EX-1.01 2 ex101cmrep2022.htm EX-1.01 Document

Trimble Inc.
Conflict Minerals Report for the Year Ended December 31, 2022
The following conflict minerals report contains forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of conflict minerals contained in our products. We undertake no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report.
This is the Conflict Minerals Report of Trimble Inc. for the 2022 calendar year in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended.
Rule 13p-1 requires that all public companies report annually on the presence of certain minerals, characterized as conflict minerals, including tin, tantalum, tungsten or gold (“3TG” or “conflict minerals”), in the products that they manufacture or contract to manufacture, and demonstrate the proper level of due diligence in determining whether these minerals originated from the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Countries”) or from scrap or recycled sources, and whether they directly or indirectly finance or benefit armed groups in the Covered Countries.
Introduction
Trimble provides technology solutions that enable professionals and field mobile workers to improve or transform their work processes. Our solutions, which can include a combination of hardware, software and services, are used across a range of industries including building, civil and infrastructure construction, geospatial, survey and mapping, agriculture, natural resources, utilities, transportation, and government.
Representative Trimble customers include asset owners, general and specialty contractors, engineers and designers, surveyors, agricultural companies and farmers, energy and utility companies, trucking companies and drivers, as well as state, federal and municipal governments.
We design and manufacture, or have manufactured on our behalf, thousands of different hardware products ranging across multiple business divisions within our key business segments of Buildings and Infrastructure, Geospatial, Resources and Utilities, and Transportation. Many of these hardware products, which are typically based upon positioning or location technologies, including Global Navigation Satellite Systems (GNSS), lasers and optics, are built by our contract manufacturing partners.
Our contract manufacturing partners are responsible for significant material procurement, assembly, and testing. We generally manage product design and are involved in qualifying suppliers and key components used in our products. However, we are many levels removed from the mining or processing of minerals in our supply chain, and we do not directly source or manage the sourcing of raw materials, including conflict minerals.
Many of our hardware products are designed with printed circuit boards, connectors, sheet metal and other mechanical assemblies that may contain conflict minerals. The components used in our products that contain these metals are required for the functionality of our products.
Trimble’s Conflict Minerals Program
Trimble is committed to sourcing components and materials from companies that share our values concerning human rights, ethics, and environmental responsibility. Our Conflict Minerals Policy Statement, as well as our current Conflict Minerals Report, are published on our public website and available at:
https://www.trimble.com/en/our-commitment/responsible-business/product-compliance/conflict-minerals-policy.



We focus our due diligence efforts on determining the source and chain of custody of conflict minerals in the components and materials that are supplied to us. Tracing conflict minerals back to their country of origin is a complex task that requires, among other things, screening for the possible presence of 3TG in parts or materials provided by our contract manufacturers and direct suppliers (which we refer to as “in-scope suppliers”), and then surveying such in-scope suppliers to understand what programs they have in place for tracing the source of minerals included in products or components supplied to us. Suppliers are deemed out of scope and not surveyed if they only provide software, plastic, packaging materials, or other items that do not contain 3TGs.
Trimble uses as its standard reporting template, and requires its in-scope suppliers to use, the Responsible Minerals Initiative’s (“RMI”) reporting template to identify whether in-source suppliers source 3TG from the Covered Countries or from recycled or scrap sources. The RMI reporting template (known as the Conflict Minerals Reporting Template or “CMRT”) is a key part of our due diligence efforts and is used to determine the source and chain of custody of 3TG in the components and materials that are supplied to us. We rely on the information provided through the CMRT by our supply chain, as well as smelter information provided by the RMI and other industry organizations, to complete our Conflict Minerals Report.
As part of our supplier risk assessment, we require new suppliers to go through a screening and approval process so we can assess their use of 3TG and determine whether they are in-scope suppliers. We provide an initial survey to assess their use of 3TG and to understand their business processes. We also inform new suppliers of our “Supplier Requirements for the Sourcing of Conflict Minerals”, which further describe our Conflict Minerals Program goals and expectations. Additionally, we have established a Supplier Code of Conduct, which is based upon the Responsible Business Alliance (RBA) Code of Conduct. We require our suppliers to adhere to our Supplier Code of Conduct and RBA standards, including any subsequent amendments or updates.
Trimble requires in-scope suppliers to source from smelters that are either conformant with the Responsible Minerals Assurance Process (“RMAP”), have undergone another recognized third-party audit program (such as the London Bullion Market Association (LBMA) or the Responsible Jewellery Council (RJC)), or are in the process of achieving audit conformance. In the event of non-conformance by an in-scope supplier, we require the supplier to pursue corrective actions, and, in the event of continued non-conformance, we may consider termination of the supplier.
Reasonable Country of Origin Inquiry (“RCOI”)
Since conflict minerals are necessary to the functionality of many of our hardware products, we conducted an RCOI to determine the origin of the 3TG present in our products delivered to customers.
Given the complex nature of our supply chain and our extensive parts inventory, we assess our in-scope suppliers in three separate phases:
(i)we first assess suppliers of parts containing 3TG that are used in the bill of material for products that we are actively producing;
(ii)we then review those suppliers that manufacture and sell us their parts and components; and
(iii)finally, we review the suppliers of companies and businesses that we acquire.
After conducting our three-phase assessment, we conduct an annual supply chain survey requesting in-scope suppliers to provide a conflict minerals declaration, using the CMRT. This survey is intended to identify the conflict minerals contained in the products that suppliers provide to Trimble, the smelters and the refiners that processed those conflict minerals, and the country of origin of those conflict minerals. In 2022, we received a 95% response rate. Based on the responses from our in-scope suppliers and a review and analysis of the responses against RMI’s RMAP Conformant Smelters & Refiners list, which provides sourcing information and



