0001193125-14-293655.txt : 20140804 0001193125-14-293655.hdr.sgml : 20140804 20140804164304 ACCESSION NUMBER: 0001193125-14-293655 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140804 DATE AS OF CHANGE: 20140804 EFFECTIVENESS DATE: 20140804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET FUNDS INC CENTRAL INDEX KEY: 0000863520 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06110 FILM NUMBER: 141013502 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-454-2760 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE STREET 2: 7TH FLOOR CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LM INSTITUTIONAL FUND ADVISORS I INC DATE OF NAME CHANGE: 19980818 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN ASSET TRUST INC DATE OF NAME CHANGE: 19920703 0000863520 S000000706 Western Asset Global Government Bond Fund C000002065 Class FI C000002066 Class I WAFIX C000066981 Class IS WAOSX C000113686 CLASS A WAOAX C000113687 CLASS C WAOCX C000113688 CLASS R WAORX 0000863520 S000000707 Western Asset Global Multi-Sector Fund C000002067 Class I WGMIX C000002068 Class FI WGMFX C000066982 Class IS WGMSX C000113689 CLASS A WALAX C000113690 CLASS C WALCX C000113691 CLASS R WALRX 0000863520 S000000708 Western Asset Enhanced Equity Fund C000002069 Class I C000002070 Class FI C000066983 Class IS C000113692 CLASS A C000113693 CLASS C C000113694 CLASS R 0000863520 S000000711 Western Asset Intermediate Bond Fund C000002075 Class FI WAIFX C000002076 Class I WATIX C000066986 Class IS WABSX C000113698 CLASS A WATAX C000113699 CLASS C WATCX C000113700 CLASS R WATRX 0000863520 S000000713 Western Asset Core Bond Fund C000002079 Class I WATFX C000002080 Class FI WAPIX C000066988 Class IS WACSX C000113701 CLASS A WABAX C000113702 CLASS C WABCX C000113703 CLASS R WABRX C000117034 Class C1 LWACX 0000863520 S000000714 Western Asset Core Plus Bond Fund C000002081 Class I WACPX C000002082 Class FI WACIX C000066989 Class IS WAPSX C000113704 CLASS A WAPAX C000113705 CLASS C WAPCX C000113706 CLASS R WAPRX C000117035 Class C1 LWCPX 0000863520 S000000715 Western Asset Inflation Indexed Plus Bond Fund C000002083 Class FI WATPX C000002084 Class I WAIIX C000066990 Class IS WAFSX C000113707 CLASS A WAFAX C000113708 CLASS C WAFCX C000113709 CLASS R WAFRX C000117036 Class C1 LWICX 0000863520 S000000716 Western Asset High Yield Fund C000002085 Class FI WAHFX C000002086 Class I WAHYX C000066991 Class IS WAHSX C000113710 CLASS A WAYAX C000113711 CLASS C WAYCX C000113712 CLASS R WAYRX C000144367 Class A2 0000863520 S000012738 Western Asset Total Return Unconstrained Fund C000034298 Class I WAARX C000034299 Class FI WARIX C000066992 Class IS WAASX C000113713 CLASS A WAUAX C000113714 CLASS C WAUCX C000113715 CLASS R WAURX C000139590 CLASS A2 WRTUX 0000863520 S000036729 Western Asset Asian Opportunities Fund C000112333 CLASS FI LWAAX C000112334 CLASS I LWAOX C000112335 CLASS IS LWOPX C000113716 CLASS A C000113717 CLASS C C000113718 CLASS R 0000863520 S000041845 Western Asset Macro Opportunities Fund C000129905 Class A LAAAX C000129906 Class C LAACX C000129907 Class FI LAFIX C000129908 Class I LAOIX C000129909 Class IS LAOSX N-PX 1 d756709dnpx.htm WESTERN ASSET FUNDS, INC. Western Asset Funds, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06110

Western Asset Funds, Inc.

 

Name of Fund:

100 International Drive

Baltimore, MD 21202

 

Fund Address:

Robert I. Frenkel

Western Asset Funds, Inc

100 First Stamford Place

Stamford, CT 06902

 

Name and address of agent for service:

Registrant’s telephone number, including area code: 1-877-721-1926

Date of fiscal year end: Multiple fiscal year ends

Date of reporting period: 07/01/2013–06/30/2014

 

 

 

Item 1 – Proxy Voting Record:

Proxy Voting Record – Attached on behalf of Western Asset High Yield Fund.

There were no proxies voted on behalf of Western Asset Asian Opportunities Fund, Western Asset Intermediate Bond Fund, Western Asset Total Returned Unconstrained Fund, Western Asset Core Bond Fund, Western Asset Core Plus Bond Fund, Western Asset Inflation-Indexed Plus Bond Fund, Western Asset Global Government Bond Fund, Western Asset Global Multi-Sector Fund, Western Asset Macro Opportunities Fund and Western Asset Enhanced Equity Fund. 


******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-06110
Reporting Period: 07/01/2013 - 06/30/2014
Western Asset Funds, Inc.









