-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2Tn+sWKLf05RCiI0458ulORIlhmlMzM1RtyqV2iJxOLGtckUctDy8bL1NbL+IKM BJvsjJFLMs4ijPX8QjDm9Q== 0001127602-09-016772.txt : 20090805 0001127602-09-016772.hdr.sgml : 20090805 20090805114441 ACCESSION NUMBER: 0001127602-09-016772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPP ROBERT I CENTRAL INDEX KEY: 0001221484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 09986156 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES INC STREET 2: 385 WASHINGTON STREET CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-08-03 0000086312 TRAVELERS COMPANIES, INC. TRV 0001221484 LIPP ROBERT I THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 1 Common Stock 2009-08-03 4 M 0 100506 36.97 A 112487.8 D Common Stock 2009-08-03 4 S 0 100506 44.17 D 11981.8 D Common Stock 235.195 I 401(k) Plan Common Stock 361150 I In Trusts Stock Options (Right to Buy) 36.97 2009-08-03 4 M 0 100506 0 D 2007-01-25 2015-01-25 Common Stock 100506 0 D Includes 174.11 shares of deferred stock units acquired since February 5, 2009 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors. Represents the weighted average sales price for price increments ranging from $44.00 to $44.41. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. A number of shares previously held directly have been transferred to trusts, so they are now held indirectly. The option vested in the following installments: (i) 50% of the option shares on January 25, 2007, the second anniversary of the grant date; and (ii) 25% of the option shares on January 25, 2008 and 2009, the third and fourth anniversaries of the grant date. The date exercisable reported in the table is the first 50% vesting date. The expiration date accelerated upon the Reporting Person's retirement and as such the expiration date of the option is September 12, 2009. /s/Wendy C. Skjerven, by power of attorney 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----