0001127602-21-024583.txt : 20210831 0001127602-21-024583.hdr.sgml : 20210831 20210831161557 ACCESSION NUMBER: 0001127602-21-024583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040107 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BESSETTE ANDY F CENTRAL INDEX KEY: 0001198918 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 211227173 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 8557 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 485 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-2630 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2004-01-07 0000086312 TRAVELERS COMPANIES, INC. TRV 0001198918 BESSETTE ANDY F THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 EVP and Chief Admin Officer Common Stock 2021-08-27 4 M 0 835 106.03 A 12744.641 D Common Stock 2021-08-27 4 S 0 835 162.194 D 11909.641 D Common Stock 2021-08-27 4 M 0 20000 118.78 A 31909.641 D Common Stock 2021-08-27 4 S 0 20000 162.048 D 11909.641 D Common Stock 1566.024 I 401(k) Plan Stock Option (Right to Buy) 106.03 2021-08-27 4 M 0 835 0 D 2019-02-02 2026-02-02 Common Stock 835 0 D Stock Options (Right to Buy) 118.78 2021-08-27 4 M 0 20000 0 D 2020-02-09 2027-02-09 Common Stock 20000 6005 D Deferred Compensation Phantom Stock 2004-01-07 4 A 0 144.96 39.40 A Common Stock 144.96 144.96 D Deferred Compensation Phantom Stock 2005-01-07 4 A 0 297.67 36.98 A Common Stock 297.67 448.14 D Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans. Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company. Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans. Includes 5.51 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan. /s/Wendy C. Skjerven, by power of attorney 2021-08-31