-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cb94mO2HIX7vWfg3uQqbWnUEd2rQxEJOG/kfvZoyBtYufm06IW+4soN7XfmBxPad JAxnWgu2tFiYr022zsMslQ== 0001140361-06-003560.txt : 20060308 0001140361-06-003560.hdr.sgml : 20060308 20060308163947 ACCESSION NUMBER: 0001140361-06-003560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060306 FILED AS OF DATE: 20060308 DATE AS OF CHANGE: 20060308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION CO INC CENTRAL INDEX KEY: 0000863557 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 860666860 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022699700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES JERRY & VICKIE FAMILY TRUST CENTRAL INDEX KEY: 0001092565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18605 FILM NUMBER: 06673547 BUSINESS ADDRESS: STREET 1: C/O SWIFT TRANSPORTATION CO INC STREET 2: P.O. BOX 29243 CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022699700 MAIL ADDRESS: STREET 1: C/O SWIFT TRANSPORTATION CO INC STREET 2: P.O. BOX 29243 CITY: PHOENIX STATE: AZ ZIP: 85038 4 1 doc1.xml FORM 4 X0202 4 2006-03-06 0 0000863557 SWIFT TRANSPORTATION CO INC SWFT 0001092565 MOYES JERRY & VICKIE FAMILY TRUST C/O SWIFT AVIATION GROUP, INC. 2710 E. OLD TOWER ROAD PHOENIX AZ 85034 0 0 1 0 Call option (obligation to sell) 27.5677 2006-03-06 4 S 1 1 0.00 D 2007-03-06 2007-03-06 Common Stock 650000 1 D Put option (right to sell) 21.5747 2006-03-06 4 P 1 1 0.00 A 2007-03-06 2007-03-06 Common Stock 650000 1 D On 03/06/06, the reporting person entered into an equity collar agreement pursuant to which it wrote a covered call option and purchased a put option. Only one option can be in-the-money on the expiration date, at which time the in-the-money option will be settled for cash, and the other option will expire. If, on the expiration date, the "Final Price" (a market-based price determined under the terms of the collar agreement) is greater than the Cap Price, the reporting person will deliver cash equal to the difference between the Final Price and the Cap Price multiplied by the number of underlying shares. If, on the expiration date, the Final Price is less than the Floor Price, the reporting person will receive cash equal to the difference between the Floor Price and the Final Price multiplied by the number of underlying shares. If neither option is in-the-money on the expiration date, both will expire. The Floor Price is $21.5747. The Cap Price is $27.5677. Jerry Moyes as Trustee of the Jerry & Vickie Moyes Family Trust dated 12/11/87 2006-03-08 -----END PRIVACY-ENHANCED MESSAGE-----