-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POeGXxcqnBMOKrNIbhB4tQV+E2bq0a4IMQ4M/CL4R5s5OLVpnkixRxV6C5ysGrCN rr+hZ1mIn5/ORLFShncMRQ== 0001140437-02-000069.txt : 20020607 0001140437-02-000069.hdr.sgml : 20020607 20020606153130 ACCESSION NUMBER: 0001140437-02-000069 CONFORMED SUBMISSION TYPE: 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYALTY MORTGAGE INCOME FUNDS IV CENTRAL INDEX KEY: 0000864603 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 770278390 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-21652 FILM NUMBER: 02672214 BUSINESS ADDRESS: STREET 1: 725 WEST SHAW AVENUE CITY: FRESNO STATE: CA ZIP: 93704 BUSINESS PHONE: 2092281980 10-Q 1 rmif4_10q.txt IN ACCORDANCE WITH RULE 202 OF REGULATION S-T, THIS 10-Q IS BEING FILED IN PAPER PURSUANT TO A CONTINUING HARDSHIP EXEMPTION. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) /X/ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended March 31, 2002 OR / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _________ to _________ Commission file number 33-35235 Royalty Mortgage Income Fund IV (A California Limited Partnership) ---------------------------------- (Exact name of registrant as specified in its charter) California 77-0278390 - ---------- ----------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 686 East Bullard Avenue, Suite 105 Fresno, California 93710 ------------------------ (Address of principal executive offices) (559) 261-9002 -------------- (Registrant's telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes /X/ No / / PART I - FINANCIAL INFORMATION ITEM 1. FINANCIAL STATEMENTS. As a result of the uncertainties previously reported, the General Partner's current management is concerned that it does not have complete access to all information and records relevant to the Registrant's business, operations and financial condition during the period prior to the acquisition of the General Partner by Baraban Holdings Corporation ("BHC") on November 1, 1992. The accounting treatment for certain transactions during that period may affect the accounting treatment for certain transactions during the three months ending March 31, 2002. In addition, current management believes that it may not be in possession of certain financial records of the Registrant. Pursuant to Rule 12b-21 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Registrant has included in this report only such information as is currently possessed by the Registrant. ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS FOR THE THREE MONTHS ENDED MARCH 31, 2002. Current management believes that it may not be in possession of certain financial records of the Registrant and is concerned that it does not have complete access to all information and records relevant to the Registrant's business, operations and financial condition during the period prior to the acquisition of the General Partner by BHC on November 1, 1992. Pursuant to Rule 12b-21 promulgated under the Exchange Act, the Registrant has included in this report only such information as is currently possessed by the Registrant. PART II - OTHER INFORMATION ITEM 1. LEGAL PROCEEDINGS. None. ITEM 2. CHANGES IN SECURITIES. None. ITEM 3. DEFAULTS UPON SENIOR SECURITIES. Not Applicable. 2 ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. None. ITEM 5. OTHER INFORMATION. None. ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K. (a) Exhibits: None. (b) Reports on Form 8-K: None. SIGNATURES Pursuant to the requirement of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ROYALTY MORTGAGE INCOME FUND IV A California limited partnership 686 East Bullard Avenue, Suite 105 Fresno, California 93710 By: ROYALTY MANAGEMENT CORPORATION Its: General Partner Date: May 15, 2002 By: --------------------------------- Victoria Nino Assistant Secretary 3 -----END PRIVACY-ENHANCED MESSAGE-----