-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PZfyR2ureX6bZgrdVxhDlPSvKgbjAg3+IUKTcGe2aKxMV9RQbPWDjHVcO7Utehzp QOeErA6vBFfC8Imz71PXtQ== 0001104659-06-007355.txt : 20060209 0001104659-06-007355.hdr.sgml : 20060209 20060209153138 ACCESSION NUMBER: 0001104659-06-007355 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060209 DATE AS OF CHANGE: 20060209 GROUP MEMBERS: TRAVELERS CASUALTY AND SURETY COMPANY GROUP MEMBERS: TRAVELERS INSURANCE GROUP HOLDINGS, INC. GROUP MEMBERS: TRAVELERS PROPERTY CASUALTY CORP. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6123107911 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC /MN/ DATE OF NAME CHANGE: 19920703 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. CENTRAL INDEX KEY: 0001068963 IRS NUMBER: 521568099 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61123 FILM NUMBER: 06592844 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS CORP LOAN FUND INC DATE OF NAME CHANGE: 19980826 SC 13G/A 1 a06-4387_2sc13ga.htm AMENDMENT

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
January 31, 2006

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Citigroup Investments Corporate Loan Fund, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

17307C-10-7

(CUSIP Number)

December 31, 2005

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

ý

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid IMB control number.



 

CUSIP No. 17307C-10-7

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
The St. Paul Travelers Companies, Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Minnesota corporation

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
None

 

6.

Shared Voting Power 
988,300 shares (see Item 4)

 

7.

Sole Dispositive Power 
None

 

8.

Shared Dispositive Power
988,300 shares (see Item 4)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
988,300 shares (see Item 4)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.9% based on 9,892,850.186 shares of common stock outstanding as of December 12, 2005 as set forth in the Issuer’s Proxy Statement dated December 30, 2005.

 

 

12.

Type of Reporting Person (See Instructions)
HC

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Travelers Property Casualty Corp.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut corporation

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
None

 

6.

Shared Voting Power 
988,300 shares (see Item 4)

 

7.

Sole Dispositive Power 
None

 

8.

Shared Dispositive Power
988,300 shares (see Item 4)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
988,300 shares (see Item 4)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.9% based on 9,892,850.186 shares of common stock outstanding as of December 12, 2005 as set forth in the Issuer’s Proxy Statement dated December 30, 2005.

 

 

12.

Type of Reporting Person (See Instructions)
HC

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Travelers Insurance Group Holdings, Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut corporation

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
None

 

6.

Shared Voting Power 
988,300 shares (see Item 4)

 

7.

Sole Dispositive Power 
None

 

8.

Shared Dispositive Power
988,300 shares (see Item 4)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
988,300 shares (see Item 4)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
 9.9% based on 9,892,850.186 shares of common stock outstanding as of December 12, 2005 as set forth in the Issuer’s Proxy Statement dated December 30, 2005.

 

 

12.

Type of Reporting Person (See Instructions)
HC

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Travelers Casualty and Surety Company

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
None

 

6.

Shared Voting Power 
988,300 shares (see Item 4)

 

7.

Sole Dispositive Power 
None

 

8.

Shared Dispositive Power
988,300 shares (see Item 4)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
988,300 shares (see Item 4)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.9% based on 9,892,850.186 shares of common stock outstanding as of December 12, 2005 as set forth in the Issuer’s Proxy Statement dated December 30, 2005.

 

 

12.

Type of Reporting Person (See Instructions)
IC

 

5



 

Item 1.

 

(a)

Name of Issuer
Citigroup Investments Corporate Loan Fund, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
125 Broad Street

New York, NY  10004

 

Item 2.

 

(a)

Name of Person Filing
The St. Paul Travelers Companies, Inc. (“Inc.”), Travelers Property Casualty Corp. (“TPC”), Travelers Insurance Group Holdings, Inc. (“TIGHI”) and Travelers Casualty and Surety Company (“Casualty”)

 

(b)

Address of Principal Business Office or, if none, Residence
385 Washington Street, Mail Code 515A, St. Paul, MN 55102.

 

(c)

Citizenship
Inc. is a Minnesota corporation, TPC and Casualty are Connecticut corporations, and TIGHI is a Delaware corporation.

 

(d)

Title of Class of Securities
Common Stock, par value $0.001 per share (the “Common Stock”) of the Issuer

 

(e)

CUSIP Number
17307C-10-7

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

ý

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

ý

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

6



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

The St. Paul Travelers Companies, Inc. (“Inc.”), through its wholly-owned indirect subsidiary, Travelers Casualty and Surety Company (“Casualty”) beneficially owns 988,300 shares of the Issuer’s common stock.  Inc. is the ultimate parent corporation. Travelers Property Casualty Corp (“TPC”) is a wholly-owned subsidiary of Inc.  Travelers Insurance Group Holdings, Inc. (“TIGHI”) is a wholly-owned subsidiary of TPC, and Casualty is a wholly-owned subsidiary of TIGHI.  Consequently, each of Inc., TPC and TIGHI may be deemed to beneficially own the shares held by Casualty.

 

(b)

Percent of class:   

The shares reported in Item 4(a), above, constitute 9.99% of the outstanding shares of common stock of the Issuer, based on 9,892,850.186 shares of common stock outstanding as set forth in the Issuer’s Proxy Statement dated December 30, 2005.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

None

 

 

(ii)

Shared power to vote or to direct the vote    

 988,300 shares (see Item 4(a) above)

 

 

(iii)

Sole power to dispose or to direct the disposition of   

None

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 988,300 shares (see Item 4(a) above)

 

7



 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Travelers Casualty and Surety Company, which is an insurance company as defined in the Exchange Act.

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

8



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 9, 2006

 

Date

THE ST. PAUL TRAVELERS COMPANIES, INC.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS PROPERTY CASUALTY CORP.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS INSURANCE GROUP HOLDINGS, INC.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS CASUALTY AND SURETY COMPANY

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

9



 

EXHIBIT LIST

 

Exhibit

 

Description

99.1

 

Joint Filing Agreement among the Reporting Persons

 

10


EX-99.1 2 a06-4387_2ex99d1.htm EXHIBIT 99

EXHIBIT 99.1

 

AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G

 

The undersigned hereby agree that:

 

i.

 

each of them is individually eligible to use the Schedule 13G attached hereto;

 

 

 

ii.

 

the attached Schedule 13G is filed on behalf of each of them; and

 

 

 

iii.

 

each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information therein concerning him or itself; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless he or it knows or has reason to believe that such information is inaccurate.

 

 

Dated: February  9, 2006

 

 

 

THE ST. PAUL TRAVELERS COMPANIES, INC.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS PROPERTY CASUALTY CORP.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS INSURANCE GROUP HOLDINGS, INC.

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

 

TRAVELERS CASUALTY AND SURETY COMPANY

 

 

 

/Bruce A. Backberg/

 

Signature

 

 

 

Bruce A. Backberg, Senior Vice President

 

Name/Title

 

 

1


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