-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoLpc9xZD5/1yQkgHivJbI/n5vqzruKq5WmfibAENaUDFeA8JOjx7SXPdsqP6h9c 1Lkbl9UIq8DTQMmhrplcGQ== 0000940400-01-000205.txt : 20010328 0000940400-01-000205.hdr.sgml : 20010328 ACCESSION NUMBER: 0000940400-01-000205 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC CENTRAL INDEX KEY: 0000863900 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133576061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-06111 FILM NUMBER: 1580207 BUSINESS ADDRESS: STREET 1: WORLD FINANCIAL CTR STREET 2: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2126675000 MAIL ADDRESS: STREET 1: OPPENHEIMER TOWER STREET 2: 200 LIBERTY STREET, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900807 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900805 NSAR-A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 01/31/2001 000 C000000 0000863900 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MEXICO EQUITY AND INCOME FUND, INC. 001 B000000 811-6111 001 C000000 2126675000 002 A000000 WORLD FINANCIAL CENTER, 200 LIBERTY ST. 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10281 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ACCI WORLDWIDE S.A. DE C.V. 008 B000001 A 008 C000001 801-37171 008 D010001 MEXICO CITY 008 D050001 MEXICO 008 D060001 06600 008 A000002 ADVANTAGE ADVISERS, INC. 008 B000002 A 008 C000002 801-36997 008 D010002 NEW YORK 008 D020002 NY 008 D030002 10281 010 A000001 CIBC WORLD MARKETS CORP. 010 B000001 8-18333 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10281 010 A000002 PFPC,INC. 010 B000002 85-1196 PAGE 2 010 C010002 WILMINGTON 010 C020002 DE 010 C030002 19809 012 A000001 PFPC, INC. 012 B000001 85-1196 012 C010001 WILMINGTON 012 C020001 DE 012 C030001 19809 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10022 014 A000001 CIBC WORLD MARKETS CORP. 014 B000001 8-18333 014 A000002 CIBC TRADING (DELAWARE) CORP. 014 B000002 8-49953 014 A000003 CIBC WORLD MARKETS INC. 014 B000003 8-00000 014 A000004 CIBC INVESTOR SERVICES INC. 014 B000004 8-00000 014 A000005 E. SHALEV LTD. 014 B000005 8-00000 014 A000006 CIBC WORLD MARKETS PLC 014 B000006 8-00000 014 A000007 CIBC WORLD MARKETS INTERNATIONAL LIMITED 014 B000007 8-00000 014 A000008 CIBC WORLD MARKETS (JAPAN) LIMITED 014 B000008 8-00000 014 A000009 CEF CAPITAL LTD. 014 B000009 8-00000 014 A000010 CEF BROKERAGE LTD. 014 B000010 8-00000 014 A000011 CEF FUTURES LTD. 014 B000011 8-00000 014 A000012 CIBC (HONG KONG) LIMITED 014 B000012 8-00000 014 A000013 CEF SINGAPORE LTD. 014 B000013 8-00000 014 A000014 CIBC WORLD MARKETS AUSTRALIA LIMITED 014 B000014 8-00000 014 A000015 CEF. TAL INVESTMENT MANAGEMENT AUSTRALIA LTD. 014 B000015 8-00000 014 A000016 ACCI SECURITIES, INC. 014 B000016 8-43610 014 A000017 CIBC FINANCIAL PLANNING, INC. 014 B000017 8-00000 015 A000001 PFPC TRUST COMPANY 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19101 PAGE 3 015 E010001 X 015 A000002 CITIBANK (MEXICO),S.A. 015 B000002 S 015 C010002 MEXICO CITY 015 D010002 MEXICO 015 E010002 X 015 A000003 CITIBANK 015 B000003 S 015 C010003 NEW YORK 015 C020003 NY 015 C030003 10005 015 E010003 X 015 A000004 INDEVAL 015 B000004 S 015 C010004 MEXICO CITY 015 D010004 MEXICO 015 E040004 X 018 000000 Y 019 A000000 Y 019 B000000 3 019 C000000 ADVANTAGEA 020 A000001 GRUPO BURSATIL MEXICANO 020 B000001 00-0000000 020 C000001 174 020 A000002 ACCIONES Y VALORES DE MEXICO 020 B000002 00-0000000 020 C000002 157 020 A000003 MERRILL LYNCH 020 B000003 13-5674085 020 C000003 50 020 A000004 GRUPO BURSATIL MEXICANO 020 B000004 00-0000000 020 C000004 24 020 A000005 UBS WARBURG LLC 020 B000005 13-3340045 020 C000005 3 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 408 022 A000001 INVERLAT INTERNATIONAL INC. 022 B000001 52-1569083 022 C000001 287913 022 D000001 0 022 A000002 GRUPO FINANCIERO BANCOMER, S.A. 022 B000002 00-0000000 022 C000002 91565 022 D000002 0 022 A000003 GRUPO BURSATIL MEXICANO PAGE 4 022 B000003 00-0000000 022 C000003 19155 022 D000003 