-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hco0XNXTEbO8WaLwziX2Iv+eV8pwjIzxthEVRC5km2dimsXe9C6Y/M7P8Wghmnby ILc9VQQlPSyNbDPeEQB67A== 0001127602-09-021165.txt : 20091028 0001127602-09-021165.hdr.sgml : 20091028 20091028183118 ACCESSION NUMBER: 0001127602-09-021165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091026 FILED AS OF DATE: 20091028 DATE AS OF CHANGE: 20091028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPP ROBERT I CENTRAL INDEX KEY: 0001221484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 091142798 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES INC STREET 2: 385 WASHINGTON STREET CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-10-26 0000086312 TRAVELERS COMPANIES, INC. TRV 0001221484 LIPP ROBERT I THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 Common Stock 2009-10-26 4 M 0 100000 42.69 A 100000 I By Lipp Travelers SO, LLC Common Stock 2009-10-26 4 S 0 100000 51.2902 D 0 I By Lipp Travelers SO, LLC Common Stock 49130.82 D Common Stock 236.498 I 401(k) Plan Common Stock 324074 I In Trusts Stock Options (Right to Buy) 42.69 2009-10-26 4 M 0 100000 0 D 2004-04-01 2012-03-22 Common Stock 100000 1774162 I By Lipp Travelers SO, LLC Lipp Travelers SO, LLC is owned by the Reporting Person and certain grantor retained annuity trusts of the Reporting Person. Options previously held directly by the Reporting Person were transferred to Lipp Travelers SO, LLC so are now held indirectly by the Reporting Person. Represents the weighted average sales price for price increments ranging from $51.09 to $51.40. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Includes 73.02 shares of deferred stock units acquired since August 3, 2009 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors and shares of common stock previously held indirectly in trust that were transferred to the Reporting Person and are now held directly. Reflects the transfer of shares previously held indirectly in trust to the Reporting Person, which are now held directly. The option vested in full on the effective date of the merger between The St. Paul Companies, Inc. (now known as The Travelers Companies, Inc.) and Travelers Property Casualty Corp. /s/Wendy C. Skjerven, by power of attorney 2009-10-28 -----END PRIVACY-ENHANCED MESSAGE-----