0001181431-13-010264.txt : 20130219 0001181431-13-010264.hdr.sgml : 20130219 20130215193647 ACCESSION NUMBER: 0001181431-13-010264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODMAN JOHN D CENTRAL INDEX KEY: 0001273687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35634 FILM NUMBER: 13621143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WET SEAL INC CENTRAL INDEX KEY: 0000863456 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 330415940 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 26972 BURBANK CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 7145839029 MAIL ADDRESS: STREET 1: 26972 BURBANK CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 rrd370682.xml FORM 4 X0306 4 2013-02-15 0 0000863456 WET SEAL INC WTSLA 0001273687 GOODMAN JOHN D 26972 BURBANK FOOTHILL RANCH CA 92610 0 1 0 0 Chief Executive Officer Common Stock Class A 2013-02-15 4 P 0 200 3.09 A 407856 D Common Stock Class A 2013-02-15 4 A 0 218192 3.03 A 626048 D Pursuant to the terms of his Employment Agreement, since Mr. Goodman has purchased in excess of $650,000 of the Company's Class A Common Stock within his first ninety (90) days of employment, the Company has issued one share of restricted stock to Mr. Goodman for each share of Class A Common Stock purchased by him through his first $650,000 of purchases (the "Bonus Restricted Stock".) The Bonus Restricted Stock was granted pursuant to The Wet Seal, Inc. 2005 Stock Incentive Plan (the "Plan). The Bonus Restricted Stock will vest with respect to 72,731 of the shares on the next two (2) anniversaries and with respect to 72,730 of the shares on the third anniversary of the Date of Grant, subject to Mr. Goodman's Continuous Service (as defined by the Plan) with the Company on each of those vesting dates and subject to his continuous holding of the related purchased stock. /s/ By: Steven H. Benrubi For: John D. Goodman 2013-02-15