==================== Western Asset Asian Opportunities Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



========================= Western Asset Core Bond Fund =========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== Western Asset Core Plus Bond Fund =======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== Western Asset Enhanced Equity Fund ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== Western Asset Global Government Bond Fund ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



==================== Western Asset Global Multi-Sector Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================== Western Asset High Yield Fund =========================


CITIGROUP INC.

Ticker:       C              Security ID:  172967424
Meeting Date: APR 22, 2014   Meeting Type: Annual
Record Date:  FEB 24, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1A.   Election of Directors (Majority Voting) For       For          Management
1B.   Election of Directors (Majority Voting) For       For          Management
1C.   Election of Directors (Majority Voting) For       For          Management
1D.   Election of Directors (Majority Voting) For       For          Management
1E.   Election of Directors (Majority Voting) For       For          Management
1F.   Election of Directors (Majority Voting) For       For          Management
1G.   Election of Directors (Majority Voting) For       For          Management
1H.   Election of Directors (Majority Voting) For       For          Management
1I.   Election of Directors (Majority Voting) For       For          Management
1J.   Election of Directors (Majority Voting) For       For          Management
1K.   Election of Directors (Majority Voting) For       For          Management
1L.   Election of Directors (Majority Voting) For       For          Management
1M.   Election of Directors (Majority Voting) For       For          Management
1N.   Election of Directors (Majority Voting) For       For          Management
2.    Ratify Appointment of Independent       For       For          Management
      Auditors
3.    14A Executive Compensation              For       For          Management
4.    Approve Stock Compensation Plan         For       For          Management
5.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
6.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
7.    S/H Proposal - Corporate Governance     Against   Against      Shareholder
8.    S/H Proposal - Access To Proxy          Against   Against      Shareholder


--------------------------------------------------------------------------------

HORIZON LINES, INC.

Ticker:       HRZL           Security ID:  44044K309
Meeting Date: JUN 05, 2014   Meeting Type: Annual
Record Date:  APR 07, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JAMES LACHANCE    For       For          Management
1..2  Election of Directors-STEVEN L. RUBIN   For       For          Management
2.    Ratify Shareholder Rights Plan          For       For          Management
3.    Ratify Appointment of Independent       For       For          Management
      Auditors
4.    14A Executive Compensation              For       For          Management


--------------------------------------------------------------------------------

LYONDELLBASELL INDUSTRIES N.V.

Ticker:       LYB            Security ID:  N53745100
Meeting Date: APR 16, 2014   Meeting Type: Annual
Record Date:  MAR 19, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1A.   Election of Directors (Majority Voting) For       For          Management
1B.   Election of Directors (Majority Voting) For       For          Management
1C.   Election of Directors (Majority Voting) For       For          Management
1D.   Election of Directors (Majority Voting) For       For          Management
1E.   Election of Directors (Majority Voting) For       For          Management
1F.   Election of Directors (Majority Voting) For       For          Management
2A.   Election of Directors (Majority Voting) For       For          Management
2B.   Election of Directors (Majority Voting) For       For          Management
2C.   Election of Directors (Majority Voting) For       For          Management
2D.   Election of Directors (Majority Voting) For       For          Management
2E.   Election of Directors (Majority Voting) For       For          Management
3.    Receive Directors' Report               For       For          Management
4.    Approve Director Liability Insurance    For       For          Management
5.    Approve Director Liability Insurance    For       For          Management
6.    Ratify Appointment of Independent       For       For          Management
      Auditors
7.    Ratify Appointment of Independent       For       For          Management
      Auditors
8.    Dividends                               For       For          Management
9.    14A Executive Compensation              For       For          Management
10.   Allot Securities                        For       For          Management
11.   Allot Securities                        For       For          Management


--------------------------------------------------------------------------------

NORTEK, INC.

Ticker:       NTK            Security ID:  656559309
Meeting Date: MAY 01, 2014   Meeting Type: Annual
Record Date:  MAR 03, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JEFFREY C.        For       For          Management
      BLOOMBERG
1..2  Election of Directors-JAMES B. HIRSHORN For       For          Management
1..3  Election of Directors-CHRIS A. MCWILTON For       For          Management
2.    14A Executive Compensation              For       For          Management
3.    Ratify Appointment of Independent       For       For          Management
      Auditors


--------------------------------------------------------------------------------

REALOGY HOLDINGS CORP.

Ticker:       RLGY           Security ID:  75605Y106
Meeting Date: MAY 02, 2014   Meeting Type: Annual
Record Date:  MAR 07, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1..1  Election of Directors-JESSICA M.        For       For          Management
      BIBLIOWICZ
1..2  Election of Directors-FIONA P. DIAS     For       For          Management
2.    Declassify Board                        For       For          Management
3.    Approve Charter Amendment               For       For          Management
4.    14A Executive Compensation              For       For          Management
5.    Ratify Appointment of Independent       For       For          Management
      Auditors




================ Western Asset Inflation Indexed Plus Bond Fund ================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



===================== Western Asset Intermediate Bond Fund =====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



==================== Western Asset Macro Opportunities Fund ====================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================ Western Asset Total Return Unconstrained Fund =================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Western Asset Funds, Inc.
By:  

/s/ Kenneth D. Fuller

  Kenneth D. Fuller
  President of Western Asset Funds, Inc.
Date: August 4, 2014