0001042167-17-000066.txt : 20170802 0001042167-17-000066.hdr.sgml : 20170802 20170802122630 ACCESSION NUMBER: 0001042167-17-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170731 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCH HARRY CENTRAL INDEX KEY: 0001688984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13602 FILM NUMBER: 17999046 MAIL ADDRESS: STREET 1: 515 N. STATE STREET, SUITE 2225 STREET 2: C/O THE FEMALE HEALTH COMPANY CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERU INC. CENTRAL INDEX KEY: 0000863894 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 391144397 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: STE 888 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 3125959123 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: SUITE 888 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: FEMALE HEALTH CO DATE OF NAME CHANGE: 19960205 FORMER COMPANY: FORMER CONFORMED NAME: WISCONSIN PHARMACAL COMPANY INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-07-31 0 0000863894 VERU INC. FHCO 0001688984 FISCH HARRY 4400 BISCAYNE BOULEVARD, SUITE 888 C/O THE FEMALE HEALTH COMPANY MIAMI FL 33137 1 0 1 0 Common Stock, par value $.01 per share 2017-07-31 4 C 0 486640 A 541144 I Note Common Stock, par value $.01 per share 2017-07-31 4 C 0 6632560 A 7239096 I Note Common Stock, par value $.01 per share 46750 I Note Class A Preferred Stock - Series 4 2017-07-31 4 C 0 12166 0 D Common Stock 486640 0 I Note Class A Preferred Stock - Series 4 2017-07-31 4 C 0 165814 0 D Common Stock 6632560 0 I Note Reflects 40-for-1 conversion which became effective on July 31, 2017. Each share of Class A Preferred Stock - Series 4 automatically converted into 40 shares of Common Stock of the Issuer effective July 31, 2017 in accordance with the terms of the Class A Preferred Stock - Series 4. The Class A Preferred Stock - Series 4 had no expiration date. Includes 429,072 shares of Common Stock held jointly by the reporting person and his spouse. The securities are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. Shares are held by the reporting person's self-directed IRA. Shares are held by the reporting person's self-directed IRA. Includes 9,599 shares of Class A Preferred Stock - Series 4 that were held jointly by the reporting person and his spouse that were automatically converted into 383,960 shares of Common Stock of the Issuer effective July 31, 2017. /s/ Kevin J. Gilbert, Attorney-in-fact 2017-08-02