-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBzFeQLW4Wn7wHoAlxR88tJHI4uF6WUS8MbJgnJBButQbVudO3cpYY/YgFP/ii5S TqEixok2zcVgCoYU/x9C2w== 0001104659-07-035163.txt : 20070503 0001104659-07-035163.hdr.sgml : 20070503 20070503102847 ACCESSION NUMBER: 0001104659-07-035163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070430 FILED AS OF DATE: 20070503 DATE AS OF CHANGE: 20070503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pence John CENTRAL INDEX KEY: 0001311552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51072 FILM NUMBER: 07813411 BUSINESS ADDRESS: BUSINESS PHONE: (503) 601-1000 MAIL ADDRESS: STREET 1: 2430 N.W. 206TH AVENUE CITY: BEAVERTON STATE: OR ZIP: 97006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE MICROTECH INC CENTRAL INDEX KEY: 0000864559 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2430 NW 206TH AVENUE CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 5036011000 MAIL ADDRESS: STREET 1: 2430 NW 206TH AVENUE CITY: BEAVERTON STATE: OR ZIP: 97006 4 1 a4.xml 4 X0202 4 2007-04-30 0 0000864559 CASCADE MICROTECH INC CSCD 0001311552 Pence John 2430 N.W. 206TH AVENUE BEAVERTON OR 97006 0 1 0 0 VP/GM Engineering Products Div Common Stock 2007-04-30 4 M 0 4900 7.00 A 14081 D Common Stock 2007-04-30 4 S 0 3000 13.00 D 11081 D Common Stock 2007-04-30 4 S 0 1800 13.01 D 9281 D Common Stock 2007-04-30 4 S 0 100 13.02 D 9181 D Incentive Stock Option (right to buy) 7.00 2007-04-30 4 M 0 4900 7.00 D 2010-09-15 Common Stock 4900 7900 D Reporting person acquired shares of common stock upon exercises of incentive stock options Shares sold pursuant to existing 10(b)(5)-1 plan. 3,600 options vested and became exercisable on September 15, 2001 with the remaining 14,400 options vesting and becoming exercisable annually thereafter in four equal installments ending September 15, 2005. Madelaine Salas by Power of Attorney 2007-05-02 -----END PRIVACY-ENHANCED MESSAGE-----