0000869392-14-000031.txt : 20140226
0000869392-14-000031.hdr.sgml : 20140226
20140226143257
ACCESSION NUMBER: 0000869392-14-000031
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140226
DATE AS OF CHANGE: 20140226
EFFECTIVENESS DATE: 20140226
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MULTI-CAP GROWTH FUND
CENTRAL INDEX KEY: 0000865177
IRS NUMBER: 043091455
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06128
FILM NUMBER: 14644046
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM NEW OPPORTUNITIES FUND
DATE OF NAME CHANGE: 19920703
0000865177
S000006295
PUTNAM MULTI-CAP GROWTH FUND
C000017306
Class A Shares
PNOPX
C000017307
Class B Shares
PNOBX
C000017308
Class C Shares
PNOCX
C000017309
Class M Shares
PNOMX
C000017310
Class R Shares
PNORX
C000017311
Class Y Shares
PNOYX
NSAR-A
1
answer.fil
PAGE 1
000 A000000 12/31/2013
000 C000000 0000865177
000 D000000 N
000 E000000 NF
000 F000000 Y
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000 I000000 6.1
000 J000000 A
001 A000000 PUTNAM MULTI-CAP GROWTH FUND
001 B000000 811-6128
001 C000000 6172921000
002 A000000 ONE POST OFFICE SQUARE
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002 C000000 MA
002 D010000 02109
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008 B000001 A
008 C000001 801-7974
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008 D030001 02109
008 A000002 PUTNAM INVESTMENTS LIMITED
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008 C000002 801-61441
008 D010002 LONDON
008 D050002 ENGLAND
008 D060002 SW1A 1LD
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES, INC.
012 B000001 84-06331
PAGE 2
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02110
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019 C000000 PUTNAMFUND
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020 B000002 13-3379014
020 C000002 412
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020 B000003 13-5108880
020 C000003 361
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020 B000004 13-2655998
020 C000004 333
020 A000005 CITIBANK, N.A.
020 B000005 13-5266470
020 C000005 329
020 A000006 CREDIT SUISSE FIRST BOSTON
020 B000006 13-5659485
020 C000006 268
020 A000007 UBS SECURITIES, LLC
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020 C000007 136
020 A000008 SANFORD C. BERNSTEIN & CO., LLC
020 B000008 13-4132953
020 C000008 114
020 A000009 CLSA, LTD.
020 B000009 13-2602298
020 C000009 103
020 A000010 DEUTSCHE BANK SECURITIES, INC.
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020 C000010 85
021 000000 3321
022 A000001 GOLDMAN SACHS & CO.
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022 C000001 56378
PAGE 3
022 D000001 215
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022 C000002 28101
022 D000002 0
022 A000003 UBS SECURITIES, LLC
022 B000003 13-3873456
022 C000003 10348
022 D000003 0
022 A000004 BARCLAYS CAPITAL, INC.
022 B000004 06-1031656
022 C000004 9724
022 D000004 0
022 A000005 DEUTSCHE BANK SECURITIES, INC.
022 B000005 13-2730828
022 C000005 6037
022 D000005 3204
022 A000006 BANC OF AMERICA SECURITIES, LLC
022 B000006 56-2058405
022 C000006 8859
022 D000006 0
022 A000007 JPMORGAN SECURITIES, INC.
022 B000007 13-3379014
022 C000007 7482
022 D000007 0
022 A000008 RAYMOND JAMES & ASSOCIATES, INC.
022 B000008 59-1237041
022 C000008 4048
022 D000008 0
022 A000009 MORGAN STANLEY & CO., LLC
022 B000009 13-2655998
022 C000009 3915
022 D000009 0
022 A000010 JEFFERIES & CO., INC.
022 B000010 95-2622900
022 C000010 2883
022 D000010 0
023 C000000 139691
023 D000000 3419
024 000000 Y
025 A000001 BANK OF AMERICA CORP.
025 B000001 94-1687665
025 C000001 E
025 D000001 14963
025 A000002 DELETE
025 D000002 0
025 D000003 0
025 D000004 0
025 D000005 0
025 D000006 0
025 D000007 0
PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
perclass852.txt
Putnam Multi Cap Growth Fund, 12/31/13, semi annual report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 (000s omitted)
Class A 7,663
72DD2 (000s omitted)
Class R 2
Class Y 676
73A1
Class A 0.165
73A2
Class R 0.019
Class Y 0.331
74U1 (000s omitted)
Class A 46,304
Class B 1,582
Class C 883
Class M 804
74U2 (000s omitted)
Class R 119
Class Y 2,055
74V1
Class A 75.98
Class B 64.66
Class C 68.62
Class M 69.01
74V2
Class R 74.38
Class Y 79.65
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semimonthly, or
monthly through automatic deductions through your bank checking
or savings account. Currently, Putnam is waiving the minimum, but
reserves the right to reject initial investments under the
minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.