audit status for certified smelters (as well as sourcing information for LBMA and RJC audited smelters) we concluded that, of the identified smelters, approximately:
75% were identified as being Conformant (i.e. smelters that have completed an audit and conform with RMAP or another third-party program) or otherwise validated as existing smelters, while
30% of the smelters reported sourcing from Covered Countries.
Based on our internal assessment of in-scope suppliers and the CMRT information we received back from our in-scope suppliers, we determined that it was necessary to exercise due diligence to determine the source and chain of custody of the conflict minerals contained in our products.
Trimble Due Diligence
We have designed our due diligence program to conform, in all material respects, with the framework in the “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition),” and the related supplements, published by the Organisation for Economic Co-operation and Development (OECD).
The military conflict in Ukraine and resulting U.S. government sanctions against Russia have impacted the information we have about, and the status of, certain Russian-based smelters. The RMI smelters database has been updated to reflect the LBMA's Good Delivery List suspensions for six Russia-based gold refiners, which are now classified as high risk by the Responsible Business Alliance (RBA) and its Responsible Minerals Initiative (RMI). These smelters are also included on Trimble’s list of high-risk suppliers.
The following describes Trimble’s due diligence activities for the 2022 reporting year.
Step 1: Establish strong company management systems
We have our Conflict Minerals Policy, described above, publicly available on our website:
www.trimble.com/en/our-commitment/responsible-business/product-compliance/conflict-minerals-policy
We have established a team that is responsible for administering our Conflict Minerals Program. Our team is supported by, and works closely with, our third-party vendor, Assent Compliance. Our team consists of personnel from our corporate operation’s group, including representatives from our quality, internal audit, and global commodity management departments. The team collaborates with our specific business areas and product managers to address supplier risks and disclosure issues, and to develop and implement additional due diligence steps that we will undertake with suppliers and respective stakeholders.
We have established “Supplier Requirements for the Sourcing of Conflict Minerals,” which we communicate to our suppliers and require them to follow. These requirements state that purchased products should not contain any 3TGs that are sourced from identified areas with widespread human rights abuse and violation of laws. Our template terms of purchase require suppliers to assist us in complying with applicable provisions of Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act such as notifying us of their use of conflict minerals. We report on the status and progress of our Conflict Minerals Program during our operation group’s quarterly business and executive-level review meetings. Our Conflict Minerals Program, as an established internal process, is subject to oversight by our internal audit group.
We engage suppliers by providing conflict minerals training and orientation materials to assist our suppliers in completing the RMI reporting template and provide support to answer suppliers’ questions using Assent’s supplier engagement team. We maintain a conflict minerals resource page with links to resources about the conflict minerals law, the reporting template, and our contact information for conflict minerals-related queries:
www.trimble.com/en/Our Commitment/Responsible Business/Product Compliance/Conflict Minerals Policy



