-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wu2DWG+n5vteRCKNrb05fX15jKxRp6zN7RFGbTu9GpxLKaAETDnwqAJJsfz7lF2I uHetRZInrNKvw9AHA6xWkQ== 0000869392-10-000040.txt : 20100225 0000869392-10-000040.hdr.sgml : 20100225 20100225155754 ACCESSION NUMBER: 0000869392-10-000040 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100225 DATE AS OF CHANGE: 20100225 EFFECTIVENESS DATE: 20100225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000865177 IRS NUMBER: 043091455 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06128 FILM NUMBER: 10633569 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: A6 ZIP: 02109 BUSINESS PHONE: 6172921000 0000865177 S000006295 PUTNAM NEW OPPORTUNITIES FUND C000017306 Class A Shares PNOPX C000017307 Class B Shares PNOBX C000017308 Class C Shares PNOCX C000017309 Class M Shares PNOMX C000017310 Class R Shares PNORX C000017311 Class Y Shares PNOYX NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2009 000 C000000 0000865177 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM NEW OPPORTUNITIES FUND 001 B000000 811-6128 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 008 A000002 PUTNAM INVESTMENTS LIMITED 008 B000002 S 008 C000002 801-61441 008 D010002 LONDON 008 D050002 ENGLAND 008 D060002 SW1A 1LD 011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES, INC. 012 B000001 84-06331 PAGE 2 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02111 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 104 019 C000000 PUTNAMFUND 020 A000001 CREDIT SUISSE FIRST BOSTON 020 B000001 13-5659485 020 C000001 213 020 A000002 JPMORGAN SECURITIES, INC. 020 B000002 13-3379014 020 C000002 186 020 A000003 CITIBANK, N.A. 020 B000003 13-5266470 020 C000003 140 020 A000004 BARCLAYS CAPITAL, INC. 020 B000004 06-1031656 020 C000004 130 020 A000005 UBS SECURITIES, LLC 020 B000005 13-3873456 020 C000005 119 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 114 020 A000007 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000007 13-5674085 020 C000007 97 020 A000008 COWEN & COMPANY, LLC 020 B000008 38-3698933 020 C000008 79 020 A000009 THINKPANMURE, LLC 020 B000009 41-2008761 020 C000009 67 020 A000010 PACIFIC SECURITIES, INC. 020 B000010 94-9500028 020 C000010 50 021 000000 1814 022 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000001 13-5674085 022 C000001 11925 PAGE 3 022 D000001 9408 022 A000002 ADAMS HARKNESS & HILL, INC. 022 B000002 04-2149932 022 C000002 4435 022 D000002 0 022 A000003 MORGAN STANLEY & CO., INC. 022 B000003 13-2655998 022 C000003 4018 022 D000003 0 022 A000004 BARCLAYS CAPITAL, INC. 022 B000004 06-1031656 022 C000004 3247 022 D000004 0 022 A000005 JPMORGAN SECURITIES, INC.. 022 B000005 13-3379014 022 C000005 1250 022 D000005 0 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 947 022 D000006 0 022 A000007 KBC FINANCIAL HOLDING, INC. 022 B000007 13-4035459 022 C000007 0 022 D000007 876 022 A000008 AVONDALE PARTNERS, LLC 022 B000008 62-1761948 022 C000008 60 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 25881 023 D000000 10283 024 000000 Y 025 A000001 JPMORGAN CHASE & CO. 025 B000001 13-2624428 025 C000001 E 025 D000001 8267 025 A000002 GOLDMAN SACHS GROUP, INC. 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SMITH TITLE PRINC. ACCT. OFFICER EX-99 2 perclass852.txt 852 Putnam New Opportunities Fund attachment 12/31/09 Semmi annual Because the electronic format for filing Form NSAR does not provide adequate space for responding to certain items correctly, the correct answers are as follows: 72DD1 (000s omitted) Class A 2,629 72DD2 (000s omitted) Class Y 912 73A1 Class A 0.052 73A2 Class Y 0.144 74U1 (000s omitted) Class A 50,167 Class B 4,081 Class C 832 74U2 (000s omitted) Class M 1,081 Class R 59 Class Y 6,340 74V1 Class A 42.42 Class B 36.96 Class C 39.23 74V2 Class M 39.06 Class R 41.77 Class Y 44.21 Item 61 Additional Information About Minimum Required Investment Shareholders can open a fund account with as little as $500 and make subsequent investments in any amount. The minimum investment is waived if you make regular investments weekly, semi monthly, or monthly through automatic deductions through your bank checking or savings account. Currently, Putnam is waiving the minimum, but reserves the right to reject initial investments under the minimum. Item 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. -----END PRIVACY-ENHANCED MESSAGE-----