-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZyiH9KoTV81Ny90FnVIcpuooJcRuDTTqNknE0WXjVLxXrjd666PXUg78EHVeAt4 3Vbo2Z6yfZkldFRgv4DQAA== 0000950147-02-000977.txt : 20020813 0000950147-02-000977.hdr.sgml : 20020813 20020813164849 ACCESSION NUMBER: 0000950147-02-000977 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION CO INC CENTRAL INDEX KEY: 0000863557 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 860666860 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18605 FILM NUMBER: 02730290 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022699700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 8-K 1 e-8825.txt CURRENT REPORT DTD 08/12/2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2002 SWIFT TRANSPORTATION CO, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 0-18605 86-0666860 (State or other jurisdiction of (Commission (I.R.S Employer incorporation or organization) File Number) (Identification No.) 2200 SOUTH 75TH AVENUE PHOENIX, ARIZONA 85043 (Address of Principal Executive Offices) (Zip Code) (602) 269-9700 (Registrant's Telephone Number, Including Area Code) ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) EXHIBITS. EXHIBIT NO. DESCRIPTION ----------- ----------- 99.1 Statement Under Oath of Jerry Moyes, Chief Executive Officer of Swift Transportation Co., Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 12, 2002. 99.2 Statement Under Oath of Gary R. Enzor, Chief Financial Officer of Swift Transportation Co., Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 12, 2002. ITEM 9. REGULATION FD DISCLOSURE. On August 12, 2002, the Chief Executive Officer and Chief Financial Officer of Swift Transportation Co., Inc. each sent, via overnight delivery, a "Statement Under Oath Regarding Facts and Circumstances Relating to Exchange Act Filings" to the Securities and Exchange Commission (the "SEC") as required by Order 4-460 issued by the SEC on June 27, 2002. Each of the statements was in the form prescribed by the SEC without modification or qualification. A copy of each of these statements is filed as an Exhibit to this Current Report on Form 8-K. In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report and the attached Exhibits is furnished pursuant to Item 9 and shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SWIFT TRANSPORTATION CO., INC Date: August 13, 2002 By: /s/ Gary R. Enzor ------------------------------- Gary R. Enzor Chief Financial Officer EX-99.1 3 ex99-1.txt STATEMENT RELATING TO EXCHANGE ACT FILINGS Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Jerry Moyes, Chairman and Chief Executive Officer of Swift Transportation Co., Inc. state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Swift Transportation Co., Inc., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual report on Form 10-K for the year ended December 31, 2001 of Swift Transportation Co., Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Swift Transportation Co., Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/ Jerry Moyes Subscribed and sworn to me this - ---------------------- 12th day of August, 2002. Jerry Moyes August 12, 2002 /s/ Anne Tanner ---------------------- Notary Public My Commission expires: April 29, 2003 EX-99.2 4 ex99-2.txt STATEMENT RELATING TO EXCHANGE ACT FILINGS Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Gary R. Enzor, Chief Financial Officer of Swift Transportation Co., Inc. state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Swift Transportation Co., Inc., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual report on Form 10-K for the year ended December 31, 2001 of Swift Transportation Co., Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Swift Transportation Co., Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/ Gary R. Enzor Subscribed and sworn to me this - ----------------------- 12th day of August, 2002. Gary R. Enzor August 12, 2002 /s/ Anne Tanner ----------------------- Notary Public My Commission expires: April 29, 2003 -----END PRIVACY-ENHANCED MESSAGE-----