If suppliers are unresponsive or do not provide the requested information, we have a process for escalating the matter to increasingly senior levels of management and considering corrective actions for suppliers that do not meet our stated expectations.
Step 2: Identify and assess risk in the supply chain
We requested each in-scope supplier to complete and return a reporting template so that we could survey our supply chain and obtain information about the smelters and refiners (which we collectively refer to as “smelters” throughout this report), and mines or locations of origin, of the 3TG used in our products. We identified the standardized reporting template developed by RMI as the best method for collecting information about Trimble’s suppliers to identify and assess risks.
We tracked responses from in-scope suppliers and initially categorized suppliers according to whether they provided in their responses: (i) legitimate smelter information, or (ii) inconsistent or incomplete information about smelters that required further investigation.
We used RMI’s smelters and refiners database to obtain conflict minerals sourcing information for the smelters identified on the completed reporting templates from our in-scope suppliers.
We followed a defined process for reviewing and evaluating reporting template responses, including procedures to address incomplete or vague answers and to follow up with suppliers, as necessary.
We identified any high-risk suppliers that require additional attention by focusing on suppliers that: (i) list smelters that are in the Covered Countries and are not found on the RMAP Conformant Smelters & Refiners list, (ii) list smelters that have been found to be non-conformant with the RMAP or similar third party audit programs, (iii) list unresponsive smelters that are unwilling to undertake compliance with the RMAP or another third-party audit program, or (iv) list smelters that we identified through our trade compliance screening as smelters that may be financed by a U.S.-embargoed or -sanctioned country, or that are identified as potentially supporting armed conflict or human rights violations.
Step 3: Design and Implement a Strategy to Respond to Identified Risks
We obtained updated smelter status data from RMI’s smelters and refiners database and compared supplier-provided information against such data. Smelters found not in conformance with the RMAP or other independent third-party audit programs (such as the Tin Supply Chain Initiative List and the London Bullion Market Good Delivery Lists) were flagged for further due diligence.
Any supplier that Trimble identified as high risk underwent further investigation and was subject to additional risk mitigation requests by Trimble.
We informed our in-scope suppliers of identified high-risk smelters and requested our suppliers to conduct further due diligence and to work with their supply chains to ensure compliance, such as by requesting impacted suppliers to utilize RMI’s smelter outreach letter in reaching out to non-certified smelters and press them for compliance, or to find substitute smelters.
We require high-risk suppliers to commit to and implement a corrective action plan within a reasonable time frame, and if such plan is deemed ineffective or there is no progress made, at the discretion of management, the supplier is subject to suspension or termination.
We participate in and support RMI’s working groups on smelter due diligence practices for risk mitigation.
Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain
We are a member of RMI and rely on RMI’s data to validate the audit status and sourcing information of smelters.



With the assistance of Assent, we conduct our in-scope due diligence of suppliers, through publicly available information regarding identified high-risk smelters, to validate the existence and assess the conflict status of smelters.
We address conflict minerals in our general supplier audits, focusing on supplier reporting template responses and due diligence programs.
Step 5: Report on supply chain due diligence
Our annual Conflict Minerals Report is publicly accessible on our website.
We remind high-risk suppliers of our expectations for the upcoming 2023 conflict minerals reporting period and emphasize our requirements and goals.
Results of Due Diligence
Based on the responses received from suppliers, we identified a total of 343 smelters within our supply chain that were potential sources of 3TG for our suppliers.
We utilized RMI’s smelters database to obtain recent smelter audit status as of March 10, 2023. The table below summarizes the status of smelters that were identified through the information provided by our in-scope suppliers. Trimble has adopted the same audit status designations utilized by RMI to categorize audit compliance status. “Conformant” smelters are those that have completed an audit and conform with RMAP or other third-party programs. “Active” smelters are those that are engaging with RMAP or other third-party auditors to achieve compliance. “In Communication” refers to smelters that are not certified, but which demonstrate interest in participating in an audit program. “Alleged” are smelters that are not certified and have not even been verified to be a true smelter or still in business. “Non- Conformant” are those smelters that have been identified as having non-conformant audit results.
Schedule A lists all the verified smelters reported by our in-scope suppliers that we believe processed 3TG which may have been used in Trimble products during the 2022 reporting period.
2022 Trimble Smelters or Refiners Audit Status
Smelter Status
Conformant SmeltersActive SmeltersIn Communication SmeltersAlleged SmeltersNon-Conformant Smelters
Metal
Gold955115311
Tantalum33--2-
Tin6033710
Tungsten35--123
Total2238147424
Trimble identified certain smelters as potentially high risk in its supply chain and requested follow-up actions from those in-scope suppliers that listed at least one of the smelters identified as high risk. All of the suppliers have either completed due diligence follow-up actions, have acknowledged Trimble’s requests and outlined their action plans for further due diligence, or have reported utilizing smelters that are not located in Covered Countries. Trimble continues to monitor the progress of these suppliers and will consider additional action if warranted.
Determination
Based on the measures we have taken, as described above, we do not have sufficient information to determine the country of origin of all the 3TG contained in our products. Not all of the RMAP Conformant smelters



