0001193125-16-608322.txt : 20160531 0001193125-16-608322.hdr.sgml : 20160531 20160531160639 ACCESSION NUMBER: 0001193125-16-608322 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20151231 1.02 20151231 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIMBLE NAVIGATION LTD /CA/ CENTRAL INDEX KEY: 0000864749 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942802192 STATE OF INCORPORATION: CA FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-14845 FILM NUMBER: 161685920 BUSINESS ADDRESS: STREET 1: 935 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4084818000 MAIL ADDRESS: STREET 1: 935 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 SD 1 d201310dsd.htm SD SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

Trimble Navigation Limited

(Exact name of registrant as specified in its charter)

 

 

 

California   001-14845   94-2802192

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS. Employer

Identification No.)

935 Stewart Drive

Sunnyvale, CA 94085

(Address of principal executive offices)

James A. Kirkland

Vice President and General Counsel

(408) 481-8000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.

 

 

 


Section 1 - Conflict Minerals Disclosure

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit

A copy of Trimble Navigation Limited’s Conflict Minerals Report is provided as Exhibit 1.01 to this Report and is available at the following address:

https://www.trimble.com/Corporate/Environmental_Compliance.aspx?tab=Conflict_Minerals_Policy_~_Disclosure.

Section 2 - Exhibits

Item 2.01 Exhibits

 

Exhibit
No.

  

Description

1.01    Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

TRIMBLE NAVIGATION LIMITED
    /s/ James A. Kirkland
By:   James A. Kirkland, Vice President and General Counsel
Date:   May 31, 2016
EX-1.01 2 d201310dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Trimble Navigation Limited

Conflict Minerals Report For The Year Ended December 31, 2015

The following conflict minerals report contains forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of conflict minerals contained in our products. We undertake no obligation to publically update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report.

This is the Conflict Minerals Report of Trimble Navigation Limited for the 2015 calendar year in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended.

Rule 13p-1 requires that all public companies report annually on the presence of certain minerals, characterized as conflict minerals, including tin, tantalum, tungsten or gold (“3TG” or “conflict minerals”), in the products that they manufacture or contract to manufacture, and demonstrate the proper level of due diligence in determining whether these minerals originated from the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Countries”) or from scrap or recycled sources and whether they directly or indirectly finance or benefit armed groups in the Covered Countries.

Introduction

Trimble provides technology solutions that enable professionals and field mobile workers to improve or transform their work processes. Our solutions, which can include a combination of hardware, software and services, are used across a range of industries including agriculture, architecture, civil engineering, construction, environmental management, government, natural resources, transportation and utilities. Representative Trimble customers include engineering and construction firms, contractors, surveying companies, farmers and agricultural companies, enterprise firms with large-scale fleets, energy, mining and utility companies, and state, federal and municipal governments.

We design and manufacture, or have manufactured on our behalf, thousands of different hardware products ranging across multiple business divisions within our key business segments of Engineering and Construction, Field Solutions, Mobile Solutions and Advanced Devices. Many of these hardware products, which are typically based upon positioning or location technologies, including GPS, lasers and optics, are built by our contract manufacturing partners.

Our contract manufacturing partners are responsible for significant material procurement, assembly, and testing. We generally manage product design and are involved in qualifying suppliers and key components used in our products. We are many levels removed from the mining or processing of minerals in our supply chain, however, and we do not directly source, or manage the sourcing of, raw materials, including conflict minerals.

Many of our hardware products are designed with printed circuit boards, connectors, sheet metal and other electrical mechanical assemblies that may contain conflict minerals. The components used in our products that contain these metals are required for the functionality of our products.

 

1


Trimble’s Conflict Minerals Program

Trimble is committed to sourcing components and materials from companies that share our values concerning human rights, ethics and environmental responsibility. Our Conflict Minerals Policy Statement is published on our public website at:

https://www.trimble.com/Corporate/Environmental_Compliance.aspx?tab=Conflict_Minerals_Policy_~_Disclosure.

