-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRMOFxkPauInX7nbqLe/UpUkdCjWimESrJQOgcM4keIDstW7LnufqU785N6/CzCb ghDe2QaZbv4ZsHXHZw9zGA== 0001144204-06-045459.txt : 20061106 0001144204-06-045459.hdr.sgml : 20061106 20061106161338 ACCESSION NUMBER: 0001144204-06-045459 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061106 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NaturalNano , Inc. CENTRAL INDEX KEY: 0000863895 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 870646435 STATE OF INCORPORATION: NV FISCAL YEAR END: 0106 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49901 FILM NUMBER: 061190502 BUSINESS ADDRESS: STREET 1: 150 LUCIUS GORDON DRIVE STREET 2: SUITE 115 CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-214-8174 MAIL ADDRESS: STREET 1: 150 LUCIUS GORDON DRIVE STREET 2: SUITE 115 CITY: WEST HENRIETTA STATE: NY ZIP: 14586 FORMER COMPANY: FORMER CONFORMED NAME: NaturalNano Research, Inc DATE OF NAME CHANGE: 20051221 FORMER COMPANY: FORMER CONFORMED NAME: NATURALNANO INC DATE OF NAME CHANGE: 20051208 FORMER COMPANY: FORMER CONFORMED NAME: CEMENTITIOUS MATERIALS INC DATE OF NAME CHANGE: 20040315 8-K 1 v056581_8k.htm

Form 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
 
Date of report (date of earliest event reported):
November 6, 2006
 
NaturalNano, Inc.
(Exact name of registrant as specified in its charter)
 
Nevada
 
000-49901
 
87-0646435
(State or other jurisdiction
of incorporation)
 
(Commission File No.)
 
(I.R.S. Employer
Identification No.)

150 Lucius Gordon Drive, Suite 115
West Henrietta, New York 14586
(Address of principal executive offices)
 
(585) 214-8005
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Item 7.01. Regulation FD Disclosure

On November 6, 2006, we issued a press release announcing our adoption of a strategy to focus on the nanocomposite segment of the polymer composite market for our first products. A copy of the press release is filed herewith as Exhibit 99.1 and is incorporated herein by reference.

In the coming weeks, we expect to have meetings with various parties to discuss our product development strategy and we expect to disclose in those meetings that we currently project that we will have revenues from the commercial sale of products during the fourth quarter of 2007 and expect to achieve positive cash flow by the third quarter of 2008.

 
Cautionary Note Regarding Forward Looking Statements
 
Statements made in this Current Report on Form 8-K (including in the press release filed herewith as Exhibit 99.1 and incorporated herein by reference), as well as statements made by us in periodic filings with governmental entities, press releases and other public communications, that reflect management's current assumptions and estimates of future performance may contain forward-looking statements to future events or future financial performance that involves risks and uncertainties. These statements are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934. These statements are only predictions and actual results could differ materially from those anticipated in these statements based upon a number of factors including those uncertainties and risk factors detailed from time to time in reports filed by us with the Securities and Exchange Commission, including our most recent reports on Forms 10-KSB and 10-QSB.
 

Item 9.01. Financial Statements and Exhibits

(c)
Exhibits.

Exhibit Number
Description of Exhibit
99.1
Press Release entitled “NaturalNano Announces Development of Nanocomposite Products” issued by NaturalNano, Inc. on November 6, 2006


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
  NATURALNANO, INC.
 
 
 
 
 
 
Date: November 6, 2006 By:   /s/ Kathleen A. Browne
 
Kathleen A. Browne
  Chief Financial Officer
 

 
EX-99.1 2 v056581_ex99-1.htm
 


Exhibit 99.1

NaturalNano Announces Development of Nanocomposite Products


ROCHESTER, NY - (BUSINESS WIRE) - November 6, 2006 - NaturalNano, Inc. (OTCBB:NNAN) (FWB:N3N) (www.naturalnano.com), a nanotechnology and materials science company, today announced the Company’s strategy to focus on the nanocomposite market for its first products. The nanocomposite market is the fastest growing segment of the multi-billion dollar polymer composite market. The nanocomposite market is expected to more than double in size from $300M today to over $700M in 2010.

The Company’s first products will be a family of turn-key additives, consisting of halloysite nanotubes concentrated and mixed with different polymer materials, which will be used in the manufacture of nanocomposite materials for industries such as automotive, aerospace, electronics, and sporting goods. NaturalNano believes that these turn-key products will provide a unique combination of performance, processing, and cost advantages over nanocomposite materials currently on the market. The Company is currently running manufacturing scale trials and anticipates it will be possible to introduce its first product into the nanocomposite market in 2007.

Dr. Fleischer stated, “Many applications were identified and patents applied for during the development stage of the Company. We are focusing on the nanocomposite market as having the strongest competitive advantage and the quickest path to market for our materials. Future applications utilizing additives loaded in the nanotubes will provide NaturalNano with a significant product pipeline for the future.”

About NaturalNano, Inc.
NaturalNano, Inc. (OTCBB:NNAN) (FWB:N3N) is a nanotechnology and materials science company developing proprietary technologies and processes for adding competitive properties to a wide range of applications. These include industrial polymers, plastics and composites; and additives to cosmetics, personal care, and other products. NaturalNano holds and licenses over twenty patents and applications, as well as proprietary know-how for extraction and separation processes, compositions, and derivatives of halloysite and other nanotubes. For more information, please visit http://www.naturalnano.com.

 
Cautionary Statement Regarding Forward-Looking Statements
 
This press release may contain forward-looking statements regarding future events and future performance of NaturalNano that involve risks and uncertainties that could materially affect actual results. This information is qualified in its entirety by cautionary statements and risk factors disclosure contained in certain of NaturalNano's filings with the Securities and Exchange Commission. The most recent annual reports on Form 10-KSB and quarterly reports on Form 10-QSB filed by NaturalNano provide information about these factors, which may be revised or supplemented in future reports to the SEC on those forms or on Form 8-K. We caution investors not to place undue reliance on forward-looking statements, and do not undertake any obligation to update or otherwise revise any forward-looking statements, whether as a result of new information, future events or other such factors that affect the subject of these statements, except where expressly required by law.


Contacts
Media:
Rubenstein PR
Dolores Naney, 212-843-8018
DNaney@rubensteinpr.com
or
Investor Relations:
PR Financial Marketing LLC
Jim Blackman, 713-256-0369
jim@prfmonline.com

 
 

 
-----END PRIVACY-ENHANCED MESSAGE-----