0001144204-13-022422.txt : 20130417
0001144204-13-022422.hdr.sgml : 20130417
20130417114027
ACCESSION NUMBER: 0001144204-13-022422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130415
FILED AS OF DATE: 20130417
DATE AS OF CHANGE: 20130417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dakos Andrew
CENTRAL INDEX KEY: 0001341021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06111
FILM NUMBER: 13766200
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC
CENTRAL INDEX KEY: 0000863900
IRS NUMBER: 133576061
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147654499
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900807
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900805
4
1
v341628_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-04-15
0
0000863900
MEXICO EQUITY & INCOME FUND INC
MXE
0001341021
Dakos Andrew
C/O MEXICO EQUITY AND INCOME FUND, INC.
615 EAST MICHIGAN STREET, 4TH FLOOR
MILWAUKEE
WI
53202
1
0
0
0
Common Stock
2013-04-15
4
S
0
8946
17.2234
D
12357
I
Footnote
Common Stock
2013-04-15
4
S
0
3537
17.2234
D
4886
I
Footnote
Common Stock
2013-04-15
4
S
0
10988
17.2234
D
15176
I
Footnote
Common Stock
2013-04-15
4
S
0
2629
17.2234
D
3631
I
Footnote
The reported securities are held by Full Value Partners, LP ("Full Value"). The Reporting Person is a limited partner of Full Value. The Reporting Person is also a managing member of Bulldog Holdings, LLC, the sole member of Full Value Advisors, LLC, which is the general partner of Full Value. In addition, the Reporting Person is a managing member of Brooklyn Capital Management, LLC, the investment adviser to Full Value ("BCM"). BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Calapasas West Partners, LP ("Calapasas West"). The Reporting Person is a managing member of Bulldog Holdings, LLC, the sole member of Full Value Advisors, LLC, which is the general partner of Calapasas West. In addition, the Reporting Person is a managing member of BCM, the investment adviser to Calapasas West. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Opportunity Partners, LP ("Opportunity Partners"). The Reporting Person is a limited partner of Opportunity Partners. The Reporting Person is also a managing member of Bulldog Holdings, LLC, the sole member of Kimball & Winthrop, LLC, which is the general partner of Opportunity Partners. In addition, the Reporting Person is a managing member of BCM, the investment adviser to Opportunity Partners. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
The reported securities are held by Steady Gain Partners, LP ("Steady Gain"). The Reporting Person is a managing member of BCM, the investment adviser to Steady Gain. BCM has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
/s/ Stephanie L. Darling, as attorney-in-fact for Andrew Dakos
2013-04-17