0001127602-21-024428.txt : 20210827 0001127602-21-024428.hdr.sgml : 20210827 20210827164437 ACCESSION NUMBER: 0001127602-21-024428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030709 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEYMAN WILLIAM H CENTRAL INDEX KEY: 0001198930 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 211219670 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 7289 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES INC STREET 2: 385 WASHINGTON STREET CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 485 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-2630 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2003-07-09 0000086312 TRAVELERS COMPANIES, INC. TRV 0001198930 HEYMAN WILLIAM H THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 Vice Chairman Common Stock 2021-08-25 4 M 0 5000 106.03 A 250260.902 D Common Stock 2021-08-25 4 S 0 3000 162.50 D 247260.902 D Common Stock 2021-08-25 4 S 0 2000 163.125 D 245260.902 D Common Stock 1573.448 I 401(k) Plan Common Stock 2256 I Held By Spouse Common Stock 250 I In Trust For Stepson Stock Option (Right to Buy) 106.03 2021-08-25 4 M 0 5000 0 D 2019-02-02 2026-02-02 Common Stock 5000 0 D Deferred Compensation Phantom Stock 2003-07-09 4 A 0 82.03 36.57 A Common Stock 82.03 82.03 D Deferred Compensation Phantom Stock 2004-01-07 4 A 0 380.71 39.40 A Common Stock 380.71 463.54 D Deferred Compensation Phantom Stock 2004-07-07 4 A 0 98.34 39.19 A Common Stock 98.34 569.71 D Deferred Compensation Phantom Stock 2005-01-07 4 A 0 502.35 36.98 A Common Stock 502.35 1083.89 D Represents the weighted average sales price for increments ranging from $162.25 to $162.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for increments ranging from $163.00 to $163.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The Reporting Person disclaims beneficial ownership of these shares. This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans. Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company. Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans. Includes 0.80 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 9, 2003 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan. Includes 7.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan. Includes 11.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan. /s/Wendy C. Skjerven, by power of attorney 2021-08-27