ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
(Title of Class) |
☒ | Accelerated Filer | ☐ | |||
Non-accelerated Filer | ☐ | Smaller Reporting Company | |||
Emerging Growth Company |
Class | Outstanding at February 26, 2020 | ||
Common stock, $0.001 par value | shares |
Exh. No. | Description of Exhibit | Filed herewith or incorporated by reference to: |
2.1 | Exhibit 2.1 to Form 8-K filed October 3, 2016 | |
2.2 | Exhibit 2.1 to Form 8-K filed February 2, 2018 | |
2.3 | Exhibit 2.1 to Form 8-K filed April 24, 2018 | |
3.1 | Exhibit 3.1 to Form 8-K filed October 3, 2016 | |
3.2 | Exhibit 3.1 to Form 8-K filed November 15, 2019 | |
4.1 | Exhibit 4.1 to Form 8-K filed October 3, 2016 | |
4.2 | Exhibit 4.2 to Form 10-K filed February 28, 2020 | |
4.3(A) | Exhibit 4.2 to Form S-3 filed October 30, 2014 | |
4.3(B) | Exhibit 4.1 to Form 8-K filed November 24, 2014 | |
4.3(C) | Exhibit 4.2 to Form 8-K filed October 3, 2016 | |
4.3(D) | Exhibit 4.1 to Form 8-K filed June 15, 2018 | |
10.1(A) | Exhibit 10.17 to Form 10-K filed March 10, 2006 | |
10.1(B) | Exhibit 10.23 to Form 10-K filed March 1, 2011 | |
10.1(C) | Exhibit 10.6 to Form 10-Q filed August 8, 2017 | |
10.2 | Exhibit 10.1 to Form 8-K filed May 16, 2018 | |
10.3+ | Exhibit 10.1 to Form 8-K filed November 15, 2017 | |
10.4+ | Exhibit 10.1 to Form 8-K filed May 11, 2015 | |
10.5+ | Exhibit 99.1 to Form 8-K filed May 8, 2017 | |
10.6+ | Exhibit 10.1 to Form 10-Q filed May 7, 2019 | |
10.7+ | Exhibit 10.3 to Form 10-Q filed August 8, 2017 | |
10.8(A)+ | Appendix B of Form DEF 14A filed March 23, 2017 | |
10.8(B)+ | Exhibit 10.5 to Form 10-Q filed November 10, 2015 | |
10.9(A)+ | Exhibit 10.1 to Form 10-Q filed May 7, 2019 |
10.9(B)+ | Exhibit 10.2 to Form 10-Q filed November 7, 2014 | |
10.9(C)+ | Exhibit 10.3 to Form 10-Q filed November 7, 2014 | |
10.9(D)+ | Exhibit 10.1 to Form 10-Q filed November 10, 2015 | |
10.9(E)+ | Exhibit 10.2 to Form 10-Q filed November 10, 2015 | |
10.9(F)+ | Exhibit 10.6 to Form 10-Q filed November 10, 2015 | |
10.9(G)+ | Exhibit 10.30 to Form 10-K filed February 24, 2017 | |
10.9(H)+ | Exhibit 10.4 to Form 10-Q filed August 8, 2017 | |
10.9(I)+ | Exhibit 10.5 to Form 10-Q filed August 8, 2017 | |
10.9(J)+ | Exhibit 10.1 to Form 10-Q filed August 2, 2019 | |
10.9(K)+ | Exhibit 10.9(K) to Form 10-K filed February 28, 2020 | |
10.10+ | Exhibit 10.1 to Form 10-Q filed May 8, 2017 | |
10.11+ | Exhibit 10.1 to Form 10-Q filed August 8, 2017 | |
10.12+ | Exhibit 10.2 to Form 10-Q filed August 8, 2017 | |
10.13+ | Exhibit 10.1 to Form 10-K filed February 22, 2019 | |
10.14+ | Exhibit 10.2 to Form 10-K filed February 22, 2019 | |
10.15+ | Exhibit 10.1 to Form 8-K filed November 18, 2019 | |
10.16+ | Exhibit 10.16 to Form 10-K filed February 28, 2020 | |
21.1 | Exhibit 21.1 to Form 10-K filed February 28, 2020 | |
23.1 | Exhibit 23.1 to Form 10-K filed February 28, 2020 | |
24.1 | Power of Attorney (included on signature page herein) | |
31.1 | Exhibit 31.1 to Form 10-K filed February 28, 2020 | |
31.2 | Exhibit 31.2 to Form 10-K filed February 28, 2020 | |
31.3 | Filed herewith | |
31.4 | Filed herewith | |
32.1 | Filed herewith | |
32.2 | Filed herewith | |
101++ | The following financial statements from this Annual Report on Form 10-K, formatted in Inline XBRL: (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Stockholders' Equity, (v) Consolidated Statements of Cash Flows, and (vi) Notes to Consolidated Financial Statements, tagged as blocks of text and including detailed tags | |
104++ | The cover page from this Amendment No. 1 on Form 10-K/A, formatted in Inline XBRL |
+ | Indicates management contract or compensatory plan or arrangement required to be filed as an exhibit to this Annual Report on Form 10-K. |
++ | Pursuant to applicable securities laws and regulations, the Company is deemed to have complied with the reporting obligation relating to the submission of interactive data files in such exhibits and is not subject to liability under any anti-fraud provisions of the federal securities laws as long as the Company has made a good faith attempt to comply with the submission requirements and promptly amends the interactive data files after becoming aware that the interactive data files fails to comply with the submission requirements. |
