U101 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
| 2 | Elect John A. Heil | Mgmt | For | For | For | |||
| 3 | Elect Jon L. Luther | Mgmt | For | For | For | |||
| 4 | Elect Usman Nabi | Mgmt | For | For | For | |||
| 5 | Elect Richard W. Neu | Mgmt | For | For | For | |||
| 6 | Elect Scott L. Thompson | Mgmt | For | For | For | |||
| 7 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Tesaro Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
| 1.3 | Elect David Mott | Mgmt | For | For | For | |||
| 1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
| 1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
| 1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
| 1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
| 1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
| 1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
| 1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
| The Home Depot, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
| 3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
| 5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
| 6 | Elect Armando Codina | Mgmt | For | For | For | |||
| 7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
| 8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
| 10 | Elect Karen Katen | Mgmt | For | For | For | |||
| 11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
| 12 | Elect Mark Vadon | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| The Middleby Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MIDD | CUSIP 596278101 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
| 1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
| 1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
| 1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||
| 1.5 | Elect John R. Miller III | Mgmt | For | For | For | |||
| 1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
| 1.7 | Elect Philip G. Putnam | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Re-Approval of the Performance Goals Under the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 5 | Re-Approval of the Performance Goals Under the Value Creation Incentive Plan | Mgmt | For | For | For | |||
| The TJX Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
| 2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
| 3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
| 4 | Elect David T. Ching | Mgmt | For | For | For | |||
| 5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
| 6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
| 8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
| 9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
| 10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
| Time Warner Cable, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Carole Black | Mgmt | For | For | For | |||
| 2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
| 3 | Elect David C. Chang | Mgmt | For | For | For | |||
| 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
| 6 | Elect Donna A. James | Mgmt | For | For | For | |||
| 7 | Elect Don Logan | Mgmt | For | For | For | |||
| 8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
| 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
| 11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
| 12 | Elect John E. Sununu | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| Time Warner Cable, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| Time Warner Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
| 2 | Elect William P. Barr | Mgmt | For | For | For | |||
| 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
| 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
| 5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
| 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
| 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
| 9 | Elect Fred Hassan | Mgmt | For | For | For | |||
| 10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
| 11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| TiVo Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
| 2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
| 3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| TubeMogul, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TUBE | CUSIP 898570106 | 06/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David Toth | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Tyco International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
| 3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
| 4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
| 5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
| 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | |||
| 8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
| 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
| 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
| 11 | Elect R. David Yost | Mgmt | For | For | For | |||
| 12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
| 13 | Authority to Set Fees | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Union Pacific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
| 3 | Elect David B. Dillon | Mgmt | For | For | For | |||
| 4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
| 5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
| 6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
| 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
| 8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
| 10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Virgin Money Holdings (UK) Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VM | CINS G93656109 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
| 4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
| 5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
| 6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
| 7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
| 8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
| 9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
| 10 | Elect Patrick McCall | Mgmt | For | For | For | |||
| 11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Visa Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
| 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
| 6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
| 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 8 | Elect David J. Pang | Mgmt | For | For | For | |||
| 9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
| 10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
| 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
| 14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| Vodafone Group plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
| 3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
| 4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
| 5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
| 7 | Elect Clara Furse | Mgmt | For | For | For | |||
| 8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
| 9 | Elect Renee J. James | Mgmt | For | For | For | |||
| 10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
| 11 | Elect Nick Land | Mgmt | For | For | For | |||
| 12 | Elect Philip Yea | Mgmt | For | For | For | |||
| 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| W.R. Grace & Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GRA | CUSIP 38388F108 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
| 2 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Walgreens Boots Alliance, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
| 2 | Elect David J. Brailer | Mgmt | For | For | For | |||
| 3 | Elect William C. Foote | Mgmt | For | For | For | |||
| 4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
| 5 | Elect John A. Lederer | Mgmt | For | For | For | |||
| 6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
| 7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
| 8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
| 9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
| 10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
| 11 | Elect James A. Skinner | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Western Digital Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
| 2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
| 3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
| 4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
| 5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
| 6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
| 7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
| 8 | Elect Paula A. Price | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
| 11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Westinghouse Air Brake Technologies Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WAB | CUSIP 929740108 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
| 1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
| 1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | |||
| Yum! Brands, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| YUM | CUSIP 988498101 | 05/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
| 2 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
| 3 | Elect Greg Creed | Mgmt | For | For | For | |||
| 4 | Elect David W. Dorman | Mgmt | For | For | For | |||
| 5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
| 6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
| 7 | Elect Keith Meister | Mgmt | For | For | For | |||
| 8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
| 9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
| 10 | Elect P. Justin Skala | Mgmt | For | For | For | |||
| 11 | Elect Elane B. Stock | Mgmt | For | For | For | |||
| 12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam Multi-Cap Growth Fund | |
| By: | Jonathan S. Horwitz* | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 15, 2016 | |
| *By: | /s/ Nancy E. Florek | |
| Name: | Nancy E. Florek | |
| Date: | August 15, 2016 | |
| Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
| Signature | Title | Date | |||||
| /s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
July 29, 2016 | |||||
| Jonathan S. Horwitz | |||||||
Schedule A
|
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
|
Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|