-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHqf16tKtXeqb5+Zhu+l2YaMtV2E5uGeNSyjTBZRFxV2DDrLMqqfTk2r7MnUgClL OQIMNSyvZnvzjaIIHEnqCw== 0000869392-01-000045.txt : 20010307 0000869392-01-000045.hdr.sgml : 20010307 ACCESSION NUMBER: 0000869392-01-000045 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000865177 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043091455 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-06128 FILM NUMBER: 1558754 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: A6 ZIP: 02109 BUSINESS PHONE: 6172921000 NSAR-A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 12/31/2000 000 C000000 0000865177 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM NEW OPPORTUNITIES FUND 001 B000000 811-6128 001 C000000 6172921562 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, INC. 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM RETAIL MANAGEMENT, INC. 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02110 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 015 A000002 BROWN BROTHERS HARRIMAN & COMPANY 015 B000002 C 015 C010002 BOSTON 015 C020002 MA 015 C030002 02109 015 E010002 X 018 000000 Y 019 A000000 Y 019 B000000 97 019 C000000 PUTNAMFUND 020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH 020 B000001 13-5674085 020 C000001 1050 020 A000002 SALOMON SMITH BARNEY 020 C000002 707 020 A000003 GOLDMAN SACHS & CO 020 B000003 13-5108880 020 C000003 558 020 A000004 CREDIT SUISSE FIRST BOSTON 020 C000004 447 020 A000005 MORGAN STANLEY & CO 020 B000005 13-2655998 020 C000005 360 020 A000006 DEUTSCHE BANK SECURITIES INC 020 C000006 303 020 A000007 LEHMAN BROTHERS 020 B000007 13-2518466 020 C000007 282 020 A000008 AG EDWARDS AND SONS INC 020 B000008 43-0895477 020 C000008 262 020 A000009 H D VEST INVESTMENTS 020 C000009 206 020 A000010 FIRST UNION CAPITAL MARKETS 020 C000010 171 021 000000 4346 022 A000001 MERRILL LYNCH PIERCE FENNER AND SMITH 022 B000001 13-5674085 022 C000001 3589068 022 D000001 1374067 022 A000002 JP MORGAN SECURITIES 022 C000002 3809464 022 D000002 171415 022 A000003 MORGAN STANLEY INC PAGE 3 022 B000003 13-2655998 022 C000003 3143237 022 D000003 430218 022 A000004 GOLDMAN SACHS 022 B000004 13-5108880 022 C000004 3035383 022 D000004 482439 022 A000005 LEHMAN BROTHERS 022 B000005 13-2518466 022 C000005 3047363 022 D000005 249928 022 A000006 WARBURG DILLON READ 022 C000006 2359174 022 D000006 206609 022 A000007 CREDIT SUISSE BOSTON 022 C000007 1904093 022 D000007 508093 022 A000008 SALOMON SMITH BARNEY 022 C000008 1489407 022 D000008 79164 022 A000009 BANK OF AMERICA NT & SA 022 B000009 94-1687665 022 C000009 793260 022 D000009 74871 022 A000010 BANCBOSTON ROBERTSON STEPHENS 022 C000010 392987 022 D000010 447760 023 C000000 23563436 023 D000000 4024565 024 000000 Y 025 A000001 MORGAN STANLEY DEAN WHITTER 025 C000001 E 025 D000001 207247 025 A000002 DELETE 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 Y 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 Y PAGE 4 028 A010000 712396 028 A020000 0 028 A030000 0 028 A040000 504517 028 B010000 824002 028 B020000 0 028 B030000 0 028 B040000 613825 028 C010000 766321 028 C020000 0 028 C030000 0 028 C040000 901455 028 D010000 872545 028 D020000 0 028 D030000 0 028 D040000 620523 028 E010000 638298 028 E020000 0 028 E030000 0 028 E040000 516976 028 F010000 3117421 028 F020000 1501674 028 F030000 0 028 F040000 588904 028 G010000 6930983 028 G020000 1501674 028 G030000 0 028 G040000 3746200 028 H000000 6930983 029 000000 Y 030 A000000 17809 030 B000000 5.75 030 C000000 3.50 031 A000000 2852 031 B000000 0 032 000000 14957 033 000000 0 034 000000 Y 035 000000 3542 036 A000000 Y 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 PAGE 5 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 76121 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 500000 048 A020000 0.700 048 B010000 500000 048 B020000 0.600 048 C010000 500000 048 C020000 0.550 048 D010000 5000000 048 D020000 0.500 048 E010000 5000000 048 E020000 0.475 048 F010000 5000000 048 F020000 0.455 048 G010000 5000000 048 G020000 0.440 048 H010000 5000000 048 H020000 0.430 048 I010000 5000000 048 I020000 0.420 048 J010000 5000000 048 J020000 0.410 048 K010000 36500000 048 K020000 0.390 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 Y PAGE 6 055 A000000 Y 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 500 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 Y 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 N 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 Y PAGE 7 070 F020000 Y 070 G010000 N 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 10180665 071 B000000 9628296 071 C000000 32783190 071 D000000 29 072 A000000 6 072 B000000 32531 072 C000000 20784 072 D000000 0 072 E000000 0 072 F000000 78789 072 G000000 14 072 H000000 0 072 I000000 16160 072 J000000 -29 072 K000000 1361 072 L000000 0 072 M000000 0 072 N000000 317 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 25 072 S000000 479 072 T000000 76121 072 U000000 0 072 V000000 0 PAGE 8 072 W000000 3093 072 X000000 176330 072 Y000000 0 072 Z000000 -123015 072AA000000 0 072BB000000 641376 072CC010000 0 072CC020000 12111650 072DD010000 0 072DD020000 0 072EE000000 2138416 073 A010000 0.0000 073 A020000 0.0000 073 B000000 9.4600 073 C000000 0.0000 074 A000000 15779 074 B000000 4694 074 C000000 1077000 074 D000000 0 074 E000000 0 074 F000000 25308952 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 80313 074 K000000 0 074 L000000 51317 074 M000000 0 074 N000000 26538055 074 O000000 40557 074 P000000 62341 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 87361 074 S000000 0 074 T000000 26347796 074 U010000 259047 074 U020000 154798 074 V010000 58.62 074 V020000 54.57 074 W000000 0.0000 074 X000000 1343058 074 Y000000 32394 075 A000000 0 075 B000000 34216905 076 000000 0.00 077 A000000 N 078 000000 N 080 A000000 FEDERAL INSURANCE CO PAGE 9 080 B000000 NATIONAL FIRE UNION INSURANCE CO. 080 C000000 50 081 A000000 Y 081 B000000 96 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL BUCAVALAS TITLE MANAGING DIRECTOR -----END PRIVACY-ENHANCED MESSAGE-----