-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqM3z877t6bQyR4J+ZNQKC+2Z29mGa7QrzBiK4t4aec+eUaKT3QgcX2QG/fLM4Zr CL1U1MCb3V5Xc8pt8treEw== 0000950135-99-000806.txt : 19990217 0000950135-99-000806.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950135-99-000806 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC II L.P. GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC L.P. GROUP MEMBERS: ADVENT INDUSTRIAL II L.P. GROUP MEMBERS: ADVENT NEW YORK L.P. GROUP MEMBERS: ADVENT VI L.P. GROUP MEMBERS: ADVENT VII L P GROUP MEMBERS: TA ASSOCIATE MANAGEMENT L.P. GROUP MEMBERS: TA ASSOCIATES SERVICE CORPORATION GROUP MEMBERS: TA ASSOCIATES VII L.P. GROUP MEMBERS: TA ASSOCIATES, INC. GROUP MEMBERS: TA VENTURE INVESTORS L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP PLC \GA\ CENTRAL INDEX KEY: 0000864047 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 630780404 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42517 FILM NUMBER: 99542325 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE CITY: LONDON EC2M 4YR STATE: X0 BUSINESS PHONE: 01144716263434 MAIL ADDRESS: STREET 1: 1315 PEACHTREE ST NE STREET 2: C/O INVESCO CITY: ALTANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC DATE OF NAME CHANGE: 19940809 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO MIM PLC DATE OF NAME CHANGE: 19930519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT VII L P CENTRAL INDEX KEY: 0000938846 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043181563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746700 MAIL ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH STREET SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 AMVESCAP PLC (FORMERLY INVESCO PLC) 1 ------------------------ OMB APPROVAL ------------------------ OMB Number: 3235-0145 Expires: 31-Aug-99 Estimated Average burden hours per response ------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.___)* AMVESCAP PLC (formerly Invesco PLC) - -------------------------------------------------------------------------------- (Name of Issuer) ORDINARY SHARES OF TWENTY-FIVE PENCE EACH FULLY PAID - -------------------------------------------------------------------------------- (Title of Class of Securities) N/A - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 2 - -------------- ------ CUSIP No. N/A SCHEDULE 13G Page 2 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Advent VII L.P. 04-3181563 Advent VI L.P. 51-0309893 Advent Industrial II L.P. 51-0314268 Advent New York L.P. 04-3095408 Advent Atlantic and Pacific L.P. 04-2928123 Advent Atlantic and Pacific II L.P. 04-3123521 TA Venture Investors L.P. 04-3068354 TA Associates Management L.P. 04-3205796 TA Associates VII L.P. 04-3081388 TA Associates, Inc. 04-3204751 TA Associates Service Corporation 04-3214469 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Advent VII L.P. Delaware Advent VI L.P. Delaware Advent Industrial II L.P. Delaware Advent New York L.P. Delaware Advent Atlantic and Pacific L.P. Delaware Advent Atlantic and Pacific II L.P. Delaware TA Venture Investors L.P. Massachusetts TA Associates Management L.P. Massachusetts TA Associates VII L.P. Delaware TA Associates, Inc. Delaware TA Associates Service Corporation Massachusetts - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY N/A EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Advent VII L.P. 3.47% Advent VI L.P. 2.78% Advent Industrial II L.P. 0.65% Advent New York L.P. 0.42% Advent Atlantic and Pacific L.P. 0.42% Advent Atlantic and Pacific II L.P. 1.81% TA Venture Investors L.P. 0.10% TA Associates Management L.P. 0.01% TA Associates VII L.P. 0.07% TA Associates, Inc. 0.03% TA Associates Service Corporation 0.03% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON Each entity is a Limited Partnership ================================================================================ SEE INSTRUCTIONS BEFORE FILLING OUT! 3 ATTACHMENT TO FORM 13G Page 3 ITEM 1(a) NAME OF ISSUER: AMVESCAP PLC (formerly Invesco PLC) ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 11 Devonshire Square London EC2M 4YR ENGLAND ITEM 2(a) NAME OF PERSON FILING: Advent VII L.P. Advent VI L.P. Advent Industrial II L.P Advent New York L.P. Advent Atlantic and Pacific L.P. Advent Atlantic and Pacific II L.P. TA Venture Investors L.P. TA Associates Management L.P. TA Associates VII L.P. TA Associates, Inc. TA Associates Service Corporation ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: C/o TA Associates 125 High Street, Suite 2500 Boston, MA 02110 ITEM 2(c) CITIZENSHIP: Not Applicable ITEM 2(d) TITLE AND CLASS OF SECURITIES: Ordinary Shares of Twenty-Five Pence Each Fully Paid ITEM 2(e) CUSIP NUMBER: N/A ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4 OWNERSHIP ITEM 4(a) AMOUNT BENEFICIALLY OWNED: COMMON STOCK ------------ Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 ITEM 4(b) PERCENT OF CLASS PERCENTAGE ---------- Advent VII L.P. 3.47% Advent VI L.P. 2.78% Advent Industrial II L.P. 0.65% Advent New York L.P. 0.42% Advent Atlantic and Pacific L.P. 0.42% Advent Atlantic and Pacific II L.P. 1.81% TA Venture Investors L.P. 0.10% TA Associates Management L.P. 0.01% TA Associates VII L.P. 0.07% TA Associates, Inc. 0.03% TA Associates Service Corporation 0.03% ITEM 4(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE: COMMON STOCK ------------ Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: N/A (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION: COMMON STOCK ------------ Advent VII L.P. 4,647,870 Advent VI L.P. 2,860,209 Advent Industrial II L.P. 871,248 Advent New York L.P. 586,844 Advent Atlantic and Pacific L.P. 586,844 Advent Atlantic and Pacific II L.P. 2,419,654 TA Venture Investors L.P. 134,074 TA Associates Management L.P. 18,511 TA Associates VII L.P. 94,662 TA Associates, Inc. 40,496 TA Associates Service Corporation 40,496 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION N/A 4 Page 4 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY, WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: This schedule 13G is filed pursuant to Rule 13d-1 (c). For the agreement of group members to a joint filing, see below. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10 CERTIFICATION: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. AGREEMENT FOR JOINT FILING Advent VII L.P., Advent VI L.P., Advent Industrial II L.P., Advent New York L.P., Advent Atlantic & Pacific L.P., Advent Atlantic & Pacific II L.P., TA Venture Investors L.P., TA Associates Management L.P., TA Associates VII L.P., TA Associates, Inc. and TA Associates Service Corporation hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of AMVESCAP PLC. Dated: ADVENT VII L.P. By: TA Associates VII L.P., its General Partner By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT VI L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT INDUSTRIAL II L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT NEW YORK L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC L.P. By: TA Associates AAP Venture L.P., its General Partner By: TA Associates AAP L.P. By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC II L.P. By: TA Associates AAP II Partners L.P., its General Partner By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director TA VENTURE INVESTORS L.P. By: --------------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES MANAGEMENT L.P. By: TA Associates, Inc. its General Partner By: --------------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES VII L.P. By: TA Associates, Inc. By: --------------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES, INC. By: --------------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES SERVICE CORPORATION By: --------------------------------------------------- Katherine S. Cromwell, Managing Director -----END PRIVACY-ENHANCED MESSAGE-----