Tracing conflict minerals back to their country of origin is a complex task that requires, among other things, surveying suppliers in our supply chain that may provide us components or materials containing 3TG, which we refer to as “in-scope suppliers,” to understand what programs they have in place for tracing the source of minerals included in products or components supplied to us. Trimble uses and requires its in-scope suppliers to use the Conflict-Free Sourcing Initiative’s (“CFSI”) Conflict Minerals Reporting Template (“CMRT”) to identify whether they source 3TG from the Covered Countries or from recycled or scrap sources, and as a key part of our due diligence to determine the source and chain of custody of 3TG in the components and materials that are supplied to us.

For new suppliers, we provide an initial survey to assess their use of 3TG and determine whether they are in-scope suppliers. We have also established “Supplier Requirements for the Sourcing of Conflict Minerals,” which further describe our Conflict Minerals Program goals and expectations for our suppliers.

Reasonable Country of Origin Inquiry

Since conflict minerals are necessary to the functionality of many of our hardware products, we assessed our supply chain to identify in-scope suppliers and to filter out suppliers that do not provide us components or materials containing 3TG. We requested that in-scope suppliers provide us with information using the CMRT, which is the standardized, widely accepted reporting template developed by the CFSI. Based on the information obtained from suppliers, and given the nature of our extensive supply chain, we determined that it was necessary to exercise due diligence to determine the source and chain of custody of the conflict minerals contained in our products.

Trimble Due Diligence

We have designed our due diligence program to conform, in all material respects, with the framework in the “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition),” and the related supplements, published by the Organization for Economic Co-operation and Development. The following describes Trimble’s due diligence activities for the 2015 reporting year.

 

Step 1: Establish strong company management systems

 

    We have made our Conflict Minerals Policy, described above, publicly available on our website.

 

    We have an established team that is responsible for administering our Conflict Minerals Program. Our team consists of personnel from our corporate operation’s quality department and is supported by our third party service provider, MetricStream. Our team works closely with representatives from our commodity and supply chain departments, as well as product managers, to address supplier risks and disclosure issues.

 

    If suppliers are unresponsive or do not provide the requested information, we have a process for escalating the matter to increasingly senior levels of management and considering corrective actions for suppliers that do not meet our stated expectations.

 

2


    We have established “Supplier Requirements for the Sourcing of Conflict Minerals,” which we communicate to our suppliers and require them to follow. We also engage suppliers by providing conflicts mineral training and orientation materials to assist our suppliers in completing the CMRTs, and email and help desk phone support to answer suppliers’ questions.

 

    Our template terms of purchase require suppliers to assist us in complying with applicable provisions of Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act such as notifying us of their use of conflict minerals.

 

Step 2: Identify and Assess Risk in the Supply Chain

 

    We conducted a supplier risk assessment in two phases: (i) phase one was focused on suppliers that already existed in Trimble’s main corporate enterprise resource planning database and that had direct engagement with Trimble during the 2015 calendar year; and (ii) phase two focused on addressing suppliers that were not captured in Trimble’s main corporate ERP database, such as suppliers to Trimble’s legacy and newly acquired businesses.

 

    We requested each in-scope supplier to complete and return a CMRT so that we could survey our supply chain and obtain information about the smelters and refiners (which we collectively refer to as smelters throughout this report), and mines or locations of origin, of the 3TG used in our products. We determined the CMRT, a standardized reporting template developed by the CFSI, as the best method for collecting information about Trimble’s suppliers in order to identify and assess risks.

 

    We have a defined process for reviewing and evaluating CMRT responses, including procedures to address incomplete or vague answers and to follow up with suppliers, as necessary.

 

    We identify any “high risk” suppliers that require additional attention by focusing on suppliers that: (i) list smelters in the Covered Countries that were not certified as conflict-free by the CFSI’s Conflict Free Smelter Program (“CFSP”); (ii) list smelters that are not recognized by the CFSP or another independent third party source; (iii) identify smelters that may be financed by a U.S.-embargoed or -sanctioned country; or (iv) are unresponsive or do not provide any smelter information.