disclosed the origin of their minerals. In addition, the information provided by some suppliers was incomplete and unverifiable, and certain smelters identified by suppliers were not recognized by RMI or were unknown to us, so we were unable to determine the origin of minerals processed by such smelters.
However, based on the information provided by our suppliers, as well as information from RMI and other third-party sources, we believe the origin of 3TG processed by smelters known to us and contained in our products include the countries listed in Schedule B. The known smelters for which we had mine disclosure information, and that we believe processed 3TG originating from the Covered Countries, were all certified Conformant by RMI. In addition, we are not aware of any instance where 3TG sourced from the Covered Countries directly or indirectly financed or benefited armed groups.
Future Due Diligence Measures
Trimble intends to take the following steps to improve the due diligence conducted and to further mitigate the risk that 3TGs in our products could directly or indirectly finance or benefit armed groups in the Covered Countries:
Continue to evaluate upstream sources through a broad set of tools to evaluate risk. These may include:
ousing a comprehensive smelter and refiner library with detailed status and notes for each entity;
oscanning for verifiable media sources on each smelter and refiner to flag risk issues; and
ocomparing the list of smelters and refiners against government watch and denied parties lists. 
Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.
Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of supplier responses.
Following OECD guidance, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.
Monitor the progress of suppliers with high-risk smelters identified within their supply chains.
Continue monitoring our supply chain activities, keep current with changes or updates in relevant laws and guidance, and update our related policies and procedures as appropriate.





Schedule A
Verified Smelters and Refiners

Gold
MetalSmelter NameSmelter Facility LocationSmelter ID
GoldIstanbul Gold RefineryTurkeyCID000814
GoldJiangxi Copper Co., Ltd.ChinaCID000855
GoldMetalor Technologies S.A.SwitzerlandCID001153
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030
GoldAdvanced Chemical CompanyUnited States Of AmericaCID000015
GoldAida Chemical Industries Co., Ltd.JapanCID000019
GoldAgosi AGGermanyCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058
GoldArgor-Heraeus S.A.SwitzerlandCID000077
GoldAsahi Pretec Corp.JapanCID000082
GoldAsaka Riken Co., Ltd.JapanCID000090
GoldAurubis AGGermanyCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128
GoldBoliden ABSwedenCID000157
GoldC. Hafner GmbH + Co. KGGermanyCID000176
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185
GoldCendres + Metaux S.A.SwitzerlandCID000189
GoldChimet S.p.A.ItalyCID000233
GoldChugai MiningJapanCID000264
GoldDSC (Do Sung Corporation)Korea, Republic OfCID000359
GoldDowaJapanCID000401
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425
GoldLT Metal Ltd.Korea, Republic OfCID000689
GoldHeimerle + Meule GmbHGermanyCID000694
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707
GoldHeraeus Germany GmbH Co. KGGermanyCID000711
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807
GoldJapan MintJapanCID000823
GoldAsahi Refining USA Inc.United States Of AmericaCID000920
GoldAsahi Refining Canada Ltd.CanadaCID000924
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937



