0001042167-17-000066.txt : 20170802
0001042167-17-000066.hdr.sgml : 20170802
20170802122630
ACCESSION NUMBER: 0001042167-17-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170731
FILED AS OF DATE: 20170802
DATE AS OF CHANGE: 20170802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FISCH HARRY
CENTRAL INDEX KEY: 0001688984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13602
FILM NUMBER: 17999046
MAIL ADDRESS:
STREET 1: 515 N. STATE STREET, SUITE 2225
STREET 2: C/O THE FEMALE HEALTH COMPANY
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERU INC.
CENTRAL INDEX KEY: 0000863894
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060]
IRS NUMBER: 391144397
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BOULEVARD
STREET 2: STE 888
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 3125959123
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BOULEVARD
STREET 2: SUITE 888
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: FEMALE HEALTH CO
DATE OF NAME CHANGE: 19960205
FORMER COMPANY:
FORMER CONFORMED NAME: WISCONSIN PHARMACAL COMPANY INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-07-31
0
0000863894
VERU INC.
FHCO
0001688984
FISCH HARRY
4400 BISCAYNE BOULEVARD, SUITE 888
C/O THE FEMALE HEALTH COMPANY
MIAMI
FL
33137
1
0
1
0
Common Stock, par value $.01 per share
2017-07-31
4
C
0
486640
A
541144
I
Note
Common Stock, par value $.01 per share
2017-07-31
4
C
0
6632560
A
7239096
I
Note
Common Stock, par value $.01 per share
46750
I
Note
Class A Preferred Stock - Series 4
2017-07-31
4
C
0
12166
0
D
Common Stock
486640
0
I
Note
Class A Preferred Stock - Series 4
2017-07-31
4
C
0
165814
0
D
Common Stock
6632560
0
I
Note
Reflects 40-for-1 conversion which became effective on July 31, 2017.
Each share of Class A Preferred Stock - Series 4 automatically converted into 40 shares of Common Stock of the Issuer effective July 31, 2017 in accordance with the terms of the Class A Preferred Stock - Series 4. The Class A Preferred Stock - Series 4 had no expiration date.
Includes 429,072 shares of Common Stock held jointly by the reporting person and his spouse.
The securities are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
Shares are held by the reporting person's self-directed IRA.
Shares are held by the reporting person's self-directed IRA.
Includes 9,599 shares of Class A Preferred Stock - Series 4 that were held jointly by the reporting person and his spouse that were automatically converted into 383,960 shares of Common Stock of the Issuer effective July 31, 2017.
/s/ Kevin J. Gilbert, Attorney-in-fact
2017-08-02