0001127602-11-014165.txt : 20110429
0001127602-11-014165.hdr.sgml : 20110429
20110429171742
ACCESSION NUMBER: 0001127602-11-014165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110427
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC.
CENTRAL INDEX KEY: 0000086312
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 410518860
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 385 WASHINGTON ST
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6513107911
MAIL ADDRESS:
STREET 1: 385 WASHINGTON STREET
CITY: ST. PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC
DATE OF NAME CHANGE: 20040401
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD
DATE OF NAME CHANGE: 19990219
FORMER COMPANY:
FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/
DATE OF NAME CHANGE: 19990219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BESSETTE ANDY F
CENTRAL INDEX KEY: 0001198918
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10898
FILM NUMBER: 11796150
BUSINESS ADDRESS:
STREET 1: 385 WASHINGTON ST
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 651 310 8557
MAIL ADDRESS:
STREET 1: THE TRAVELERS COMPANIES, INC.
STREET 2: 385 WASHINGTON STREET
CITY: ST. PAUL
STATE: MN
ZIP: 55102
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-27
0000086312
TRAVELERS COMPANIES, INC.
TRV
0001198918
BESSETTE ANDY F
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET
ST. PAUL
MN
55102
1
EVP and Chief Admin Officer
Common Stock
2011-04-27
4
M
0
25000
42.88
A
59276.62
D
Common Stock
2011-04-27
4
S
0
25000
61.996
D
34276.62
D
Common Stock
2011-04-27
4
M
0
3984
52.40
A
38260.62
D
Common Stock
2011-04-27
4
S
0
3984
61.92
D
34276.62
D
Common Stock
2011-04-27
4
M
0
7692
52.40
A
41968.62
D
Common Stock
2011-04-27
4
S
0
7692
61.995
D
34276.62
D
Common Stock
2011-04-27
4
M
0
5671
55.00
A
39947.62
D
Common Stock
2011-04-27
4
S
0
5671
61.884
D
34276.62
D
Common Stock
2011-04-27
4
M
0
922
55.00
A
35198.62
D
Common Stock
2011-04-27
4
S
0
922
62.082
D
34276.62
D
Common Stock
2011-04-27
4
M
0
4155
56.23
A
38431.62
D
Common Stock
2011-04-27
4
S
0
4155
61.906
D
34276.62
D
Common Stock
2011-04-27
4
M
0
6625
56.23
A
40901.62
D
Common Stock
2011-04-27
4
S
0
6625
61.842
D
34276.62
D
Common Stock
2011-04-27
4
M
0
2945
56.23
A
37221.62
D
Common Stock
2011-04-27
4
S
0
2945
61.952
D
34276.62
D
Common Stock
2011-04-27
4
M
0
622
56.26
A
34898.62
D
Common Stock
2011-04-27
4
S
0
622
62.084
D
34276.62
D
Common Stock
2011-04-27
4
M
0
2171
54.63
A
36447.62
D
Common Stock
2011-04-27
4
S
0
2171
62.02
D
34276.62
D
Common Stock
2011-04-27
4
M
0
566
55.18
A
34842.62
D
Common Stock
2011-04-27
4
S
0
566
62.053
D
34276.62
D
Common Stock
1227.628
I
401(k) Plan
Common Stock
22
I
By Son
Stock Options (Right to Buy)
42.88
2011-04-27
4
M
0
25000
0
D
2008-02-02
2014-02-02
Common Stock
25000
0
D
Stock Options (Right to Buy)
52.40
2011-04-27
4
M
0
3984
0
D
2007-11-08
2013-02-04
Common Stock
3984
0
D
Stock Option (Right to Buy)
52.40
2011-04-27
4
M
0
7692
0
D
2007-11-08
2013-02-04
Common Stock
7692
0
D
Stock Options (Right to Buy)
55.00
2011-04-27
4
M
0
5671
0
D
2008-05-03
2013-02-04
Common Stock
5671
0
D
Stock Option (Right to Buy)
55.00
2011-04-27
4
M
0
922
0
D
2008-05-03
2013-02-04
Common Stock
922
0
D
Stock Option (Right to Buy)
56.23
2011-04-27
4
M
0
4155
0
D
2008-05-08
2013-02-04
Common Stock
4155
0
D
Stock Option (Right to Buy)
56.23
2011-04-27
4
M
0
6625
0
D
2008-05-08
2013-02-04
Common Stock
6625
0
D
Stock Options (Right to Buy)
56.23
2011-04-27
4
M
0
2945
0
D
2008-05-08
2013-02-04
Common Stock
2945
0
D
Stock Options (Right to Buy)
56.26
2011-04-27
4
M
0
622
0
D
2008-05-14
2013-02-04
Common Stock
622
0
D
Stock Options (Right to Buy)
54.63
2011-04-27
4
M
0
2171
0
D
2008-12-06
2013-02-04
Common Stock
2171
0
D
Stock Options (Right to Buy)
55.18
2011-04-27
4
M
0
566
0
D
2008-12-10
2013-02-04
Common Stock
566
0
D
Represents the weighted average sales price for price increments ranging from $61.72 to $62.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.91 to $61.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.74 to $62.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.87 to $61.90. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $62.08 to $62.084. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.90 to $61.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.83 to $61.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for price increments ranging from $61.94 to $61.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represets the weighted average sales price for price increments ranging from $62.051 to $62.054. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Includes common shares and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock, each of which is convertible into 8 shares of common stock.
The Reporting Person disclaims beneficial ownership of these shares.
/s/Wendy C. Skjerven, by power of attorney
2011-04-29