 

Step 3: Design and Implement a Strategy to Respond to Identified Risks

 

    Working with MetricStream, Trimble was able to track all responses from suppliers and initially categorize surveyed suppliers according to whether they: (i) reported using only smelters outside of the Covered Countries or did not use 3TG at all, or (ii) required further investigation.

 

    We obtained updated smelter status data from the CFSP through our membership with CFSI and compared supplier provided information against such data. Any smelter found not in compliance with the CFSP or equivalent independent third-party audit programs (such as the Tin Supply Chain Initiative List and the London Bullion Market Good Delivery Lists) were flagged.

 

    Any smelter or supplier that Trimble identified as “high risk” underwent further investigation and was subject to additional risk mitigation requests by Trimble.

 

Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain

 

    We are a member of the CFSI and rely on CFSI data to validate the conflict status of smelters to verify whether a smelter has been certified as “conflict free.”

 

    We also utilize data from other independent third-party smelter audit programs and publicly available information to identify and assess the conflict status of smelters.

 

3


Step 5: Report on supply chain due diligence

 

    Our annual Conflict Minerals Reports are publicly accessible on our website.

 

    We remind “high risk” suppliers of our expectations for the upcoming 2016 conflict minerals reporting period and emphasize our requirements and goals.

Results of Due Diligence

For the 2015 reporting period, we observed a significant increase in our supplier response rate, which we attribute to our partnering with MetricStream and improvements in our process for identifying in-scope suppliers and filtering out suppliers that do not provide us components or materials containing 3TG.

Based on the responses received from suppliers, we identified a total of 379 smelters as potential sources of 3TG in our supply chain. The table below categorizes these smelters based on their audit status with the CFSP or equivalent independent third party audit source. “Compliant Smelters” are those that have been certified as conflict-free. “Active Smelters” are smelters recognized by CFSI or another independent third party source but have not yet received certification. “Alleged Smelters” are those unknown to Trimble, CFSI or other third party sources to be recognized smelters.

 

Trimble Smelters Categorized By CFSI’s Master List and Other Third Party Sources

 

Metal:

   Compliant Smelters:      Active Smelters:      Alleged Smelters:  

Gold

     79         46         12   

Tantalum

     46         1         6   

Tin

     59         29         41   

Tungsten

     34         15         11   
  

 

 

    

 

 

    

 

 

 

Total:

     218         91         70   
  

 

 

    

 

 

    

 

 

 

Attached hereto as Schedule A is a list of the known Compliant and Active Smelters that we believe processed 3TG that may have been used in Trimble products during the 2015 reporting period. The smelter information is based on CFSI’s master list updated as of April 27, 2016.

Of the total number of smelters identified, 163 smelters had associated mine disclosure information that was provided to us by CFSI. From this information, we determined that 141 of those smelters did not source 3TG from the Covered Countries. We also determined that the remaining 22 smelters sourced 3TG from Covered Countries and were certified as “conflict-free” by CFSI.

Additionally, we identified 9 “high risk” suppliers based on their disclosure of smelters that may be financed by a U.S.-embargoed or -sanctioned country. After further investigation and requests for information, all such suppliers provided corrected CMRTs and additional documentation that confirmed such smelters were not used for any components or materials provided to Trimble.

Determination

Based on the measures we have taken, as described above, we do not have sufficient information to determine the country of origin of all of the 3TG contained in our products. The information provided by some suppliers was incomplete and unverifiable, and certain smelters identified by suppliers were not recognized by CFSI or were unknown to us so we were unable to determine the origin of minerals processed by such smelters.

