0001047469-12-010528.txt : 20121114 0001047469-12-010528.hdr.sgml : 20121114 20121114104615 ACCESSION NUMBER: 0001047469-12-010528 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00062 FILM NUMBER: 121201700 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 13F-HR 1 a2211866z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Travelers Companies, Inc. ------------------------------- Address: 485 Lexington Avenue ------------------------------- New York, NY 10017-2630 ------------------------------- Form 13F File Number: 28-62 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wendy Skjerven ------------------------------- Title: Deputy Corporate Secretary ------------------------------- Phone: (651) 310-6748 ------------------------------- Signature, Place, and Date of Signing: /s/ Wendy Skjerven, St. Paul, Minnesota, November 14, 2012 ------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 36 -------------------- Form 13F Information Table Value Total: 348,542 -------------------- (thousands) List of Other Included Managers: No. Form 13F File Number Name 01 28-29 ST. PAUL FIRE AND MARINE INSURANCE COMPANY ------ ----------------- ------------------------------------------ FORM 13F INFORMATION TABLE
VALUE SHARES SH/ PUT/ INVESTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN/AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AT&T INC COMM 00206R102 509 13,500 SH SHARED 13,500 AVEO PHARMACEUTICALS INC COMM 053588109 22 2,160 SH SHARED 2,160 BAYTEX ENERGY CORP COMM 07317Q105 1,392 29,800 SH SHARED 29,800 BOARDWALK PIPELINE PARTNERS LP COMM 096627104 13,372 479,300 SH SHARED 479,300 BUCKEYE PARTNERS LP COMM 118230101 935 19,500 SH SHARED 19,500 CANADIAN NATIONAL RAILWAY COMM 136375102 1,957 22,500 SH SHARED 22,500 CANADIAN PACIFIC RAILWAY COMM 13645T100 2,260 27,700 SH SHARED 27,700 CENOVUS ENERGY INC COMM 15135U109 1,716 50,000 SH SHARED 50,000 DUKE ENERGY COMM 26441C204 2,680 41,362 SH SHARED 41,362 EL PASO PIPELINE PARTNERS LP COMM 283702108 14,728 395,700 SH SHARED 395,700 ENBRIDGE INC COMM 29250N105 2,619 68,200 SH SHARED 68,200 ENBRIDGE ENERGY PARTNERS LP COMM 29250R106 25,860 878,400 SH SHARED 878,400 ENTERPRISE PRODUCTS PARTNERS LP COMM 293792107 48,905 912,416 SH SHARED 912,416 GUIDEWIRE SOFTWARE INC COMM 40171V100 395 12,706 SH SHARED 12,706 KINDER MORGAN MANAGEMENT LLC COMM 49455U100 32,722 428,283 SH SHARED 428,283 MAGELLAN MIDSTREAM PARTNERS LP COMM 559080106 42,777 489,100 SH SHARED 489,100 MARKWEST ENERGY PARTNERS LP COMM 570759100 6,258 115,000 SH SHARED 115,000 MAXLINEAR INC - CLASS A COMM 57776J100 32 4,765 SH SHARED 4,765 MOTRICITY INC COMM 620107102 2 4,481 SH SHARED 4,481 NATL WESTMINSTER BK PLC SER C 7.76% PREF 638539882 10,020 400,000 SH SHARED 400,000 NUSTAR ENERGY LP COMM 67058H102 6,416 126,100 SH SHARED 126,100 ONEOK PARTNERS LP COMM 68268N103 30,851 518,500 SH SHARED 518,500 PANDORA MEDIA INC COMM 698354107 258 23,574 SH SHARED 23,574 PEMBINA PIPELINE CORP COMM 706327103 2,906 105,287 SH SHARED 105,287 PLAINS ALL AMER PIPELINE LP COMM 726503105 43,192 489,700 SH SHARED 489,700 ROYAL BK OF SCOTLAND PLC PFD 6.25% SER P PREF 780097762 1,658 80,000 SH SHARED 80,000 SOUTHERN COMPANY COMM 842587107 5,162 112,000 SH SHARED 112,000 SPECTRA ENERGY PARTNERS LP COMM 84756N109 3,151 99,000 SH SHARED 99,000 SUNCOR ENERGY INC COMM 867224107 1,184 36,600 SH SHARED 36,600 SUNOCO LOGISTICS PARTNERS LP COMM 86764L108 11,756 252,000 SH SHARED 252,000 TRANSCANADA CORP COMM 89353D107 765 17,100 SH SHARED 17,100 UBIQUITI NETWORKS INC COMM 90347A100 103 8,682 SH SHARED 8,682 VERIZON COMMUNICATIONS INC COMM 92343V104 1,276 28,000 SH SHARED 28,000 VONAGE HOLDINGS CORP COMM 92886T201 35 15,133 SH SHARED 15,133 XCEL ENERGY INC COMM 98389B100 5,320 192,000 SH SHARED 192,000 ALTERRA CAPITAL HOLDINGS LTD COMM G0229R108 25,348 1,058,833 SH SHARED 1,058,833