-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKEDMJUJ435BBozCTnFhGK3+7FMxkahjT6fJfP9b1p/iwzn8muks6SopBiUJAtSu Kf8lnIei0iY3N95ABhN1UQ== 0001127602-10-027939.txt : 20101115 0001127602-10-027939.hdr.sgml : 20101115 20101115164207 ACCESSION NUMBER: 0001127602-10-027939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101111 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLIFFORD JOHN P JR CENTRAL INDEX KEY: 0001198913 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 101193143 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 7003 MAIL ADDRESS: STREET 1: 385 WASHINGTON ST CITY: ST PAUL STATE: MN ZIP: 55102 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-11-11 0000086312 TRAVELERS COMPANIES, INC. TRV 0001198913 CLIFFORD JOHN P JR 385 WASHINGTON STREET ST PAUL MN 55102 1 EVP, Human Resources Common Stock 2010-11-11 4 S 0 2000 56.564 D 24632 D Common Stock 2010-11-11 4 M 0 50000 42.88 A 74632 D Common Stock 2010-11-11 4 S 0 50000 56.352 D 24632 D Common Stock 2010-11-11 4 M 0 10035 48.39 A 34667 D Common Stock 2010-11-11 4 S 0 10035 56.426 D 24632 D Common Stock 2010-11-11 4 M 0 35000 48.50 A 59632 D Common Stock 2010-11-11 4 S 0 35000 56.56 D 24632 D Stock Options (Right to Buy) 42.88 2010-11-11 4 M 0 50000 0 D 2008-02-02 2014-02-02 Common Stock 50000 0 D Stock Options (Right to Buy) 48.39 2010-11-11 4 M 0 10035 0 D 2004-04-01 2011-02-06 Common Stock 10035 0 D Stock Options (Right to Buy) 48.50 2010-11-11 4 M 0 35000 0 D 2004-04-01 2012-03-04 Common Stock 35000 0 D The sale transaction reported on this Form 4 was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-Q filed on October 21, 2010, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans. Represents the weighted average sales price for price increments ranging from $56.51 to $56.57. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $55.85 to $56.585. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $56.31 to $56.561. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $56.25 to $56.755. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. /s/Wendy C. Skjerven, by power of attorney 2010-11-15 -----END PRIVACY-ENHANCED MESSAGE-----