GoldKazzincKazakhstanCID000957
GoldKennecott Utah Copper LLCUnited States Of AmericaCID000969
GoldKojima Chemicals Co., Ltd.JapanCID000981
GoldLS-NIKKO Copper Inc.Korea, Republic OfCID001078
GoldMaterionUnited States Of AmericaCID001113
GoldMatsuda Sangyo Co., Ltd.JapanCID001119
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152
GoldMetalor USA Refining CorporationUnited States Of AmericaCID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161
GoldMitsubishi Materials CorporationJapanCID001188
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220
GoldNihon Material Co., Ltd.JapanCID001259
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325
GoldMKS PAMP SASwitzerlandCID001352
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397
GoldPX Precinox S.A.SwitzerlandCID001498
GoldRand Refinery (Pty) Ltd.South AfricaCID001512
GoldRoyal Canadian MintCanadaCID001534
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736
GoldSolar Applied Materials Technology Corp.Taiwan, Province Of ChinaCID001761
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875
GoldShandong Gold Smelting Co., Ltd.ChinaCID001916
GoldTokuriki Honten Co., Ltd.JapanCID001938
GoldTorecomKorea, Republic OfCID001955
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980
GoldUnited Precious Metal Refining, Inc.United States Of AmericaCID001993
GoldValcambi S.A.SwitzerlandCID002003
GoldYamakin Co., Ltd.JapanCID002100
GoldYokohama Metal Co., Ltd.JapanCID002129
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243
GoldUmicore Precious Metals ThailandThailandCID002314
GoldGeib Refining CorporationUnited States Of AmericaCID002459
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511
GoldSingway Technology Co., Ltd.Taiwan, Province Of ChinaCID002516
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561
GoldT.C.A S.p.AItalyCID002580



GoldREMONDIS PMR B.V.NetherlandsCID002582
GoldKorea Zinc Co., Ltd.Korea, Republic OfCID002605
GoldMarsam MetalsBrazilCID002606
GoldTOO Tau-Ken-AltynKazakhstanCID002615
GoldSAAMPFranceCID002761
GoldL'Orfebre S.A.AndorraCID002762
GoldItalpreziosiItalyCID002765
GoldWIELAND Edelmetalle GmbHGermanyCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779
GoldBangalore RefineryIndiaCID002863
GoldSungEel HiMetal Co., Ltd.Korea, Republic OfCID002918
GoldPlanta Recuperadora de Metales SpAChileCID002919
GoldSafimet S.p.AItalyCID002973
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236
GoldSamduck Precious MetalsKorea, Republic OfCID001555
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798
GoldSAFINA A.S.CzechiaCID002290
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560
Gold8853 S.p.A.ItalyCID002763
GoldNH Recytech CompanyKorea, Republic OfCID003189
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103
GoldCaridadMexicoCID000180
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343
GoldJSC Novosibirsk RefineryRussian FederationCID000493
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773
GoldHwaSeong CJ CO., LTD.Korea, Republic OfCID000778
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927
GoldJSC UralelectromedRussian FederationCID000929
GoldKazakhmys Smelting LLCKazakhstanCID000956
GoldKyrgyzaltyn JSCKyrgyzstanCID001029
GoldL'azurde Company For JewelrySaudi ArabiaCID001032
GoldLingbao Gold Co., Ltd.ChinaCID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093



GoldMoscow Special Alloys Processing PlantRussian FederationCID001204
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386
GoldSabin Metal Corp.United States Of AmericaCID001546
GoldSamwon Metals Corp.Korea, Republic OfCID001562
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province Of ChinaCID001810
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947
GoldMorris and WatsonNew ZealandCID002282
GoldGuangdong Jinding Gold LimitedChinaCID002312
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563
GoldSudan Gold RefinerySudanCID002567
GoldFujairah Gold FZCUnited Arab EmiratesCID002584
GoldIndustrial Refining CompanyBelgiumCID002587
GoldShirpur Gold Refinery Ltd.IndiaCID002588
GoldAbington Reldan Metals, LLCUnited States Of AmericaCID002708
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750
GoldAlbino Mountinho Lda.PortugalCID002760
GoldAU Traders and RefinersSouth AfricaCID002850
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852
GoldSai RefineryIndiaCID002853
GoldModeltech Sdn BhdMalaysiaCID002857
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867
GoldPease & CurrenUnited States Of AmericaCID002872
GoldJALAN & CompanyIndiaCID002893
GoldABC Refinery Pty Ltd.AustraliaCID002920
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153
GoldAfrican Gold RefineryUgandaCID003185
GoldGold Coast RefineryGhanaCID003186
GoldQG Refining, LLCUnited States Of AmericaCID003324
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348
GoldCGR Metalloys Pvt Ltd.IndiaCID003382
GoldSovereign MetalsIndiaCID003383



