0001127602-11-013978.txt : 20110428 0001127602-11-013978.hdr.sgml : 20110428 20110428154408 ACCESSION NUMBER: 0001127602-11-013978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110426 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence Kenneth Franklin III CENTRAL INDEX KEY: 0001301246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 11788087 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES INC STREET 2: 385 WASHINGTON STREET CITY: SAINT PAUL STATE: MN ZIP: 55102-1396 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-26 0000086312 TRAVELERS COMPANIES, INC. TRV 0001301246 Spence Kenneth Franklin III THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 EVP & General Counsel Common Stock 2011-04-26 5 G 0 E 500 0 D 25861.026 D Common Stock 2011-04-26 4 M 0 15000 42.88 A 40861.026 D Common Stock 2011-04-26 4 S 0 15000 61.162 D 25861.026 D Common Stock 2011-04-26 4 M 0 10000 33.51 A 35861.026 D Common Stock 2011-04-26 4 S 0 10000 61.137 D 25861.026 D Common Stock 2011-04-26 4 M 0 15500 36.97 A 41361.026 D Common Stock 2011-04-26 4 S 0 15500 61.126 D 25861.026 D Common Stock 2011-04-26 4 M 0 470 53.16 A 26331.026 D Common Stock 2011-04-26 4 S 0 470 61.145 D 25861.026 D Common Stock 2011-04-26 4 M 0 232 56.23 A 26093.026 D Common Stock 2011-04-26 4 S 0 232 61.14 D 25861.026 D Common Stock 2011-04-26 4 M 0 543 56.26 A 26404.026 D Common Stock 2011-04-26 4 S 0 543 61.154 D 25861.026 D Common Stock 2011-04-26 4 M 0 7494 53.55 A 33355.026 D Common Stock 2011-04-26 4 S 0 7494 61.135 D 25861.026 D Common Stock 2011-04-26 4 M 0 2840 53.11 A 28701.026 D Common Stock 2011-04-26 4 S 0 2840 61.112 D 25861.026 D Common Stock 2011-04-26 4 M 0 3258 53.60 A 29119.026 D Common Stock 2011-04-26 4 S 0 3258 61.12 D 25861.026 D Common Stock 2572.369 I 401(k) Plan Stock Option (Right to Buy) 42.88 2011-04-26 4 M 0 15000 0 D 2008-02-02 2014-02-02 Common Stock 15000 0 D Stock Option (Right to Buy) 33.51 2011-04-26 4 M 0 10000 0 D 2008-10-04 2014-10-04 Common Stock 10000 0 D Stock Options (Right to Buy) 36.97 2011-04-26 4 M 0 15500 0 D 2009-01-25 2015-01-25 Common Stock 15500 11559 D Stock Options (Right to Buy) 53.16 2011-04-26 4 M 0 470 0 D 2008-02-08 2012-02-05 Common Stock 470 0 D Stock Options (Right to Buy) 56.23 2011-04-26 4 M 0 232 0 D 2008-05-08 2012-02-05 Common Stock 232 0 D Stock Options (Right to Buy) 56.26 2011-04-26 4 M 0 543 0 D 2008-05-14 2012-02-05 Common Stock 543 0 D Stock Options (Right to Buy) 53.55 2011-04-26 4 M 0 7494 0 D 2008-10-04 2012-02-05 Common Stock 7494 0 D Stock Options (Right to Buy) 53.11 2011-04-26 4 M 0 2840 0 D 2008-11-30 2012-02-05 Common Stock 2840 0 D Stock Options (Right to Buy) 53.60 2011-04-26 4 M 0 3258 0 D 2010-11-09 2012-02-05 Common Stock 3258 0 D Represents the weighted average sales price for price increments ranging from $61.13 to $61.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.11 to $61.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.09 to $61.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.14 to $61.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.15 to $61.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.13 to $61.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $61.11 to $61.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Includes common shares and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock, each of which is convertible into 8 shares of common stock. /s/Wendy C. Skjerven, by power of attorney 2011-04-28