-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PnNM9OZttIdY5ME7IM7LWRhcYJUe/GlPFM+yyONrLv0lte4AZNwrEgtPUnzJn1AW l8ZH97YJmZkYDQDlTgfDgg== 0000912057-99-006917.txt : 19991122 0000912057-99-006917.hdr.sgml : 19991122 ACCESSION NUMBER: 0000912057-99-006917 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991110 FILED AS OF DATE: 19991119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CYRK INC CENTRAL INDEX KEY: 0000864264 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 043081657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-21878 FILM NUMBER: 99761280 BUSINESS ADDRESS: STREET 1: 3 POND RD CITY: GLOUCESTER STATE: MA ZIP: 01930 BUSINESS PHONE: 5082835800 MAIL ADDRESS: STREET 1: 3 POND RD CITY: GLOCESTER STATE: MA ZIP: 01930 FORMER COMPANY: FORMER CONFORMED NAME: CYRK INTERNATIONAL INC DATE OF NAME CHANGE: 19930521 COMPANY DATA: COMPANY CONFORMED NAME: BURKLE RONALD W CENTRAL INDEX KEY: 0001015899 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 10000 STREET 2: 10000 SANTA MONICA BOULEVARD 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3107897800 3 1 FORM 3
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 WASHINGTON, D.C. 20549 - -------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or (Print or Type Responses) Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name AND Ticker or Trading Symbol quiring Statement Burkle Ronald W. (Month/Day/Year) Cyrk, Inc. (CYRK) - ------------------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) November 10, 1999 5. Relationship of Reporting Person(s) 6. If Amendment, Date ----------------------- to Issuer (Check all applicable) of Original 3. IRS or Social Se- X Director X 10% Owner (Month/Day/Year) c/o The Yucaipa Companies curity Number of ---- ---- 10000 Santa Monica Blvd., Fifth Floor Reporting Person Officer (give Other (specify --------------------- - ------------------------------------------------- (Voluntary) title below) below) 7. Individual or (Street) ---- ---- Joint/Group Filing (Check Applicable Line) --------------------------- Form filed by One X Reporting Person --- Form filed by More than One Reporting Person Los Angeles California 90067 --- - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ The reporting person does not have or share a pecuniary interest in any non-derivative securities required to be reported. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (7-97)
FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- or Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Series A Senior Cumulative See See Common Stock, $0.01 3,030,303* See I Ronald W. Burke Participating Convertible below** below** par value below* controls OA3, LLC, Preferred Stock (25,000 shares) which controls Multi-Accounts, LLC, which controls Overseas Toys L.P., which directly owns the securities - ----------------------------------------------------------------------------------------------------------------------------------- Warrants to purchase 15,000 Anytime See Common Stock, $0.01 1,666,666*** See I Ronald W. Burke shares of Series A Senior prior to below*** par value below*** controls OA3, LLC, Cumulative Convertible Novem- which controls Preferred Stock ber 10, Multi-Accounts, LLC, 2004*** which controls Overseas Toys L.P., which directly owns the securities - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EXPLANATION OF RESPONSES: * Each share of Convertible Preferred Stock is convertible, at the option of the holder, into the amount of Common Stock equal to the sum of $1,000 plus all accrued and unpaid dividends, divided by $8.25 (subject to adjustment). The 25,000 shares of Convertible Preferred Stock are initially convertible into 3,030,303 shares of Common Stock. **At the option of Cyrk, Inc. (the "Issuer"), if the average closing prices of the Issuer's Common Stockhave exceeded $12.00 for sixty consecutive trading days on or after November 19, 2002, all or a portion of the shares of Convertible Preferred Stock may be redeemed. At the opti of the Issuer, all or a portion of the shares of Convertible Preferred Stock may be redeemed on or after November 10, 2005. ***The warrant is exercisable for 15,000 shares of Convertible Preferred Stock for an aggregate purchase price of $15,000,000. Each share of Convertible Preferred Stock is convertible, at the optin of the holde, into the amount of Common Stock equal to the sum of $1,000 plus all accrued and unpaid dividends, divided by $9.00 (subject to adjustment). The shares purchase under the warrant are initially convertible into 1,666,666 shares of Common Stock. The warrant will expire on the earlier of (i) the time when it has been exercised for all 15,000 shares of Convertible Preferred Stock and (ii) November 10, 2004. OA3, LLC /s/ Ronald W. Burkle November 15, 1999 ------------------------------------- ---------------------- Managing Member Date Signature of Reporting Person Page 2 SEC 1473 (7-97)
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