EX-99.2(D)(2) 3 c14925a1exv99w2xdyx2y.htm FORM OF NOTICE OF GUARANTEED DELIVERY exv99w2xdyx2y
 

Exhibit 2(d)(2)
NOTICE OF GUARANTEED DELIVERY FOR SHARES OF COMMON STOCK OF THE MEXICO EQUITY AND INCOME FUND, INC. SUBSCRIBED FOR PURSUANT TO THE BASIC SUBSCRIPTION RIGHT AND THE OVER-SUBSCRIPTION PRIVILEGE
The Mexico Equity and Income Fund, Inc. Rights Offering
As set forth in the Fund’s Prospectus dated July 17, 2007 (the “Prospectus”) under “Common Stock Rights Offering – Election to Purchase Common Stock,” this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all shares of The Mexico Equity and Income Fund, Inc. common stock subscribed for by exercise of Rights pursuant to the Basic Subscription Right and the Over-Subscription Privilege. Such form may be delivered by hand or sent by facsimile transmission, overnight courier or mail to the Subscribing Agent and must be received prior to 5:00 p.m. New York City time on August 17, 2007 (the “Expiration Date”).* The terms and conditions of the Offer set forth in the Prospectus are incorporated by reference herein. Capitalized terms used and not otherwise defined herein have the meanings attributed to them in the Prospectus.
The Subscribing Agent is:
COMPUTERSHARE TRUST COMPANY, N.A.
     
BY FACSIMILE
  BY MAIL:
(TELECOPIES):
   Computershare Trust Company, N.A.
(781) 930-4942
  P.O. Box 859208
Confirm by telephone to:
  Braintree, MA 02185-9208
(781) 930-4900
 
 
    
BY EXPRESS MAIL OR OVERNIGHT COURIER:
  BY HAND:
Computershare Trust Company
  Computershare Trust Company, N.A.
161 Bay State Drive
  161 Bay State Drive
Braintree, MA 02184
  Braintree, MA 02184
DELIVERY OF THIS INSTRUMENT TO AN ADDRESS OR TRANSMISSION OF INSTRUCTIONS VIA A TELECOPY OR FACSIMILE NUMBER OTHER THAN AS SET FORTH ABOVE DOES NOT CONSTITUTE A VALID DELIVERY.
The New York Stock Exchange member firm or bank or trust company which completes this form must communicate the guarantee and the number of shares subscribed for under both the Basic Subscription Right and the Over-Subscription Privilege to the Subscribing Agent and must deliver this Notice of Guaranteed Delivery prior to 5:00 p.m., New York City time, on the Expiration Date,* guaranteeing delivery of (i) payment in full for all subscribed shares and (ii) a properly completed and executed Subscription Certificate to the Subscribing Agent. The Subscription Certificate and full payment must then be delivered by the close of business on the
 
*   Unless extended by the Fund

 

 

fifth business day (August 24, 2007) after the Expiration Date (unless extended by the Fund) to the Subscription Agent. Failure to do so will result in a forfeiture of the Rights.
GUARANTEE
The undersigned, a member firm of the New York Stock Exchange or a bank or trust company, guarantees delivery of payment to the Subscription Agent by the close of business (5:00 p.m., New York City time) on the fifth business day (August 24, 2007) after the Expiration Date (unless extended by the Fund) of (i) a properly completed and executed Subscription Certificate and (ii) payment of the full Subscription Price for shares subscribed for in the Basic Subscription Right and pursuant to the Over-Subscription Privilege, if applicable, as subscription for such shares is indicated herein or in the Subscription Certificate.
The Mexico Equity and Income Fund, Inc.
                 
            Broker Assigned Control #:                     
 
1.
  Basic Subscription Right   Number of Rights to be
exercised: ___ Rights 		  Number of shares requested for which you are guaranteeing delivery of Rights and payment: ___ shares   Payment to be made in connection with Basic Subscription
shares: $                     
 
                
2.
  Over-Subscription       Number of Over-Subscription shares requested for which you are guaranteeing payment: ___ shares   Payment to be made in connection with Over-Subscription
shares: $                     
 
                
3.
  Totals   Total number of Rights to be delivered: ___ Rights       $                     
          Total Payment
Method of Delivery of Rights (circle one)
A.   Through The Depository Trust Company (“DTC”)**
 
B.   Direct to the Subscribing Agent. Please reference below the registration of the Rights to be delivered
 
**   IF THE RIGHTS ARE TO BE DELIVERED THROUGH DTC, CALL THE SUBSCRIBING AGENT TO OBTAIN A PROTECTED IDENTIFICATION NUMBER, WHICH NEEDS TO BE COMMUNICATED BY YOU TO DTC.

 

 

         
 
       
 
        
 
       
 
        
 
 
 
    
    PLEASE ASSIGN A UNIQUE CONTROL NUMBER FOR EACH GUARANTEE SUBMITTED. This number needs to be referenced on any direct delivery of Rights or any delivery through DTC. In addition, please note that if you are guaranteeing for Over-Subscription Shares and are a DTC participant, you must also execute and forward to Computershare Trust Company, N.A. a DTC Participant Over-Subscription Exercise Form.
     
 
   
Name
  Authorized Signature
 
    
 
   
DTC Participant Number
  Title
 
    
 
   
Address
  Name (please type or print)
 
    
 
   
Zip Code
  Phone Number
 
    
 
   
Contact Name
  Date
BENEFICIAL OWNER LISTING CERTIFICATION
The Mexico Equity and Income Fund, Inc. Rights Offering
The undersigned, a bank, broker or other nominee holder of Rights (“Rights”) to purchase shares of Common Stock, $.001 par value, of The Mexico Equity and Income Fund, Inc. (the “Fund”) pursuant to the Rights Offering (the “Offer”) described and provided for in the Fund’s Prospectus dated July 17, 2007 (the “Prospectus”), hereby certifies to the Fund and to Computershare Trust Company, N.A., as Subscribing Agent for such Offer, that for each numbered line filled in below, the undersigned has exercised, on behalf of the beneficial owner thereof (which may be the undersigned), the number of Rights specified on such line pursuant to the Basic Subscription Right (as defined in the Prospectus) and such beneficial owner wishes to subscribe for the purchase of additional shares pursuant to the Over-Subscription Privilege (as defined in the Prospectus), in the amount set forth in the third column of such line.

 

 

                         
            NUMBER OF RIGHTS     NUMBER OF SHARES  
    Number of Record Date     exercised pursuant to the     requested pursuant to the  
    Shares owned     Basic Subscription Right     Over-Subscription Privilege  
1
                        
 
                  
 
                        
2
                        
 
                  
 
                        
3
                        
 
                  
 
                        
4
                        
 
                  
 
                        
5
                        
 
                  
 
                        
6
                        
 
                  
 
                        
7
                        
 
                  
 
                        
8
                        
 
                  
 
                        
9
                        
 
                  
 
                        
10
                        
 
                  
                                             vested
Name of Nominee Holder
         
By:
        
 
       
 
        
Name:
        
 
       
 
        
Title:
        
 
       
 
        
Dated:                     , 2007    
     
Provide the following information, if applicable:
    
 
    
 
   
Depository Trust Corporation (“DTC”)
Participant Number
  Name of Broker
 
    
 
   
DTC Primary Subscription Confirmation Number(s)
  Address