0 022 A000004 UBS WARBURG LLC 022 B000004 13-3340045 022 C000004 2012 022 D000004 0 022 C000005 0 022 D000005 0 022 C000006 0 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 400645 023 D000000 0 024 000000 Y 025 A000001 GRUPO FINANCIERO GBM ATLANTICO, S.A. 025 C000001 E 025 D000001 496 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 PAGE 5 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 Y 047 000000 Y 048 000000 0.920 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 PAGE 6 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 PAGE 7 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 N 066 E000000 Y 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 Y 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 N 070 B020000 N 070 C010000 N 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 N 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y PAGE 8 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 95692 071 B000000 103830 071 C000000 92095 071 D000000 104 072 A000000 6 072 B000000 577 072 C000000 243 072 D000000 0 072 E000000 0 072 F000000 478 072 G000000 104 072 H000000 0 072 I000000 22 072 J000000 48 072 K000000 0 072 L000000 16 072 M000000 12 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 22 072 S000000 127 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 61 072 X000000 890 072 Y000000 0 072 Z000000 -70 072AA000000 5182 072BB000000 14592 072CC010000 1984 072CC020000 0 072DD010000 195 072DD020000 0 072EE000000 5971 073 A010000 0.0200 073 A020000 0.0000 073 B000000 0.6000 073 C000000 0.0000 074 A000000 5185 PAGE 9 074 B000000 0 074 C000000 8040 074 D000000 1273 074 E000000 0 074 F000000 74616 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 13553 074 K000000 0 074 L000000 28 074 M000000 23 074 N000000 102718 074 O000000 13667 074 P000000 82 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 138 074 S000000 0 074 T000000 88831 074 U010000 8673 074 U020000 0 074 V010000 10.24 074 V020000 0.00 074 W000000 0.0000 074 X000000 853 074 Y000000 0 075 A000000 0 075 B000000 103076 076 000000 9.40 077 A000000 Y 077 C000000 Y 078 000000 N 080 A000000 NATL.UNION FIRE INS.CO. 080 C000000 1000 081 A000000 N 081 B000000 0 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 1370 086 B020000 11619 PAGE 10 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 THE MEXICO EQUITY AND INCOME FUND, INC. 087 A020000 592834105 087 A030000 MXE 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE MARY JANE MALONEY TITLE REGLATORY MANAGER EX-99 2 0002.txt EXHIBIT INDEX EXHIBIT A: Attachment to item 77C: Submission of matters to a vote of Security holders. - ------------------------------------------------------------------ EXHIBIT A: Question 77 (c) RESULTS OF SPECIAL MEETING OF STOCKHOLDERS A special meeting of the stockholders was convened on July 14, 2000 to consider and act upon the proposal to liquidate and dissolve the Fund, as set forth in the Plan adopted by the Board of Directors of the Fund. As there were insufficient votes in favor of the proposal to liquidate and dissolve the Fund, the meeting was adjourned and reconvened on August 11, 2000. As there were insufficient votes in favor of the proposal to liquidate and dissolve the Fund at the August 11, 2000 meeting of the stockholders, the meeting was adjourned and reconvened on September 12, 2000. There were insufficient votes to approve the liquidation and dissolution at the reconvened meeting and the meeting was adjourned and will not be reconvened. The Board intends to resubmit the liquidation proposal at the Fund's Annual Meeting of Stockholders scheduled for March 16, 2001. The following table provides information concerning the matters voted on at the September 12, 2000 meeting: The approval of the liquidation and dissolution of the Fund, as set forth in the Plan of Liquidation and Dissolution. Votes For 5,764,991 Votes Against 446,014 Votes Withheld 77,051 Total Voting Shares 6,288,056 -----END PRIVACY-ENHANCED MESSAGE-----