0001104659-16-100972.txt : 20160229
0001104659-16-100972.hdr.sgml : 20160229
20160229153042
ACCESSION NUMBER: 0001104659-16-100972
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASCADE MICROTECH INC
CENTRAL INDEX KEY: 0000864559
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9100 SW GEMINI DRIVE
CITY: BEAVERTON
STATE: OR
ZIP: 97008
BUSINESS PHONE: 5036011000
MAIL ADDRESS:
STREET 1: 9100 SW GEMINI DRIVE
CITY: BEAVERTON
STATE: OR
ZIP: 97008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELAFIELD JOHN D
CENTRAL INDEX KEY: 0001400003
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51072
FILM NUMBER: 161467253
MAIL ADDRESS:
STREET 1: 3633 136TH PLACE SE, STE 110
CITY: BELLEVUE
STATE: WA
ZIP: 98006
4
1
a4.xml
4
X0306
4
2016-02-26
0
0000864559
CASCADE MICROTECH INC
CSCD
0001400003
DELAFIELD JOHN D
9100 SW GEMINI DRIVE
BEAVERTON
OR
97008
1
0
1
0
Common Stock
2016-02-26
4
S
0
3000
20.5057
D
1670445
I
By Delafield Hambrecht Partners Fund, LP
Common Stock
105850
D
Common Stock
1500
I
By Spouse
The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.5057 to $20.5057 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
James Nias / by Power of Attorney
2016-02-27