0001181431-13-010264.txt : 20130219
0001181431-13-010264.hdr.sgml : 20130219
20130215193647
ACCESSION NUMBER: 0001181431-13-010264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130215
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODMAN JOHN D
CENTRAL INDEX KEY: 0001273687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35634
FILM NUMBER: 13621143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WET SEAL INC
CENTRAL INDEX KEY: 0000863456
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 330415940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0128
BUSINESS ADDRESS:
STREET 1: 26972 BURBANK
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
BUSINESS PHONE: 7145839029
MAIL ADDRESS:
STREET 1: 26972 BURBANK
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
4
1
rrd370682.xml
FORM 4
X0306
4
2013-02-15
0
0000863456
WET SEAL INC
WTSLA
0001273687
GOODMAN JOHN D
26972 BURBANK
FOOTHILL RANCH
CA
92610
0
1
0
0
Chief Executive Officer
Common Stock Class A
2013-02-15
4
P
0
200
3.09
A
407856
D
Common Stock Class A
2013-02-15
4
A
0
218192
3.03
A
626048
D
Pursuant to the terms of his Employment Agreement, since Mr. Goodman has purchased in excess of $650,000 of the Company's Class A Common Stock within his first ninety (90) days of employment, the Company has issued one share of restricted stock to Mr. Goodman for each share of Class A Common Stock purchased by him through his first $650,000 of purchases (the "Bonus Restricted Stock".) The Bonus Restricted Stock was granted pursuant to The Wet Seal, Inc. 2005 Stock Incentive Plan (the "Plan). The Bonus Restricted Stock will vest with respect to 72,731 of the shares on the next two (2) anniversaries and with respect to 72,730 of the shares on the third anniversary of the Date of Grant, subject to Mr. Goodman's Continuous Service (as defined by the Plan) with the Company on each of those vesting dates and subject to his continuous holding of the related purchased stock.
/s/ By: Steven H. Benrubi For: John D. Goodman
2013-02-15