0001127602-12-024425.txt : 20120814 0001127602-12-024425.hdr.sgml : 20120814 20120814174418 ACCESSION NUMBER: 0001127602-12-024425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHMAN JAY S CENTRAL INDEX KEY: 0001201696 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 121034616 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 6748 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-08-10 0000086312 TRAVELERS COMPANIES, INC. TRV 0001201696 FISHMAN JAY S THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 1 Chairman & Chief Exec. Officer Common Stock 2012-08-10 4 S 0 25000 63.688 D 433511.464 D Common Stock 2012-08-10 4 M 0 250000 42.88 A 683511.464 D Common Stock 2012-08-10 4 S 0 250000 63.687 D 433511.464 D Common Stock 1299.196 I 401(k) Plan Common Stock 288 I By Children's 12-year Trust Common Stock 60000 I In Trust Stock Options (Right to Buy) 42.88 2012-08-10 4 M 0 250000 0 D 2014-02-02 Common Stock 250000 0 D These sale and exercise transactions were made pursuant to trading instructions entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's most recent Form 10-K and Form 10-Q filed by the Issuer with the Securities and Exchange Commission. Represents the weighted average sales price for price increments ranging from $63.42 to $64.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a previous transfer of 40,000 shares from the Reporting Person's grantor retained annuity trust to his direct holdings in satisfaction of an annuity payment, thereby changing the form of his ownership of those shares from indirect to direct. Represents the weighted average sales price for price increments ranging from $63.40 to $64.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The Reporting Person disclaims beneficial ownership of these shares. This stock option became exercisable in four equal annual installments, commencing one year after the date of grant in 2004. /s/Matthew S. Furman, by power of attorney 2012-08-14