-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9hDBIDEfHcZ1LuOiwHUoP397vRbs1WWiDDC9CLd3VjKNhPd4kP90+z91S1Cb5YJ KDpcocVi/Sf1yxMoKzAo5g== 0001127602-11-003752.txt : 20110203 0001127602-11-003752.hdr.sgml : 20110203 20110203171412 ACCESSION NUMBER: 0001127602-11-003752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110201 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHMAN JAY S CENTRAL INDEX KEY: 0001201696 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 11570996 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 6748 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-01 0000086312 TRAVELERS COMPANIES, INC. TRV 0001201696 FISHMAN JAY S THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 1 Chairman & Chief Exec. Officer Common Stock 2011-02-02 4 M 0 300000 45.67 A 687682 D Common Stock 2011-02-02 4 S 0 300000 56.749 D 387682 D Common Stock 1245.647 I 401(k) Plan Common Stock 288 I By Children's 12-year Trust Stock Options (Right to Buy) 56.81 2011-02-01 4 A 0 278301 0 A 2014-02-01 2021-02-01 Common Stock 278301 278301 D Stock Options (Right to Buy) 45.67 2011-02-02 4 M 0 300000 0 D 2004-04-01 2011-10-10 Common Stock 300000 0 D The sale transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in a Form 10-Q filed by the Issuer on October 21, 2010. Represents the weighted average sales price for price increments ranging from $56.571 to $56.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Includes shares of common stock and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock. The Reporting Person disclaims beneficial ownership of these shares. /s/Wendy C. Skjerven, by power of attorney 2011-02-03 -----END PRIVACY-ENHANCED MESSAGE-----