 

4


However, based on the information provided by our suppliers, as well as information from CFSI and other third party sources, we believe the origin of 3TG processed by smelters known to us and contained in our products include the countries listed in Schedule B. As discussed above, the known smelters that we believe processed 3TG originating from the Covered Countries were all certified conflict-free by CFSI. In addition, we are not aware of any instance where 3TG sourced from the Covered Countries may have directly or indirectly financed or benefited armed groups.

Future Due Diligence Measures

We intend to take the following measures in 2016 to further mitigate the risk that conflict minerals in our products could directly or indirectly finance or benefit armed groups in the Covered Countries:

 

  Continue to communicate with our suppliers regarding Trimble’s Conflict Mineral Policy and Supplier Requirements to ensure that suppliers appropriately scope out and survey their own supply chains;

 

  Continue to motivate suppliers to provide accurate, valid and complete smelter information;

 

  Encourage our suppliers to source from smelters that are certified as conflict-free or that are currently undergoing, or willing to undergo, an audit by CFSP or another third party;

 

  Provide conflict minerals training to Trimble’s new suppliers and other suppliers that appear to need assistance;

 

  Review our supplier risk mitigation process to assess remedial and corrective actions that we may take to address situations where suppliers are unresponsive, provide incomplete information or continue to source from unknown smelters; and

 

  Continue monitoring our supply chain activities, keep current with changes or updates in relevant laws and guidance, and update our related policies and procedures as appropriate.

 

5


Schedule A

Compliant and Active Smelters

 

Metal

  

Standard Smelter Name

  

Country

Gold    So Accurate Group, Inc.    UNITED STATES
Gold    Advanced Chemical Company    UNITED STATES
Gold    Western Australian Mint trading as The Perth Mint    AUSTRALIA
Gold    Aida Chemical Industries Co., Ltd.    JAPAN
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    Asahi Pretec Corp.    JAPAN
Gold    AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    Asahi Refining USA Inc.    UNITED STATES
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY
Gold    Aurubis AG    GERMANY
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    Boliden AB    SWEDEN
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    Caridad    MEXICO
Gold    CCR Refinery - Glencore Canada Corporation    CANADA
Gold    Cendres + Métaux S.A.    SWITZERLAND
Gold    Yunnan Copper Industry Co., Ltd.    CHINA
Gold    Chimet S.p.A.    ITALY
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA
Gold    Chugai Mining    JAPAN
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    DODUCO GmbH    GERMANY
Gold    Dowa    JAPAN
Gold    Eco-System Recycling Co., Ltd.    JAPAN
Gold    Elemetal Refining, LLC    UNITED STATES
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    Faggi Enrico S.p.A.    ITALY
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    Zijin Mining Group Co., Ltd. Gold Refinery    CHINA
Gold    Gansu Seemine Material Hi-Tech Co., Ltd.    CHINA
Gold    Geib Refining Corporation    UNITED STATES
Gold    Guangdong Jinding Gold Limited    CHINA
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA

 

6


Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Ltd. Hong Kong    CHINA
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA
Gold    Hwasung CJ Co., Ltd.    KOREA, REPUBLIC OF
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Istanbul Gold Refinery    TURKEY
Gold    Japan Mint    JAPAN
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
Gold    Kazzinc    KAZAKHSTAN
Gold    Kennecott Utah Copper LLC    UNITED STATES
Gold    KGHM Polska Miedź Spółka Akcyjna    POLAND
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Korea Metal Co., Ltd.    KOREA, REPUBLIC OF
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    L’azurde Company For Jewelry    SAUDI ARABIA
Gold    Lingbao Gold Co., Ltd.    CHINA
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
Gold    Materion    UNITED STATES
Gold    Matsuda Sangyo Co., Ltd.    JAPAN
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Metalor USA Refining Corporation    UNITED STATES
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO
Gold    Mitsubishi Materials Corporation    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    Morris and Watson    NEW ZEALAND
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION

 

