-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KyGvFgDmflA8KW1tYkA9wGpiGSDOoT2Hqg05sNxQ0KUGPMtaDyKP3ty2TDEDeN1y iO1WphOHXpB6F384eks38A== 0001140361-11-008991.txt : 20110214 0001140361-11-008991.hdr.sgml : 20110214 20110214145318 ACCESSION NUMBER: 0001140361-11-008991 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAIRD WINFIELD CENTRAL INDEX KEY: 0001239478 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18649 FILM NUMBER: 11606432 MAIL ADDRESS: STREET 1: 661 EAST DAVIS CITY: ELBA STATE: AL ZIP: 36323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL SECURITY GROUP INC CENTRAL INDEX KEY: 0000865058 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 631020300 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 661 E DAVIS ST CITY: ELBA STATE: AL ZIP: 36323 BUSINESS PHONE: 2058972273 5 1 doc1.xml FORM 5 X0303 5 2010-12-31 0 0 0 0000865058 NATIONAL SECURITY GROUP INC NSEC 0001239478 BAIRD WINFIELD 3536 VICTORIA ROAD BIRMINGHAM AL 35223 1 0 0 0 Phantom Stock Units 12.25 2010-12-31 5 J 0 524 12.25 A Phantom Stock Units 524 14003 D The phantom stock units were awarded under the nonqualified deferred compensation plan in which directors could elect to defer their directors' fees by receiving phantom stock units payable in cash upon separation from service from the board. The plan was frozen on 12/31/2004. These shares were acquired during the fiscal year pursuant to the dividend reinvestment component of the nonqualified deferred compensation plan which was frozen on 12/31/2004. Upon separation from service from the Board, phantom stock units will be settled in cash at the then current market price of common stock. Pertains to phantom stock plan in which election to defer fees is not a reportable event under Section 16, however acquisitions of phantom stock pursuant to the election are reportable. These deferrals are exempt transactions for purposes of Section 16b-3(d). Brian R McLeod, Attorney-in-fact 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----