0001127602-11-014165.txt : 20110429 0001127602-11-014165.hdr.sgml : 20110429 20110429171742 ACCESSION NUMBER: 0001127602-11-014165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BESSETTE ANDY F CENTRAL INDEX KEY: 0001198918 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 11796150 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 8557 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-27 0000086312 TRAVELERS COMPANIES, INC. TRV 0001198918 BESSETTE ANDY F THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 EVP and Chief Admin Officer Common Stock 2011-04-27 4 M 0 25000 42.88 A 59276.62 D Common Stock 2011-04-27 4 S 0 25000 61.996 D 34276.62 D Common Stock 2011-04-27 4 M 0 3984 52.40 A 38260.62 D Common Stock 2011-04-27 4 S 0 3984 61.92 D 34276.62 D Common Stock 2011-04-27 4 M 0 7692 52.40 A 41968.62 D Common Stock 2011-04-27 4 S 0 7692 61.995 D 34276.62 D Common Stock 2011-04-27 4 M 0 5671 55.00 A 39947.62 D Common Stock 2011-04-27 4 S 0 5671 61.884 D 34276.62 D Common Stock 2011-04-27 4 M 0 922 55.00 A 35198.62 D Common Stock 2011-04-27 4 S 0 922 62.082 D 34276.62 D Common Stock 2011-04-27 4 M 0 4155 56.23 A 38431.62 D Common Stock 2011-04-27 4 S 0 4155 61.906 D 34276.62 D Common Stock 2011-04-27 4 M 0 6625 56.23 A 40901.62 D Common Stock 2011-04-27 4 S 0 6625 61.842 D 34276.62 D Common Stock 2011-04-27 4 M 0 2945 56.23 A 37221.62 D Common Stock 2011-04-27 4 S 0 2945 61.952 D 34276.62 D Common Stock 2011-04-27 4 M 0 622 56.26 A 34898.62 D Common Stock 2011-04-27 4 S 0 622 62.084 D 34276.62 D Common Stock 2011-04-27 4 M 0 2171 54.63 A 36447.62 D Common Stock 2011-04-27 4 S 0 2171 62.02 D 34276.62 D Common Stock 2011-04-27 4 M 0 566 55.18 A 34842.62 D Common Stock 2011-04-27 4 S 0 566 62.053 D 34276.62 D Common Stock 1227.628 I 401(k) Plan Common Stock 22 I By Son Stock Options (Right to Buy) 42.88 2011-04-27 4 M 0 25000 0 D 2008-02-02 2014-02-02 Common Stock 25000 0 D Stock Options (Right to Buy) 52.40 2011-04-27 4 M 0 3984 0 D 2007-11-08 2013-02-04 Common Stock 3984 0 D Stock Option (Right to Buy) 52.40 2011-04-27 4 M 0 7692 0 D 2007-11-08 2013-02-04 Common Stock 7692 0 D Stock Options (Right to Buy) 55.00 2011-04-27 4 M 0 5671 0 D 2008-05-03 2013-02-04 Common Stock 5671 0 D Stock Option (Right to Buy) 55.00 2011-04-27 4 M 0 922 0 D 2008-05-03 2013-02-04 Common Stock 922 0 D Stock Option (Right to Buy) 56.23 2011-04-27 4 M 0 4155 0 D 2008-05-08 2013-02-04 Common Stock 4155 0 D Stock Option (Right to Buy) 56.23 2011-04-27 4 M 0 6625 0 D 2008-05-08 2013-02-04 Common Stock 6625 0 D Stock Options (Right to Buy) 56.23 2011-04-27 4 M 0 2945 0 D 2008-05-08 2013-02-04 Common Stock 2945 0 D Stock Options (Right to Buy) 56.26 2011-04-27 4 M 0 622 0 D 2008-05-14 2013-02-04 Common Stock 622 0 D Stock Options (Right to Buy) 54.63 2011-04-27 4 M 0 2171 0 D 2008-12-06 2013-02-04 Common Stock 2171 0 D Stock Options (Right to Buy) 55.18 2011-04-27 4 M 0 566 0 D 2008-12-10 2013-02-04 Common Stock 566 0 D Represents the weighted average sales price for price increments ranging from $61.72 to $62.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.91 to $61.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.74 to $62.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.87 to $61.90. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $62.08 to $62.084. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.90 to $61.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.83 to $61.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.94 to $61.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represets the weighted average sales price for price increments ranging from $62.051 to $62.054. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Includes common shares and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock, each of which is convertible into 8 shares of common stock. The Reporting Person disclaims beneficial ownership of these shares. /s/Wendy C. Skjerven, by power of attorney 2011-04-29