0000869392-13-000030.txt : 20130227
0000869392-13-000030.hdr.sgml : 20130227
20130227133552
ACCESSION NUMBER: 0000869392-13-000030
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130227
DATE AS OF CHANGE: 20130227
EFFECTIVENESS DATE: 20130227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MULTI-CAP GROWTH FUND
CENTRAL INDEX KEY: 0000865177
IRS NUMBER: 043091455
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06128
FILM NUMBER: 13645951
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM NEW OPPORTUNITIES FUND
DATE OF NAME CHANGE: 19920703
0000865177
S000006295
PUTNAM MULTI-CAP GROWTH FUND
C000017306
Class A Shares
PNOPX
C000017307
Class B Shares
PNOBX
C000017308
Class C Shares
PNOCX
C000017309
Class M Shares
PNOMX
C000017310
Class R Shares
PNORX
C000017311
Class Y Shares
PNOYX
NSAR-A
1
answer.fil
PAGE 1
000 A000000 12/31/2012
000 C000000 0000865177
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011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES, INC.
012 B000001 84-06331
PAGE 2
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02110
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020 C000002 323
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020 B000003 13-3379014
020 C000003 313
020 A000004 CREDIT SUISSE FIRST BOSTON
020 B000004 13-5659485
020 C000004 231
020 A000005 MORGAN STANLEY & CO., LLC
020 B000005 13-2655998
020 C000005 226
020 A000006 GOLDMAN SACHS & CO.
020 B000006 13-5108880
020 C000006 201
020 A000007 SANFORD C. BERNSTEIN & CO., LLC
020 B000007 13-4132953
020 C000007 141
020 A000008 BARCLAYS CAPITAL, INC.
020 B000008 06-1031656
020 C000008 126
020 A000009 UBS SECURITIES, LLC
020 B000009 13-3873456
020 C000009 117
020 A000010 DEUTSCHE BANK SECURITIES, INC.
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020 C000010 69
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PAGE 3
022 D000001 95
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022 B000002 13-5266470
022 C000002 15620
022 D000002 0
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022 B000003 56-2058405
022 C000003 13201
022 D000003 0
022 A000004 SANDLER O'NEILL & PARTNERS, L.P.
022 B000004 13-3481277
022 C000004 7150
022 D000004 0
022 A000005 MORGAN STANLEY & CO., LLC
022 B000005 13-2655998
022 C000005 5596
022 D000005 0
022 A000006 LAZARD CAPITAL MARKETS, LLC
022 B000006 20-2343668
022 C000006 0
022 D000006 4757
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022 B000007 13-5659485
022 C000007 3850
022 D000007 0
022 A000008 JEFFERIES & CO., INC.
022 B000008 95-2622900
022 C000008 0
022 D000008 3682
022 A000009 RAYMOND JAMES & ASSOCIATES, INC.
022 B000009 59-1237041
022 C000009 3582
022 D000009 0
022 A000010 GOLDMAN SACHS & CO.
022 B000010 13-5108880
022 C000010 3150
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023 C000000 71905
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025 A000001 CITIGROUP, INC.
025 B000001 52-1568099
025 C000001 E
025 D000001 22324
025 A000002 BANK OF AMERICA CORP.
025 B000002 94-1687665
025 C000002 E
025 D000002 22069
025 D000003 0
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
newacct77l852.txt
Putnam Multi Cap Growth Fund
77L New Accounting Pronouncement
In December 2011, the FASB issued ASU No. 2011 11 Disclosures
about Offsetting Assets and Liabilities. The update creates new
disclosure requirements requiring entities to disclose both
gross and net information for derivatives and other financial
instruments that are either offset in the Statement of assets
and liabilities or subject to an enforceable master netting
arrangement or similar agreement. The disclosure requirements
are effective for annual reporting periods beginning on or after
January 1, 2013 and interim periods within those annual periods.
Putnam Management is currently evaluating the application of ASU
2011 11 and its impact, if any, on the funds financial
statements.
EX-99
3
perclass852.txt
Putnam Multi Cap Growth Fund, 12/31/12, semi annual report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 (000s omitted)
Class A 11,613
72DD2 (000s omitted)
Class R 13
Class Y 782
73A1
Class A 0.227
73A2
Class R 0.094
Class Y 0.369
74U1 (000s omitted)
Class A 50,764
Class B 2,032
Class C 949
Class M 892
74U2 (000s omitted)
Class R 126
Class Y 2,121
74V1
Class A 55.88
Class B 47.80
Class C 50.73
Class M 50.89
74V2
Class R 54.74
Class Y 58.55
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semimonthly, or
monthly through automatic deductions through your bank checking
or savings account. Currently, Putnam is waiving the minimum, but
reserves the right to reject initial investments under the
minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.