0001477932-16-011525.txt : 20160725 0001477932-16-011525.hdr.sgml : 20160725 20160725160443 ACCESSION NUMBER: 0001477932-16-011525 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NaturalNano, Inc. CENTRAL INDEX KEY: 0000863895 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 870646435 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 763 LINDEN AVENUE CITY: ROCHESTER STATE: NY ZIP: 14625 BUSINESS PHONE: (585) 267-4848 MAIL ADDRESS: STREET 1: 763 LINDEN AVENUE CITY: ROCHESTER STATE: NY ZIP: 14625 FORMER COMPANY: FORMER CONFORMED NAME: NaturalNano , Inc. DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: NaturalNano Research, Inc DATE OF NAME CHANGE: 20051221 FORMER COMPANY: FORMER CONFORMED NAME: NATURALNANO INC DATE OF NAME CHANGE: 20051208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giampietro Linda CENTRAL INDEX KEY: 0001680665 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49901 FILM NUMBER: 161782197 MAIL ADDRESS: STREET 1: 558 E CASTLE PINES PARKWAY STREET 2: UNIT B4-111 CITY: CASTLE ROCK STATE: CO ZIP: 80108 3 1 form3.xml FORM 3 X0206 3 2016-06-23-06:00 0 0000863895 NaturalNano, Inc. NNAN 0001680665 Giampietro Linda 558 E CASTLE PINES PARKWAY UNIT B4-111 CASTLE ROCK CO 80108 false false true false Series E Preferred Stock 0 2016-06-23-06:00 Common Stock 18440500 I See footnote Omni Ventures, Inc., a New York Corporation is the holder of 9,500 shares of the Series E Preferred Stock. Each share of Series E Preferred Stock is convertible into shares of Common Stock according to a formula, which currently is based on the actual issued and outstanding shares as of the date of conversion (subject to certain adjustments). As applied to the current outstanding shares as of June 23, 2016, each share of Series E Preferred Stock would convert into approximately 1,940 shares of Common Stock. As the outstanding shares increase (other than by reason of the conversion of any Series E Preferred shares), that number will increase. If Reporting Person were to convert all 9,500 shares of Series E Preferred Stock on that date, approximately 18,440,500 shares would have been issuable to Reporting Person; such number of shares represents approximately 86.4% of the total outstanding after such conversion. The 9,500 shares have the right to vote on an "as if converted" basis in the aggregate amount equal to 31.666% of the then outstanding shares of common stock of the Company. Linda Giampietro is the sole beneficial owner of all the interests in Omni Ventures, Inc. and disclaims beneficial ownership of the securities held by any other person. None. /s/ Linda Giampietro 2016-07-25-06:00