7


Gold    PAMP S.A.    SWITZERLAND
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    PX Précinox S.A.    SWITZERLAND
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    Royal Canadian Mint    CANADA
Gold    Republic Metals Corporation    UNITED STATES
Gold    SAAMP    FRANCE
Gold    Sabin Metal Corp.    UNITED STATES
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF
Gold    SAMWON Metals Corp.    KOREA, REPUBLIC OF
Gold    SAXONIA Edelmetalle GmbH    GERMANY
Gold    Schone Edelmetaal B.V.    NETHERLANDS
Gold    SEMPSA Joyería Platería S.A.    SPAIN
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Singway Technology Co., Ltd.    TAIWAN
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    Solar Applied Materials Technology Corp.    TAIWAN
Gold    T.C.A S.p.A    ITALY
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Tony Goetz NV    BELGIUM
Gold    Torecom    KOREA, REPUBLIC OF
Gold    Umicore Brasil Ltda.    BRAZIL
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    United Precious Metal Refining, Inc.    UNITED STATES
Gold    Valcambi S.A.    SWITZERLAND
Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Bangalore Refinery    INDIA
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    Global Advanced Metals Boyertown    UNITED STATES
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
Tantalum    Conghua Tantalum and Niobium Smeltry    CHINA
Tantalum    D Block Metals, LLC    UNITED STATES
Tantalum    Duoluoshan    CHINA
Tantalum    E.S.R. Electronics    UNITED STATES
Tantalum    Exotech Inc.    UNITED STATES
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA
Tantalum    H.C. Starck Co., Ltd.    THAILAND
Tantalum    H.C. Starck GmbH Goslar    GERMANY

 

8


Tantalum    H.C. Starck GmbH Laufenburg    GERMANY
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
Tantalum    H.C. Starck Inc.    UNITED STATES
Tantalum    H.C. Starck Ltd.    JAPAN
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    Hi-Temp Specialty Metals, Inc.    UNITED STATES
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    KEMET Blue Metals    MEXICO
Tantalum    KEMET Blue Powder    UNITED STATES
Tantalum    King-Tan Tantalum Industry Ltd.    CHINA
Tantalum    LSM Brasil S.A.    BRAZIL
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Mineração Taboca S.A.    BRAZIL
Tantalum    Mitsui Mining & Smelting    JAPAN
Tantalum    Molycorp Silmet A.S.    ESTONIA
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    Plansee SE Liezen    AUSTRIA
Tantalum    Plansee SE Reutte    AUSTRIA
Tantalum    QuantumClean    UNITED STATES
Tantalum    Resind Indústria e Comércio Ltda.    BRAZIL
Tantalum    RFH Tantalum Smeltry Co., Ltd.    CHINA
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    Taki Chemicals    JAPAN
Tantalum    Telex Metals    UNITED STATES
Tantalum    Tranzact, Inc.    UNITED STATES
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CHINA
Tantalum    Zhuzhou Cemented Carbide    CHINA
Tin    Yunnan Tin Company Limited    CHINA
Tin    Alpha    UNITED STATES
Tin    An Thai Minerals Co., Ltd.    VIETNAM
Tin    An Vinh Joint Stock Mineral Processing Company    VIETNAM
Tin    PT BilliTin Makmur Lestari    INDONESIA
Tin    PT Bukit Timah    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA
Tin    China Tin Group Co., Ltd.    CHINA
Tin    CNMC (Guangxi) PGMA Co., Ltd.    CHINA
Tin    Cooperativa Metalurgica de Rondônia Ltda.    BRAZIL
Tin    CV Ayi Jaya    INDONESIA

 

