0001104659-16-094199.txt : 20160205 0001104659-16-094199.hdr.sgml : 20160205 20160205120032 ACCESSION NUMBER: 0001104659-16-094199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE MICROTECH INC CENTRAL INDEX KEY: 0000864559 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 BUSINESS PHONE: 5036011000 MAIL ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raim Ellen CENTRAL INDEX KEY: 0001499183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51072 FILM NUMBER: 161391068 MAIL ADDRESS: STREET 1: CASCADE MICROTECH INC. STREET 2: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 4 1 a4.xml 4 X0306 4 2016-02-03 0 0000864559 CASCADE MICROTECH INC CSCD 0001499183 Raim Ellen 9100 SW GEMINI DRIVE BEAVERTON OR 97008 0 1 0 0 VP, Human Resources Common Stock 2016-02-03 4 M 0 191 0.00 A 24793 D Common Stock 2016-02-03 4 F 0 80 15.2800 D 24713 D Restricted Stock Units 0.00 2016-02-03 4 M 0 191 0.0 D 2016-02-03 Common Stock 191 0 D These Restricted Stock Units do not carry a conversion price. Per the terms of the agreement and using aggregate market value sufficient to pay applicable taxes, shares were withheld and surrendered to the Company to satisfy tax withholding obligation in connection with the vesting of Restricted Stock Units. Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. Common Stock upon vesting. Restricted Stock Units vest annually on the anniversary date of the award in five annual installments; 12.5% the first and fifth tranches, and 25% the second, third, and fourth tranches. Restricted Stock Units have no expiration date. James Nias, by Power of Attorney 2016-02-04