0001144204-13-023283.txt : 20130423
0001144204-13-023283.hdr.sgml : 20130423
20130423095730
ACCESSION NUMBER: 0001144204-13-023283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130419
FILED AS OF DATE: 20130423
DATE AS OF CHANGE: 20130423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06111
FILM NUMBER: 13775377
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC
CENTRAL INDEX KEY: 0000863900
IRS NUMBER: 133576061
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147654499
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900807
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900805
4
1
v342140_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-04-19
0
0000863900
MEXICO EQUITY & INCOME FUND INC
MXE
0001067621
GOLDSTEIN PHILLIP
C/O MEXICO EQUITY AND INCOME FUND, INC.
615 EAST MICHIGAN STREET, 4TH FLOOR
MILWAUKEE,
WI
53202
1
0
0
0
Common Stock
2013-04-19
4
S
0
8121
17.0013
D
4236
I
Footnote
Common Stock
2013-04-19
4
S
0
3211
17.0013
D
1675
I
Footnote
Common Stock
2013-04-19
4
S
0
9974
17.0013
D
5202
I
Footnote
Common Stock
2013-04-19
4
S
0
2386
17.0013
D
1245
I
Footnote
Common Stock
1
D
The reported securities are held by Full Value Partners, LP ("Full Value"). The Reporting Person is a limited partner of Full Value. The Reporting Person is also a managing member of Bulldog Holdings, LLC, the sole member of Full Value Advisors, LLC, which is the general partner of Full Value. In addition, the Reporting Person is a managing member of Brooklyn Capital Management, LLC, the investment adviser to Full Value ("BCM"). BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Calapasas West Partners, LP ("Calapasas West"). The Reporting Person is a managing member of Bulldog Holdings, LLC, the sole member of Full Value Advisors, LLC, which is the general partner of Calapasas West. In addition, the Reporting Person is a managing member of BCM, the investment adviser to Calapasas West. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Opportunity Partners, LP ("Opportunity Partners"). The Reporting Person is a limited partner of Opportunity Partners. The Reporting Person is also a managing member of Bulldog Holdings, LLC, the sole member of Kimball & Winthrop, LLC, which is the general partner of Opportunity Partners. In addition, the Reporting Person is a managing member of BCM, the investment adviser to Opportunity Partners. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Steady Gain Partners, LP ("Steady Gain"). The Reporting Person is a managing member of BCM, the investment adviser to Steady Gain. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
/s/ Stephanie L. Darling, as attorney-in-fact for Phillip Goldstein
2013-04-22