N-PX 1 d756709dnpx.htm WESTERN ASSET FUNDS, INC. Western Asset Funds, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06110

Western Asset Funds, Inc.

 

Name of Fund:

100 International Drive

Baltimore, MD 21202

 

Fund Address:

Robert I. Frenkel

Western Asset Funds, Inc

100 First Stamford Place

Stamford, CT 06902

 

Name and address of agent for service:

Registrant’s telephone number, including area code: 1-877-721-1926

Date of fiscal year end: Multiple fiscal year ends

Date of reporting period: 07/01/2013–06/30/2014

 

 

 


Item 1 – Proxy Voting Record:

Proxy Voting Record – Attached on behalf of Western Asset High Yield Fund.

There were no proxies voted on behalf of Western Asset Asian Opportunities Fund, Western Asset Intermediate Bond Fund, Western Asset Total Returned Unconstrained Fund, Western Asset Core Bond Fund, Western Asset Core Plus Bond Fund, Western Asset Inflation-Indexed Plus Bond Fund, Western Asset Global Government Bond Fund, Western Asset Global Multi-Sector Fund, Western Asset Macro Opportunities Fund and Western Asset Enhanced Equity Fund.



******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-06110
Reporting Period: 07/01/2013 - 06/30/2014
Western Asset Funds, Inc.









==================== Western Asset Asian Opportunities Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



========================= Western Asset Core Bond Fund =========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== Western Asset Core Plus Bond Fund =======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== Western Asset Enhanced Equity Fund ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== Western Asset Global Government Bond Fund ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



==================== Western Asset Global Multi-Sector Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================== Western Asset High Yield Fund =========================


CITIGROUP INC.

Ticker:       C              Security ID:  172967424
Meeting Date: APR 22, 2014   Meeting Type: Annual
Record Date:  FEB 24, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1A.   Election of Directors (Majority Voting) For       For          Management
1B.   Election of Directors (Majority Voting) For       For          Management
1C.   Election of Directors (Majority Voting) For       For          Management
1D.   Election of Directors (Majority Voting) For       For          Management
1E.   Election of Directors (Majority Voting) For       For          Management
1F.   Election of Directors (Majority Voting) For       For          Management
1G.   Election of Directors (Majority Voting) For       For          Management
1H.   Election of Directors (Majority Voting) For       For          Management
1I.   Election of Directors (Majority Voting) For       For          Management
1J.   Election of Directors (Majority Voting) For       For          Management
1K.   Election of Directors (Majority Voting) For       For          Management
1L.   Election of Directors (Majority Voting) For       For          Management
1M.   Election of Directors (Majority Voting) For       For          Management
1N.   Election of Directors (Majority Voting) For       For          Management
2.    Ratify Appointment of Independent       For       For          Management
      Auditors
3.    14A Executive Compensation              For       For          Management
4.    Approve Stock Compensation Plan         For       For          Management
5.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
6.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
7.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
8.    S/H Proposal - Access To Proxy          Against   Against      Shareholder


--------------------------------------------------------------------------------

HORIZON LINES, INC.

Ticker:       HRZL           Security ID:  44044K309
Meeting Date: JUN 05, 2014   Meeting Type: Annual
Record Date:  APR 07, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JAMES LACHANCE    For       For          Management
1..2  Election of Directors-STEVEN L. RUBIN   For       For          Management
2.    Ratify Shareholder Rights Plan          For       For          Management
3.    Ratify Appointment of Independent       For       For          Management
      Auditors
4.    14A Executive Compensation              For       For          Management


--------------------------------------------------------------------------------

LYONDELLBASELL INDUSTRIES N.V.

Ticker:       LYB            Security ID:  N53745100
Meeting Date: APR 16, 2014   Meeting Type: Annual
Record Date:  MAR 19, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1A.   Election of Directors (Majority Voting) For       For          Management
1B.   Election of Directors (Majority Voting) For       For          Management
1C.   Election of Directors (Majority Voting) For       For          Management
1D.   Election of Directors (Majority Voting) For       For          Management
1E.   Election of Directors (Majority Voting) For       For          Management
1F.   Election of Directors (Majority Voting) For       For          Management
2A.   Election of Directors (Majority Voting) For       For          Management
2B.   Election of Directors (Majority Voting) For       For          Management
2C.   Election of Directors (Majority Voting) For       For          Management
2D.   Election of Directors (Majority Voting) For       For          Management
2E.   Election of Directors (Majority Voting) For       For          Management
3.    Receive Directors' Report               For       For          Management
4.    Approve Director Liability Insurance    For       For          Management
5.    Approve Director Liability Insurance    For       For          Management
6.    Ratify Appointment of Independent       For       For          Management
      Auditors
7.    Ratify Appointment of Independent       For       For          Management
      Auditors
8.    Dividends                               For       For          Management
9.    14A Executive Compensation              For       For          Management
10.   Allot Securities                        For       For          Management
11.   Allot Securities                        For       For          Management


--------------------------------------------------------------------------------

NORTEK, INC.

Ticker:       NTK            Security ID:  656559309
Meeting Date: MAY 01, 2014   Meeting Type: Annual
Record Date:  MAR 03, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JEFFREY C.        For       For          Management
      BLOOMBERG
1..2  Election of Directors-JAMES B. HIRSHORN For       For          Management
1..3  Election of Directors-CHRIS A. MCWILTON For       For          Management
2.    14A Executive Compensation              For       For          Management
3.    Ratify Appointment of Independent       For       For          Management
      Auditors


--------------------------------------------------------------------------------

REALOGY HOLDINGS CORP.

Ticker:       RLGY           Security ID:  75605Y106
Meeting Date: MAY 02, 2014   Meeting Type: Annual
Record Date:  MAR 07, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JESSICA M.        For       For          Management
      BIBLIOWICZ
1..2  Election of Directors-FIONA P. DIAS     For       For          Management
2.    Declassify Board                        For       For          Management
3.    Approve Charter Amendment               For       For          Management
4.    14A Executive Compensation              For       For          Management
5.    Ratify Appointment of Independent       For       For          Management
      Auditors




================ Western Asset Inflation Indexed Plus Bond Fund ================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



===================== Western Asset Intermediate Bond Fund =====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



==================== Western Asset Macro Opportunities Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================ Western Asset Total Return Unconstrained Fund =================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Western Asset Funds, Inc.
By:  

/s/ Kenneth D. Fuller

  Kenneth D. Fuller
  President of Western Asset Funds, Inc.
Date: August 4, 2014