-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BD2uwNTzZQ88+DzCgcssxBlqfZ+xnLCtHAGH59Fj2BG2p3aeDeJK6jvBWXEoJyfk Z/eGZyC1SKzP2+qCC00uGA== /in/edgar/work/20000911/0000903213-00-000012/0000903213-00-000012.txt : 20000922 0000903213-00-000012.hdr.sgml : 20000922 ACCESSION NUMBER: 0000903213-00-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000822 FILED AS OF DATE: 20000911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA RESTAURANT GROUP INC CENTRAL INDEX KEY: 0000863483 STANDARD INDUSTRIAL CLASSIFICATION: [5812 ] IRS NUMBER: 330403086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10576 FILM NUMBER: 719802 BUSINESS ADDRESS: STREET 1: 360 SOUTH HOPE STREET STREET 2: SUITE C300 CITY: SANTA BARBARA STATE: CA ZIP: 93105 BUSINESS PHONE: 8055633644 MAIL ADDRESS: STREET 1: 360 SOUTH HOPE STREET STREET 2: GARDEN SUITE CITY: SANTA BARBARA STATE: CA ZIP: 93105 FORMER COMPANY: FORMER CONFORMED NAME: GB FOODS CORP DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM P II CENTRAL INDEX KEY: 0000903213 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ]DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 4 1 0001.txt FORM 4 - AUGUST 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person FOLEY, WILLIAM 4050 Calle Real, Suite 200 Santa Barbara, CA 93110 USA 2. Issuer Name and Ticker or Trading Symbol Santa Barbara Restaurant Group SBRG 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year August 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/2/00|P | |28,200 |A |$1.022 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/3/00|P | |3,200 |A |$1.025 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/4/00|P | |42,000 |A |$1.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/7/00|P | |36,000 |A |$.99 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/7/00|P | |56,600 |A |$.989 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/8/00|P | |8,000 |A |$1.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/8/00|P | |17,000 |A |$1.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/18/0|P | |150,500 |A |$.916 | |D | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/22/0|P | |12,700 |A |$.915 | |D | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,666,700 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,656,453 |I |Owned by CKE (1) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |4,727,765 |I |Owned by FNF (1) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |8,625 |I |(1)(2) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| \ | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. (2) 2,875 shares held by the Robert Foley Trust, 2,875 shares held by the Courtney Foley Trust and 2,875 shares held by the Patrick Foley Trust. -----END PRIVACY-ENHANCED MESSAGE-----