GoldC.I Metales Procesados Industriales SASColombiaCID003421
GoldAugmont Enterprises Private LimitedIndiaCID003461
GoldKundan Care Products Ltd.IndiaCID003463
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490
GoldK.A. RasmussenNorwayCID003497
GoldAlexy MetalsUnited States Of AmericaCID003500
GoldSancus ZFS (L’Orfebre, SA)ColombiaCID003529
GoldSellem Industries Ltd.MauritaniaCID003540
GoldMD OverseasIndiaCID003548
GoldMetallix Refining Inc.United States Of AmericaCID003557
GoldWEEEREFININGFranceCID003615
GoldGold by Gold ColombiaColombiaCID003641
GoldDongwu Gold GroupChinaCID003663

Tantalum
MetalSmelter NameSmelter Facility LocationSmelter ID
TantalumF&X Electro-Materials Ltd.ChinaCID000460
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaCID000211
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCID000616
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917
TantalumAMG BrasilBrazilCID001076
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163
TantalumMineracao Taboca S.A.BrazilCID001175
TantalumQuantumCleanUnited States Of AmericaCID001508
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522
TantalumTaki Chemical Co., Ltd.JapanCID001869
TantalumTelex MetalsUnited States Of AmericaCID001891
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492
TantalumD Block Metals, LLCUnited States Of AmericaCID002504
TantalumFIR Metals & Resource Ltd.ChinaCID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512
TantalumKEMET de MexicoMexicoCID002539
TantalumTANIOBIS Co., Ltd.ThailandCID002544
TantalumTANIOBIS GmbHGermanyCID002545



TantalumMaterion Newton Inc.United States Of AmericaCID002548
TantalumTANIOBIS Japan Co., Ltd.JapanCID002549
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCID002550
TantalumGlobal Advanced Metals BoyertownUnited States Of AmericaCID002557
TantalumGlobal Advanced Metals AizuJapanCID002558
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192
TantalumNPM Silmet ASEstoniaCID001200
TantalumResind Industria e Comercio Ltda.BrazilCID002707
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaCID003583
Tantalum5D Production OUEstoniaCID003926

Tin
MetalSmelter NameSmelter Facility LocationSmelter ID
TinChina Tin Group Co., Ltd.ChinaCID001070
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105
TinMitsubishi Materials CorporationJapanCID001191
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228
TinAlphaUnited States Of AmericaCID000292
TinEM VintoBolivia (Plurinational State Of)CID000438
TinFenix MetalsPolandCID000468
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555
TinMetallic Resources, Inc.United States Of AmericaCID001142
TinMinsurPeruCID001182
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State Of)CID001337
TinPT Artha Cipta LanggengIndonesiaCID001399
TinPT Mitra Stania PrimaIndonesiaCID001453
TinPT Refined Bangka TinIndonesiaCID001460
TinPT Timah Tbk KundurIndonesiaCID001477
TinPT Timah Tbk MentokIndonesiaCID001482
TinRui Da HungTaiwan, Province Of ChinaCID001539
TinThaisarcoThailandCID001898



TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCID002180
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468
TinMelt Metais e Ligas S.A.BrazilCID002500
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517
TinResind Industria e Comercio Ltda.BrazilCID002706
TinAurubis BeerseBelgiumCID002773
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116
TinDowaJapanCID000402
TinEstanho de Rondonia S.A.BrazilCID000448
TinMineracao Taboca S.A.BrazilCID001173
TinPT Babel Inti PerkasaIndonesiaCID001402
TinPT Babel Surya Alam LestariIndonesiaCID001406
TinPT Bukit TimahIndonesiaCID001428
TinPT Prima Timah UtamaIndonesiaCID001458
TinPT Stanindo Inti PerkasaIndonesiaCID001468
TinPT Tinindo Inter NusaIndonesiaCID001490
TinPT Cipta Persada MuliaIndonesiaCID002696
TinAurubis BerangoSpainCID002774
TinPT Menara Cipta MuliaIndonesiaCID002835
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190
TinPT Bangka SerumpunIndonesiaCID003205
TinTin Technology & RefiningUnited States Of AmericaCID003325
TinPT Rajawali Rimba PerkasaIndonesiaCID003381
TinCRM SynergiesSpainCID003524
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868
TinPT Sariwiguna BinasentosaIndonesiaCID001463
TinLuna Smelter, Ltd.RwandaCID003387
TinCV Venus Inti PerkasaIndonesiaCID002455
TinPT Aries Kencana SejahteraIndonesiaCID000309
TinPT Premium Tin IndonesiaIndonesiaCID000313
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942
TinNovosibirsk Tin CombineRussian FederationCID001305
TinPT Bangka Tin IndustryIndonesiaCID001419
TinPT Belitung Industri SejahteraIndonesiaCID001421
TinPT Panca Mega PersadaIndonesiaCID001457
TinPT Timah NusantaraIndonesiaCID001486
TinPT Tommy UtamaIndonesiaCID001493



