8-K 1 f8k120209_naturalnano.htm CURRENT REPORT f8k120209_naturalnano.htm



Form 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
 
Date of report (date of earliest event reported):
December 2, 2009
 
NaturalNano, Inc.
(Exact name of registrant as specified in its charter)
 
Nevada
 
000-49901
 
87-0646435
(State or other jurisdiction
 
(Commission File No.)
 
(I.R.S. Employer
of incorporation)
     
Identification No.)

15 Schoen Place
Pittsford, New York 14534
(Address of principal executive offices)
 
 (585) 267-4850
(Registrant’s telephone number, including area code)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 


 
Section 8-Other Events

Item 8.01  Other Events

The Company received a OTCBB Delinquency Notification, dated November 24, 2009, from Financial Industry Regulatory Authority (FINRA) indicating that the Company’s common stock will be removed from quotation on the OTC Bulletin Board, effective as of the opening of trading on December 3, 2009, as a result of three late filings (its Quarterly Report on Form 10-Q for the quarters ended March 31, 2009, June 30, 2009 and September 30, 2009) in a 24-month period. The Company was delinquent one day in filing its Quarterly Report on Form 10-Q for the quarter ended September 30, 2009, which triggered the Notification. The Company has decided not to formally appeal this decision by FINRA.

 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  NaturalNano, Inc.  
       
       
Date: December 2, 2009   
 
/s/ James Wemett  
    James Wemett  
    Acting Chief Executive Officer