-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRsHRk0RfaCoa3FOtlbZD+5K4Ai6ErdEhb54UpNnfISV3aqOQKnMtiKmtvFCK90E GsrZPShCwzIuX1oolAfa4Q== 0000914039-01-000132.txt : 20010410 0000914039-01-000132.hdr.sgml : 20010410 ACCESSION NUMBER: 0000914039-01-000132 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010403 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD HEALTH PLANS INC CENTRAL INDEX KEY: 0000865084 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 061118515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19442 FILM NUMBER: 1594493 BUSINESS ADDRESS: STREET 1: 48 MONROE TURNPIKE CITY: TRUMBULL STATE: CT ZIP: 06611 BUSINESS PHONE: 2034597000 MAIL ADDRESS: STREET 1: 48 MONROE TURNPIKE CITY: TRUMBULL STATE: CT ZIP: 06611 8-K 1 y47514e8-k.txt FORM 8-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): APRIL 3, 2001 OXFORD HEALTH PLANS, INC. (Exact name of registrant as specified in its charter) Delaware 0-19442 06-1118515 (State or other jurisdiction) (Commission (IRS Employer of incorporation) File Number) Identification No.) 48 Monroe Turnpike, Trumbull, Connecticut 06611 (Address of principal executive offices) (Zip Code)
(203) 459-6000 (Registrant's telephone number, including area code) 1 2 ITEM 5. OTHER EVENTS. The Company's Press Release dated April 3, 2001 announcing the Company's intention to begin trading on the New York Stock Exchange effective April 18, 2001 is attached as an Exhibit hereto and incorporated herein by reference. ITEM 7. Financial Statements and Exhibits (c) Exhibits 99 Press Release dated April 3, 2001 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. OXFORD HEALTH PLANS, INC. Date: April 3, 2001 By: /s/ Marc M. Kole MARC M. KOLE Chief Accounting Officer 3 4 OXFORD HEALTH PLANS, INC. AND SUBSIDIARIES EXHIBIT INDEX
Exhibit Page Number Description of Document Number - ------ ----------------------- ------ 99 Press Release dated April 3, 2001 5
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EX-99 2 y47514ex99.txt EXHIBIT 99 1 EXHIBIT 99 For Further Information: Investor Contact: Deborah Abraham (203) 459-6674 Media Contact: Maria Gordon-Shydlo (203) 459-7674 OXFORD HEALTH PLANS TO LIST ON THE NEW YORK STOCK EXCHANGE TRUMBULL, Conn., April 3 /PRNewswire/ -- Oxford Health Plans, Inc. (Nasdaq: OXHP - - news) announced today that it has filed an application to transfer its listings to the New York Stock Exchange (NYSE) under the new ticker symbol ("OHP") later this month. Trading is expected to begin on the NYSE on Wednesday, April 18, 2001. Until that time, Oxford's Common Stock will continue trading on the Nasdaq National Market under the ticker symbol "OXHP." "Our success in the last 24 months combined with our enhanced standing as greater New York's leading health plan bodes well for our long-term growth," said Norman C. Payson, M.D., chairman and CEO of Oxford Health Plans. "It is now timely for us to join the New York Stock Exchange for everything it offers to our shareholders." In the year 2000 alone, Oxford's shareholder equity grew from $99 million to $459 million and debt to capital went from 88% to 28%. Known for the choice and flexibility of its health plans and its network of participating physicians, Oxford's market position improved further in 2000 with membership growth by year-end. "We are proud to welcome such a highly-respected healthcare company to the NYSE," said Exchange chairman and chief executive officer Richard A. Grasso. "Oxford Health Plans' successful growth is indicative of an exceptional company. Oxford will make an outstanding addition to the family of NYSE-listed companies." Founded in 1984, Oxford Health Plans, Inc. (http://www.oxfordhealth.com) provides health plans to employers and individuals in New York, New Jersey and Connecticut, through its direct sales force, independent insurance agents and brokers. Oxford's services include traditional health maintenance organizations (HMOs), point-of-service (POS) plans, preferred provider organization (PPO) plans, third-party administration of employer-funded benefits plans and Medicare plans. Cautionary Statement Regarding Forward-Looking Statements This press release may contain comments that are considered forward-looking statements within the meaning of applicable federal securities laws and are based upon the company's current expectations and assumptions which are subject to a number of risks and uncertainties which could cause actual results to materially differ from those anticipated. A discussion of those risks and uncertainties in included in the discussion under "Business - Cautionary Statement Regarding Forward-Looking Statements" in the company's annual report on Form 10-K for the fiscal year ended December 31, 2000. 5
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