-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NA+terNlO16gnV3qA81RLGfiyS72832ZLnX6U20FOGx+GZdazCDaO5W6Kln3uGTT AkoWZdEhDMuGJ/ryG2j3JQ== 0000869392-00-000054.txt : 20000228 0000869392-00-000054.hdr.sgml : 20000228 ACCESSION NUMBER: 0000869392-00-000054 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000865177 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043091455 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-06128 FILM NUMBER: 553114 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: A6 ZIP: 02109 BUSINESS PHONE: 6172921000 NSAR-A 1 N-SAR (6.1) PAGE 1 000 A000000 12/31/1999 000 C000000 0000865177 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM NEW OPPORTUNITIES FUND 001 B000000 811-6128 001 C000000 6172921562 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, INC. 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM MUTUAL FUNDS CORP 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02110 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 015 A000002 BROWN BROTHERS HARRIMAN & COMPANY 015 B000002 C 015 C010002 BOSTON 015 C020002 MA 015 C030002 02109 015 E010002 X 018 000000 Y 019 A000000 Y 019 B000000 97 019 C000000 PUTNAMFUND 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 781 020 A000002 CREDIT SUISSE FIRST BOSTON 020 C000002 762 020 A000003 SALOMON SMITH BARNEY 020 C000003 550 020 A000004 MERRILL LYNCH, PIERCE, FENNER, & SMITH, INC 020 B000004 13-5674085 020 C000004 448 020 A000005 MORGAN STANLEY DEAN WITTER 020 C000005 413 020 A000006 LEHMAN BROTHERS 020 B000006 13-2518466 020 C000006 310 020 A000007 FIRST UNION CAPITAL MARKETS 020 C000007 214 020 A000008 AMERICAN EXPRESS FINANCIAL ADVISORS 020 C000008 205 020 A000009 EDWARDS (A. 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C000000 0.0000 074 A000000 3278 074 B000000 217429 074 C000000 99341 074 D000000 0 074 E000000 0 074 F000000 31740610 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 462476 074 K000000 0 074 L000000 38204 074 M000000 0 074 N000000 32561338 074 O000000 153001 074 P000000 51220 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 149542 074 S000000 0 074 T000000 32207575 074 U010000 197261 074 U020000 138289 074 V010000 90.95 074 V020000 85.99 074 W000000 0.0000 074 X000000 1263902 074 Y000000 0 075 A000000 0 075 B000000 23702180 076 000000 0.00 077 A000000 Y 077 I000000 Y 078 000000 N 080 A000000 FEDERAL INSURANCE CO 080 B000000 NATIONAL FIRE UNION INSURANCE CO. 080 C000000 50 081 A000000 Y PAGE 9 081 B000000 96 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL BUCAVALAS TITLE MANAGING DIRECTOR EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam New Opportunities Fund 5 CLASS A SEMI JUN-30-1999 DEC-31-1999 14,469,660,912 32,057,379,787 500,680,769 3,277,878 0 32,561,338,434 148,984,468 0 204,778,923 353,763,391 0 13,739,762,271 197,260,782 180,134,512 0 (101,953,584) 981,564,425 0 17,588,201,931 32,207,575,043 21,487,662 5,830,585 0 129,271,831 (101,953,584) 1,092,505,639 9,905,765,665 10,896,317,720 0 0 (1,314,507,212) 0 22,965,428 (21,288,317) 15,449,159 10,484,254,164 0 2,317,965,228 0 0 56,498,636 0 130,413,589 12,982,327,774 65.61 (.23) 32.87 0 (7.30) 0 90.95 .44 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam New Opportunities Fund 5 CLASS B SEMI JUN-30-1999 DEC-31-1999 14,469,660,912 32,057,379,787 500,680,769 3,277,878 0 32,561,338,434 148,984,468 0 204,778,923 353,763,391 0 13,739,762,271 138,289,475 134,090,104 0 (101,953,584) 981,564,425 0 17,588,201,931 32,207,575,043 21,487,662 5,830,585 0 129,271,831 (101,953,584) 1,092,505,639 9,905,765,665 10,896,317,720 0 0 (933,682,378) 0 5,273,093 (11,680,665) 10,606,943 10,484,254,164 0 2,317,965,228 0 0 56,498,636 0 130,413,589 8,970,201,175 62.51 (.42) 31.20 0 (7.30) 0 85.99 .74 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 4 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam New Opportunities Fund 5 CLASS C SEMI JUN-30-1999 DEC-31-1999 14,469,660,912 32,057,379,787 500,680,769 3,277,878 0 32,561,338,434 148,984,468 0 204,778,923 353,763,391 0 13,739,762,271 104,693 0 0 (101,953,584) 981,564,425 0 17,588,201,931 32,207,575,043 21,487,662 5,830,585 0 129,271,831 (101,953,584) 1,092,505,639 9,905,765,665 10,896,317,720 0 0 (488,124) 0 103,453 (3,981) 5,221 10,484,254,164 0 2,317,965,228 0 0 56,498,636 0 130,413,589 2,575,129 65.31 (.41) 33.05 0 (7.30) 0 90.65 .70 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 5 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam New Opportunities Fund 5 CLASS M SEMI JUN-30-1999 DEC-31-1999 14,469,660,912 32,057,379,787 500,680,769 3,277,878 0 32,561,338,434 148,984,468 0 204,778,923 353,763,391 0 13,739,762,271 8,062,658 7,668,713 0 (101,953,584) 981,564,425 0 17,588,201,931 32,207,575,043 21,487,662 5,830,585 0 129,271,831 (101,953,584) 1,092,505,639 9,905,765,665 10,896,317,720 0 0 (54,386,506) 0 989,865 (1,246,563) 650,643 10,484,254,164 0 2,317,965,228 0 0 56,498,636 0 130,413,589 530,171,560 64.05 (.40) 32.02 0 (7.30) 0 88.37 .69 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 6 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam New Opportunities Fund 5 CLASS Y SEMI JUN-30-1999 DEC-31-1999 14,469,660,912 32,057,379,787 500,680,769 3,277,878 0 32,561,338,434 148,984,468 0 204,778,923 353,763,391 0 13,739,762,271 17,885,247 15,521,953 0 (101,953,584) 981,564,425 0 17,588,201,931 32,207,575,043 21,487,662 5,830,585 0 129,271,831 (101,953,584) 1,092,505,639 9,905,765,665 10,896,317,720 0 0 (125,842,222) 0 5,532,291 (4,694,126) 1,525,129 10,484,254,164 0 2,317,965,228 0 0 56,498,636 0 130,413,589 1,212,227,289 66.49 (.14) 33.35 0 (7.30) 0 92.40 .31 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

~~EX-99 7 852 Putnam New Opportunities Fund Class C Inception Date = 7/26/99 12B-1 fees = 11,254 Sales Charge Class C = 170~~ ~~-----END PRIVACY-ENHANCED MESSAGE-----~~