0001127602-14-030974.txt : 20141104 0001127602-14-030974.hdr.sgml : 20141104 20141104141439 ACCESSION NUMBER: 0001127602-14-030974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 485 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-2630 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACLEAN BRIAN W CENTRAL INDEX KEY: 0001224080 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 141192569 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES INC STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06183 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-11-03 0000086312 TRAVELERS COMPANIES, INC. TRV 0001224080 MACLEAN BRIAN W THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 President & COO Common Stock 2014-11-03 4 M 0 16000 44.79 A 119449.094 D Common Stock 2014-11-03 4 S 0 16000 100.454 D 103449.094 D Common Stock 2014-11-03 4 M 0 20000 36.97 A 123449.094 D Common Stock 2014-11-03 4 S 0 20000 100.27 D 103449.094 D Common Stock 605.782 I 401(k) Plan Common Stock 40 I By Son Stock Options (Right to Buy) 44.79 2014-11-03 4 M 0 16000 0 D 2009-02-06 2016-02-06 Common Stock 16000 20091 D Stock Options (Right to Buy) 36.97 2014-11-03 4 M 0 20000 0 D 2009-01-25 2015-01-25 Common Stock 20000 1794 D The transactions reported on this Form 4 were made pursuant to a trading plan entered into in a prior quarter in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. The trading plan was previously disclosed in Form 10-Qs of the Issuer, including the 10-Q filed on October 21, 2014 with the SEC. Represents the weighted average sales price for price increments ranging from $99.98 to $100.84. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $99.99 to $100.47. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. /s/Wendy C. Skjerven, by power of attorney 2014-11-04