0001127602-21-024428.txt : 20210827
0001127602-21-024428.hdr.sgml : 20210827
20210827164437
ACCESSION NUMBER: 0001127602-21-024428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20030709
FILED AS OF DATE: 20210827
DATE AS OF CHANGE: 20210827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEYMAN WILLIAM H
CENTRAL INDEX KEY: 0001198930
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10898
FILM NUMBER: 211219670
BUSINESS ADDRESS:
STREET 1: 385 WASHINGTON ST
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 651 310 7289
MAIL ADDRESS:
STREET 1: THE TRAVELERS COMPANIES INC
STREET 2: 385 WASHINGTON STREET
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC.
CENTRAL INDEX KEY: 0000086312
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 410518860
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 385 WASHINGTON ST
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6513107911
MAIL ADDRESS:
STREET 1: 485 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017-2630
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC
DATE OF NAME CHANGE: 20040401
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD
DATE OF NAME CHANGE: 19990219
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/
DATE OF NAME CHANGE: 19990219
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2003-07-09
0000086312
TRAVELERS COMPANIES, INC.
TRV
0001198930
HEYMAN WILLIAM H
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET
ST. PAUL
MN
55102
1
Vice Chairman
Common Stock
2021-08-25
4
M
0
5000
106.03
A
250260.902
D
Common Stock
2021-08-25
4
S
0
3000
162.50
D
247260.902
D
Common Stock
2021-08-25
4
S
0
2000
163.125
D
245260.902
D
Common Stock
1573.448
I
401(k) Plan
Common Stock
2256
I
Held By Spouse
Common Stock
250
I
In Trust For Stepson
Stock Option (Right to Buy)
106.03
2021-08-25
4
M
0
5000
0
D
2019-02-02
2026-02-02
Common Stock
5000
0
D
Deferred Compensation Phantom Stock
2003-07-09
4
A
0
82.03
36.57
A
Common Stock
82.03
82.03
D
Deferred Compensation Phantom Stock
2004-01-07
4
A
0
380.71
39.40
A
Common Stock
380.71
463.54
D
Deferred Compensation Phantom Stock
2004-07-07
4
A
0
98.34
39.19
A
Common Stock
98.34
569.71
D
Deferred Compensation Phantom Stock
2005-01-07
4
A
0
502.35
36.98
A
Common Stock
502.35
1083.89
D
Represents the weighted average sales price for increments ranging from $162.25 to $162.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for increments ranging from $163.00 to $163.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The Reporting Person disclaims beneficial ownership of these shares.
This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans.
Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company.
Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans.
Includes 0.80 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 9, 2003 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
Includes 7.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
Includes 11.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
/s/Wendy C. Skjerven, by power of attorney
2021-08-27