9


Tin    CV Dua Sekawan    INDONESIA
Tin    CV Gita Pesona    INDONESIA
Tin    PT Justindo    INDONESIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    CV Serumpun Sebalai    INDONESIA
Tin    CV Tiga Sekawan    INDONESIA
Tin    CV United Smelting    INDONESIA
Tin    CV Venus Inti Perkasa    INDONESIA
Tin    Dowa    JAPAN
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIETNAM
Tin    Elmet S.L.U.    SPAIN
Tin    EM Vinto    BOLIVIA
Tin    Estanho de Rondônia S.A.    BRAZIL
Tin    Fenix Metals    POLAND
Tin    Minsur    PERU
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA
Tin    PT Timah (Persero) Tbk Mentok    INDONESIA
Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    CHINA
Tin    PT Timah (Persero) Tbk Kundur    INDONESIA
Tin    Linwu Xianggui Ore Smelting Co., Ltd.    CHINA
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    Metallic Resources, Inc.    UNITED STATES
Tin    Metallo-Chimique N.V.    BELGIUM
Tin    Mineração Taboca S.A.    BRAZIL
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIETNAM
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    Operaciones Metalurgical S.A.    BOLIVIA
Tin    Phoenix Metal Ltd.    RWANDA
Tin    PT Alam Lestari Kencana    INDONESIA
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Bangka Kudai Tin    INDONESIA
Tin    PT Bangka Prima Tin    INDONESIA
Tin    PT Bangka Timah Utama Sejahtera    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA

 

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Tin    PT Cipta Persada Mulia    INDONESIA
Tin    PT DS Jaya Abadi    INDONESIA
Tin    PT Eunindo Usaha Mandiri    INDONESIA
Tin    PT Fang Di MulTindo    INDONESIA
Tin    PT Inti Stania Prima    INDONESIA
Tin    PT Karimun Mining    INDONESIA
Tin    PT Kijang Jaya Mandiri    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA
Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Pelat Timah Nusantara Tbk    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Seirama Tin Investment    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sukses Inti Makmur    INDONESIA
Tin    PT Sumber Jaya Indah    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tirus Putra Mandiri    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    PT Wahana Perkit Jaya    INDONESIA
Tin    Resind Indústria e Comércio Ltda.    BRAZIL
Tin    Rui Da Hung    TAIWAN
Tin    Soft Metais Ltda.    BRAZIL
Tin    Thaisarco    THAILAND
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIETNAM
Tin    VQB Mineral and Trading Group JSC    VIETNAM
Tin    White Solder Metalurgia e Mineração Ltda.    BRAZIL
Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIETNAM
Tungsten    Kennametal Huntsville    UNITED STATES
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    Dayu Jincheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Dayu Weiliang Tungsten Co., Ltd.    CHINA
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
Tungsten    Ganxian Shirui New Material Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Non-ferrous Metals Smelting Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES
Tungsten    H.C. Starck GmbH    GERMANY
Tungsten    H.C. Starck Smelting GmbH & Co.KG    GERMANY
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA

 

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Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin    CHINA
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    Kennametal Fallon    UNITED STATES
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    Moliren Ltd    RUSSIAN FEDERATION
Tungsten    Niagara Refining LLC    UNITED STATES
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIETNAM
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Pobedit, JSC    RUSSIAN FEDERATION
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIETNAM
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIETNAM
Tungsten    Wolfram Bergbau und Hütten AG    AUSTRIA
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA

 

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Schedule B

Countries of Origin List

 

Angola    Kazakhstan
Argentina    Kenya
Australia    Laos
Austria    Luxembourg
Belgium    Madagascar
Bolivia    Malaysia
Brazil    Mongolia
Burundi    Mozambique
Cambodia    Myanmar
Canada    Namibia
Central African Republic    Netherlands
Chile    Nigeria
China    Peru
Colombia    Portugal
Côte D’Ivoire    Republic of Congo
Czech Republic    Russia
Djibouti    Rwanda
Ecuador    Sierra Leone
Egypt    Singapore
Estonia    Slovakia
Ethiopia    South Africa
France    South Korea
Germany    South Sudan
Guyana    Spain
Hungary    Suriname
India    Switzerland
Indonesia    Taiwan
Ireland    Tanzania
Israel    Thailand
Japan    Uganda
   United Kingdom
   United States of America
   Vietnam
   Zambia
   Zimbabwe

 

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