California
|
33-0224120
|
(State or other jurisdiction
of incorporation or organization)
|
(I.R.S. Employer
Identification Number)
|
Stephen M. Hosmer
Royale Energy, Inc.
3777 Willow Glen Drive
El Cajon, California 92019
619-383-6600
|
Copies to:
Lee Polson
Strasburger & Price, LLP
720 Brazos Street, Suite 700
Austin, Texas 78701
512-499-3600
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Name, address, including zip code, and telephone number, including area code, of agent for service
|
Title of securities
to be registered
|
Amount to be
registered
|
Proposed maximum offering price
per share
|
Proposed maximum aggregate offering price
|
Amount of registration fee
|
Common stock
|
1,486,588 Shares
|
$0.40
|
$594,635
|
$59.94
|
-
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Our Annual Report on Form 10-K for the year ended December 31, 2014, filed with the SEC on March 31, 2015;
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-
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Our Current Reports on Form 8-K filed with the SEC on March 24, 2015, April 13, 2015, May 21, 2015, June 4, 2015, June 10, 2015, August 4, 2015, August 7, 2015, September 4, 2015, September 10, 2015, September 21, 2015, September 24, 2015, October 9, 2015, November 13, 2015, November 20, 2015, and November 30, 2015;
|
-
|
Our Definitive Proxy Statement on Schedule 14A, filed with the SEC on April 22, 2015;
|
-
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Our Definitive Proxy Statement on Schedule 14A, filed with the SEC on October 6, 2015
|
-
|
Our Quarterly Report on Form 10-Q for the period ended September 30, 2015, filed with the SEC on October 28, 2015; and
|
-
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The description of our common stock contained in our Registration Statement on Form S-4 filed with the SEC on November 25, 2008.
|
Exhibit
|
Description
|
|
5.1
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Opinion of Strasburger & Price, L.L.P., as to the validity of the securities being offered
|
|
10.1
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Compensation Agreement between the Company and Gary Grinsfelder
|
|
10.2
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Compensation Agreement between the Company and Jonathan Gregory
|
|
10.3
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Compensation Agreement between the Company and Donald M. Hosmer
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10.4
|
Compensation Agreement between the Company and Harry E. Hosmer
|
|
10.5
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Compensation Agreement between the Company and Stephen M. Hosmer
|
|
10.6
|
Compensation Agreement between the Company and Ronald Verdier
|
|
10.7
|
Compensation Agreement between the Company and Ronald Buck
|
|
23.1
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Consent of SingerLewak LLP
|
|
23.2
|
Consent of Padgett, Stratemann & Co., LLP
|
|
23.3
|
Consent of Strasburger & Price, L.L.P. (included in Exhibit 5.1)
|
|
23.4
|
Consent of Netherland, Sewell & Associates, Inc.
|
|
23.5
|
Consent of Source Energy, LLC
|
ROYALE ENERGY, INC.
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|
/s/Jonathan Gregory
|
|
Jonathan Gregory, Chief Executive Officer
|
|
/s/ Stephen M.Hosmer
|
|
Stephen M. Hosmer, Chief Financial Officer
|
Date: December 14, 2015
|
/s/ Harry E. Hosmer
|
|
Harry E. Hosmer, Chairman of the Board and Director
|
||
/s/ Jonathan Gregory
|
||
Jonathan Gregory, Chief Executive Officer and Director (Principal Executive Officer)
|
||
Date: December 14, 2015
|
/s/ Donald H. Hosmer
|
|
Donald H. Hosmer, Co-President and Director
|
||
Date: December 14, 2015
|
/s/ Stephen M. Hosmer
|
|
Stephen M. Hosmer, Co-President, Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer)
|
||
Date: December 14, 2015
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/s/ Gary Grinsfelder
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|
Gary Grinsfelder, Director
|
||
Date: December 14, 2015
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/s/ Ronald Buck
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|
Ronald Buck, Director
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||
Date: December 14, 2015
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/s/ Ronald Verdier
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|
Ronald Verdier, Director
|
||
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Donald Hosmer
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Stephen Hosmer
|
Name:
|
||
Title:
|
Secretary, President, CFO
|
Harry Hosmer
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Stephen Hosmer
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Gary Grinsfelder
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Jonathan Gregory
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Ronald Buck
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
Royale Energy, Inc.
|
||||
Name:
|
Harry Hosmer
|
Name:
|
||
Title:
|
Chairman
|
Ronald Verdier
|
Date
|
||
Director’s Name
|
||
Pay Period Ending
|
||
Amount (expressed as one of the following):
|
||
Amount in dollars
|
$
|
|
Percentage of total compensation due
|
%
|
|
NETHERLAND, SEWELL & ASSOCIATES, INC.
|
|
By: /s/ Danny D. Simmons
|
|
Danny D. Simmons, P.E.
|
|
President and Chief Operating Officer
|
|
Houston, Texas
|
|
December 14, 2015
|
Please be advised that the digital document you are viewing is provided by Netherland, Sewell & Associates, Inc. (NSAI) as a convenience to our clients. The digital document is intended to be substantively the same as the original signed document maintained by NSAI. The digital document is subject to the parameters, limitations, and conditions stated in the original document. In the event of any differences between the digital document and the original document, the original document shall control and supersede the digital document.
|
Source Energy, Inc.
|
|
/s/ James Frimodig
|
|
James Frimodig
|
|
President
|
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