** | Portions of this document have been omitted and filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment under Rule 24b-2. |
By: | /S/ ROBERT G. PAINTER | |
Robert G. Painter, President and Chief Executive Officer |
1. | I have reviewed this Amendment No. 1 to the annual report on Form 10-K of Trimble Inc.; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: | May 22, 2020 | /s/ Robert G. Painter | |
Robert G. Painter | |||
Chief Executive Officer |
1. | I have reviewed this Amendment No. 1 to the annual report on Form 10-K of Trimble Inc.; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: | May 22, 2020 | /s/ David G. Barnes | |
David G. Barnes | |||
Chief Financial Officer |
• | the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and |
• | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
/s/ Robert G. Painter | |||
Robert G. Painter | |||
Chief Executive Officer |
• | the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and |
• | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
/s/ David G. Barnes | |||
David G. Barnes | |||
Chief Financial Officer |
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Cover - USD ($) $ in Billions |
12 Months Ended | ||
---|---|---|---|
Jan. 03, 2020 |
Feb. 26, 2020 |
Jun. 28, 2019 |
|
Document Information [Line Items] | |||
Document Type | 10-K/A | ||
Document Annual Report | true | ||
Document Period End Date | Jan. 03, 2020 | ||
Document Transition Report | false | ||
Entity File Number | 001-14845 | ||
Entity Registrant Name | TRIMBLE INC. | ||
Entity Incorporation, State or Country Code | DE | ||
Entity Tax Identification Number | 94-2802192 | ||
Entity Address, Address Line One | 935 Stewart Drive | ||
Entity Address, City or Town | Sunnyvale | ||
Entity Address, State or Province | CA | ||
Entity Address, Postal Zip Code | 94085 | ||
City Area Code | 408 | ||
Local Phone Number | 481-8000 | ||
Title of 12(b) Security | Common Stock, $0.001 par value | ||
Trading Symbol | TRMB | ||
Security Exchange Name | NASDAQ | ||
Entity Well-known Seasoned Issuer | Yes | ||
Entity Voluntary Filers | No | ||
Entity Current Reporting Status | Yes | ||
Entity Interactive Data Current | Yes | ||
Entity Filer Category | Large Accelerated Filer | ||
Entity Small Business | false | ||
Entity Emerging Growth Company | false | ||
Entity Shell Company | false | ||
Entity Public Float | $ 11.4 | ||
Entity Common Stock, Shares Outstanding | 250,166,168 | ||
Amendment Flag | true | ||
Document Fiscal Period Focus | FY | ||
Document Fiscal Year Focus | 2019 | ||
Entity Central Index Key | 0000864749 | ||
Current Fiscal Year End Date | --01-03 | ||
Documents Incorporated by Reference | Certain parts of Trimble Inc. Proxy Statement relating to the annual meeting of stockholders to be held on May 27, 2020 (the “Proxy Statement”) are incorporated by reference into Part III of this Annual Report on Form 10-K.
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Amendment Description | We are filing this Amendment No. 1 to our Annual Report on Form 10-K for the year ended January 3, 2020 filed with the Securities and Exchange commission on February 28, 2020 (the “Original Filing”) for the sole purpose of including amended Exhibits 32.1 and 32.2 which contain the Section 906 Certifications of our Chief Executive Officer and Chief Financial Officer, respectively. The Certifications included in Exhibits 32.1 and 32.2 to the Original Filing contained typographical errors.Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this Form 10-K/A also contains new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, which are attached hereto. Because no financial statements have been included in this Form 10-K/A and this Form 10-K/A does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4, and 5 of the certifications have been omitted. Except as described above, no other changes have been made to the Original Filing, and this Form 10-K/A does not modify, amend or update in any way any of the financial or other information contained in the Original Filing. This Form 10-K/A does not reflect events that may have occurred subsequent to the filing date of the Original Filing. |