-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J8GREGRDy/HGy8TPLWDvDIn5wNgCW+5XpLpA2Q8KYg3udsMr2O5MDNe4WNhQuSZC Lbm0HDxrjv8r/0ai223msQ== 0001144204-06-000219.txt : 20060104 0001144204-06-000219.hdr.sgml : 20060104 20060104125441 ACCESSION NUMBER: 0001144204-06-000219 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC CENTRAL INDEX KEY: 0000863900 IRS NUMBER: 133576061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-10554 FILM NUMBER: 06505814 BUSINESS ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN STREET, LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147654499 MAIL ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN STREET, LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900807 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900805 8-A12B 1 v032599_8a12b.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

The Mexico Equity and Income Fund, Inc.

(Exact name of registrant as specified in its charter)

Maryland
 
13-3576061
(State of incorporation or organization)
 
(I.R.S. Employer Identification No.)
     
615 East Michigan Street, 2nd Floor, Milwaukee, WI
 
53202
(Address of principal executive offices)
 
(Zip Code)
 
Securities to be registered to Section 12(b) of the Act:

Title of each class to be so registered
 
Name of each exchange on which
each class is to be registered
     
Preferred Stock, par value $0.001 per share
 
The New York Stock Exchange
 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o

Securities Act registration statement file number to which this form relates:
333-128040    (if applicable)

Securities to be registered pursuant to Section 12(g) of the Act: None
 


Item 1. Description of Registrant’s Securities to be Registered.
 
General

A description of the Registrant’s Preferred Stock, par value $0.001 per share, is set forth under the heading “Description of Our Capital Stock” in the Registrant’s Registration Statement on Form N-2 (Registration No. 333-128040) (the “Registration Statement”), filed with the Securities and Exchange Commission on October 31, 2005, as amended, which information is incorporated by reference herein. The description was amended in the final Prospectus which was filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, with the Securities and Exchange Commission on November 17, 2005, and which is incorporated by reference herein.

Item 2. Exhibits.

1.
Restatement of Articles of the Registrant (Incorporated by Reference from Exhibit 2(a)(1) of the Registrant’s Registration Statement on Form N-2/A, File No. 333-128040).
   
2.
Articles Supplementary of the Articles of Incorporation of the Registrant (Incorporated by Reference from Exhibit 2(a)(2) of the Registrant’s Registration Statement on Form N-2/A, File No. 333-128040).
   
3.
Amended and Restated Bylaws (Incorporated by reference to Exhibit 2(b) to Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-2, File No. 33-35089).
   
4.
Form of Subscription Certificate (Incorporated by Reference from Exhibit 2(d)(1) of the Registrant’s Registration Statement on Form N-2/A, File No. 333-128040).
   
5.
Specimen Common Stock Certificate (Incorporated by Reference from Exhibit 2(d)(3) of the Registrant’s Registration Statement on Form N-2/A, File No. 333-128040).
   
6.
Specimen Preferred Stock Certificate (Incorporated by Reference from Exhibit 2(d)(4) of the Registrant's Registration Statement on Form N-2/A, File No. 333-128040).





SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 
The Mexico Equity and Income Fund, Inc.
       
       
Date: January 4, 2006
By:
/s/
Maria Eugenia Pichardo
   
Name:
Maria Eugenia Pichardo
   
Title:
President
       


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