TinVQB Mineral and Trading Group JSCViet NamCID002015
TinPT Tirus Putra MandiriIndonesiaCID002478
TinCV Ayi JayaIndonesiaCID002570
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703
TinSuper LigasBrazilCID002756
TinPT Bangka Prima TinIndonesiaCID002776
TinPT Sukses Inti MakmurIndonesiaCID002816
TinModeltech Sdn BhdMalaysiaCID002858
TinPongpipat Company LimitedMyanmarCID003208
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397
TinPrecious Minerals and Smelting LimitedIndiaCID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410
TinPT Mitra Sukses GlobalindoIndonesiaCID003449
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486
TinDS MyanmarMyanmarCID003831
TinPT Rajehan AriqIndonesiaCID002593

Tungsten
MetalSmelter NameSmelter Facility LocationSmelter ID
TungstenA.L.M.T. Corp.JapanCID000004
TungstenKennametal HuntsvilleUnited States Of AmericaCID000105
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258
TungstenGlobal Tungsten & Powders LLCUnited States Of AmericaCID000568
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766
TungstenHunan Jintai New Material Co., Ltd.ChinaCID000769
TungstenJapan New Metals Co., Ltd.JapanCID000825
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875
TungstenKennametal FallonUnited States Of AmericaCID000966
TungstenWolfram Bergbau und Hutten AGAustriaCID002044
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318



TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCID002513
TungstenH.C. Starck Tungsten GmbHGermanyCID002541
TungstenMasan High-Tech MaterialsViet NamCID002543
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551
TungstenNiagara Refining LLCUnited States Of AmericaCID002589
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827
TungstenACL Metais EireliBrazilCID002833
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCID002641
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaCID003401
TungstenLianyou Metals Co., Ltd.Taiwan, Province Of ChinaCID003407
TungstenCronimet Brasil LtdaBrazilCID003468
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313
TungstenHydrometallurg, JSCRussian FederationCID002649
TungstenUnecha Refractory metals plantRussian FederationCID002724
TungstenMoliren Ltd.Russian FederationCID002845
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416
TungstenHubei Green Tungsten Co., Ltd.ChinaCID003417
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427
TungstenArtek LLCRussian FederationCID003553
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaCID003609
TungstenOOO “Technolom” 2Russian FederationCID003612
TungstenOOO “Technolom” 1Russian FederationCID003614
TungstenLLC VostokRussian FederationCID003643
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662
TungstenHANNAE FOR T Co., Ltd.Korea, Republic OfCID003978





Schedule B
Countries of Origin List

ChinaNigerGhanaBahamas
BrazilSwitzerlandDjiboutiBarbados
JapanThailandSudanBelarus
CanadaDemocratic Republic of CongoSouth SudanBermuda
ChileMexicoTurkeyFinland
MalaysiaNigeriaViet NamHonduras
IndiaMozambiqueItalyNicaragua
PeruRwandaUzbekistanAmerican Samoa
ArgentinaHong KongMadagascarAruba
AustraliaIrelandPapua New GuineaDominica
AustriaBolivia (Plurinational State of)Saudi ArabiaGeorgia
GermanyFranceUnited Arab EmiratesLithuania
KoreaPanamaJerseySamoa
ColombiaEritreaArmeniaAfghanistan
MongoliaSouth AfricaBeninAlbania
GuyanaSpainLiechtensteinBulgaria
United StatesZimbabweMaliCentral African Republic
EthiopiaSierra LeoneSwedenCzechia
EcuadorUnited KingdomIsraelDominican Republic
IndonesiaPhilippinesPolandGuam
PortugalBurundiBurkina FasoKenya
CambodiaGuineaKyrgyzstanLiberia
BelgiumAngolaNetherlandsMauritania
KazakhstanEstoniaÃland IslandsNorway
MyanmarAndorraGuatemalaSenegal
HungaryTanzaniaMoroccoSlovakia
NamibiaCongoNew ZealandSlovenia
LuxembourgEgyptSurinameTajikistan
TaiwanSingaporeUganda
Russian FederationZambiaAzerbaijan