-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQIkiSMKwxR1B4erynSHRjS8Oh56d4xDXaQnb2s0wETw35ukDfuoooILz56F1dR3 7TJpJQCRiTSUvPR/0T6uCg== 0001127602-10-003497.txt : 20100204 0001127602-10-003497.hdr.sgml : 20100204 20100204175429 ACCESSION NUMBER: 0001127602-10-003497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100202 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHMAN JAY S CENTRAL INDEX KEY: 0001201696 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 10575153 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 6748 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-02 0000086312 TRAVELERS COMPANIES, INC. TRV 0001201696 FISHMAN JAY S THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 1 Chairman & Chief Exec. Officer Common Stock 2010-02-02 4 S 0 25000 50.8758 D 343946 D Common Stock 2010-02-02 4 A 0 196 51.09 A 344142 D Common Stock 1213.528 I 401(k) Plan Common Stock 288 I By Children's 12-year Trust Stock Options (Right to Buy) 51.09 2010-02-02 4 A 0 367260 0 A 2013-02-02 2020-02-02 Common Stock 367260 367260 D The sale transaction reported on this Form 4 was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in a Form 10-Q filed by the Issuer on July 30, 2009. Represents the weighted average sales price for price increments ranging from $50.36 to $51.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Consists of restricted stock units awarded pursuant to the Company's Amended and Restated 2004 Stock Incentive Plan. Such restricted stock units will be settled in shares of common stock generally three years following the date of the award. Represents shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock. The Reporting Person disclaims beneficial ownership of these shares. /s/Wendy C. Skjerven, by power of attorney 2010-02-04 -----END PRIVACY-ENHANCED MESSAGE-----